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1 Life on other planets, a real possibility ? on Mon Oct 19, 2009 9:37 pm

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EXOTIC LIFE SITES: THE FEASIBILITY OF FAR-OUT HABITATS

http://www.reasons.org/siteSearch/node/?keys=extraterrestrial+&x=12&y=9

http://www.reasons.org/tcm-life-design/exotic-life-sites-feasibility-far-out-habitats

People often joke about the certainty of death and taxes. Astronomers can add another certainty to that short list: Sooner or later someone will ask, “What do you think about the possibility of life out there?”

Most questioners are looking for a particular answer. Science fiction novels, The Planetary Society, and countless movies, from E.T. to Contact to Planet of the Apes, suggest that extraterrestrial life is a given and help conjure images of how that life looks. To answer questions about such life takes as much diplomacy as answering my wife when she asks, “How do I look?”

Experience suggests a strategy for handling both questions. Step one: Make a positive statement, such as “You look great!” or “That’s a great question!” Step two: Provide amplification. This part is trickier. It can make or break the interaction. If it lacks sincerity or includes the word but, (e.g., “You look great, but I thought you were going to wear the blue dress”), my wife may walk away feeling hurt and deflated. A better answer adds some specific feedback (e.g., “You look great, and I especially like the way that color goes with your eyes”).

In the case of the life-elsewhere question, an honest, fact-based amplification acknowledges the “great question” as opening the door to three fascinating topics: life on other planets, life on other astronomical bodies, and life other than “life as we know it.” Step-by-step discussion of these subjects can lead to opportunities for spiritually significant conversation.

LIFE ON OTHER PLANETS
Technology and interdisciplinary research have enabled scientists to develop an extensive list of physical characteristics that must fall within limited ranges for a planet (or any other astronomical body) to be capable of life support. Those characteristics involve the planet’s star, moon(s), planetary companions, and galaxy, as well as the planet’s surface, interior, and atmospheric conditions. This list grows longer with every year. It started with two parameters in 1966,1 grew to eight by 1970, to twenty-three by 1980, to thirty by 1990, and to forty by 1995.2 Currently, the list includes more than 120 parameters and shows no signs of leveling off.3

The limits on some characteristics, especially on the essential-to-life features of a planet’s star, have been determined precisely. The limits on others, mostly on the features of the planet itself, presumably a terrestrial (rocky) planet, are less precisely known. Two reasons exist for this difference: First, trillions of stars are available for study while only 76 planets (9 in Earth’s solar system, 67 outside) have been discovered to date. Second, physical and chemical characteristics make stars, basically condensed balls of hot gas, much simpler systems than planets.

No one knows, of course, exactly how many planets exist. As recently as 1990, astronomers were divided between those who proposed that planets whirl around nearly every star and those who posited that the Sun alone possesses planets. Three research advances tilt the debate toward the latter scenario: (1) the availability of instruments and techniques capable of detecting and studying planets orbiting other stars; (2) the discovery that most, if not all, stars surrounded by disks of dust are young or still forming; and (3) the development of sophisticated theoretical models that explain how dust disks become planets.

Each of the 67 extrasolar planets discovered and studied to date orbits a relatively young, metal-rich star (a star rich in elements heavier than hydrogen and helium).4-8 This finding presents no surprise. The heavy elements needed to make planets and any type of life chemistry do not exist in sufficient quantity until at least two generations of stars have formed, burned out, and scattered their ashes, which then recycle to form more stars. Astronomers have learned that the longer a galaxy sustains star formation, the more metal rich its newly forming stars will be. In the case of the galaxy astronomers know best, the Milky Way galaxy (Earth’s own), only 2 percent of the stars possess metal richness adequate for planet formation.9

Of those Milky Way stars known to have planets, none formed as early as the Sun. The Sun benefited from a remarkable set of circumstances: it formed adjacent to two massive, star explosions (supernovae), each of which spewed out a different set of life-essential heavy elements.10-12 Those explosions occurred precisely at the right time and place for those heavy elements to be incorporated into the condensing solar nebula. Earth’s star may be the only star its age with an ensemble of both small rocky planets and gas giants. This finding implies that the probable number of life-site candidates falls far below 2 percent.

As for life-support planets in other galaxies, the odds look bleak. Astronomers have found that the Milky Way is exceptional for the longevity of its star formation processes. In 94 of every 100 galaxies, star formation shut down so long ago that few, if any, metal-rich stars reside there—hence few, if any, planets. The results of a Hubble Space Telescope (HST) study recently confirmed this conclusion. The HST searched for planets in an enormous cluster of old stars, 47 Tucanae, and found none.13

Observations indicate that the number of stars with planets, any kind or size of planets, adds up to only about 0.1 percent of all the stars in the cosmos. That number is at least a hundred times smaller than the estimate that launched the search for signals from extraterrestrial life.14 Small though that percentage may be, however, it still adds up to a lot of planets. If, for example, each star in that 0.1-percent group has ten planets around it, the number of planets would add up to a hundred million trillion (that is, 1020).

A hundred million trillion, then, is the number to which the data on various life-essential features must be applied. Some features fall within loose limits—others, within strict limits. Limits on the planet’s rotation period and its albedo (reflectivity) eliminate about 90 percent of the life-site candidates. Parameters such as the parent star’s mass and the planet’s distance from its parent star eliminate about 99.9 percent of all relevant candidates.

Dependency factors among certain of the parameters improve the odds somewhat, but many of these parameters must be kept within a specific range for long periods of time. Given how variable environments can be, this longevity requirement proves extremely limiting. The data demonstrate that the probability of finding even one planet with the capacity to support life falls short of one chance in 10140 (that number is 1 followed by 140 zeros).15

LIFE ON ALTERNATIVE SITES
The extreme improbability such a number indicates has driven some scientists to abandon the premise that life requires an Earth-like home. A satellite (moon) orbiting a giant planet that in turn orbits a star resembling Earth’s sun at the right distance could serve, they say, as a life site.16-18 The feasibility of such an alternative can be tested against a long list of recent findings.

None of the 67 “gas giant” planets found thus far outside Earth’s solar system orbit their stars in the zone life requires. Gas giants, which are many times larger than Earth, form under cold, low radiation conditions far from their stars. By gravitational interactions with interplanetary dust or with other planets and stars that pass by, most gas giants drift into the proximity of their stars. This drifting process drastically decreases their likelihood of retaining the nearly circular, stable orbit life demands.19-24 Of the known extrasolar gas giants, only two orbit anywhere near the life-habitable zone, and these two follow such an eccentric (i.e., elongated) orbital path as to make life on their satellites (moons), if they have any, impossible.25-28 The question remains unanswered as to whether or not giant planets can possibly retain the satellites during migration.

A satellite close enough to its planet to avoid enormous seasonal temperature fluctuations (caused by variations in the distance to the planet’s star, or heat source, as the satellite orbits its planet) becomes tidally locked to the planet—the same side always faces the planet. This tidal locking itself causes a host of life-destructive effects.

For example, tidal locking makes the satellite’s rotation period identical to the planet’s. Unless that period is short enough, day-to-night temperature differences become too extreme for life’s survival. However, the rotation period can only be that short if the satellite orbits closely. Within this sufficiently close range, however, another set of problems arises. For example, tidal forces generate drastic climatic and orbital instabilities (tidal torques force such a satellite to move farther and farther away from its planet), as well as massive and frequent volcanic eruptions (such as astronomers see on Jupiter’s moon Io).29 Any possible life-favorable conditions last briefly, at best.

A satellite with a highly improbable life-sustaining atmosphere most likely loses it in short order unless that satellite somehow possesses a strong magnetic field (similar to that of the Sun, Jupiter, and Earth). Otherwise, charged particles accelerated by the planet’s magnetosphere sputter away the satellite’s atmosphere. The magnetic field around Ganymede, the largest known planetary satellite and the only one with undisputed magnetism, measures less than 1 percent the strength of Earth’s.30-32

Another life risk for a satellite closely orbiting a large planet is that such a planet’s gravity significantly attracts asteroids, comets, and other debris passing nearby. This attraction increases the likelihood of bombardment, and such bombardment proves catastrophic to any possible life on the satellite.

A satellite cannot retain an adequate atmosphere for life unless its mass exceeds 12 percent of Earth’s mass. 33 At the same time, the satellite needs a mechanism to compensate for its nearby star’s increasing luminosity (brightness, thus light and heat radiation) as the star ages. The only known mechanism is the one seen on Earth, called the carbonate-silicate cycle. This cycle cannot operate, however, without lots of dry land (which eliminates ice-water environments such as Jupiter’s satellite Europa) and without a high level of plate tectonic activity.34, 35

Plate tectonics, in turn, require a certain minimum mass (0.23 Earth masses), and the demands of sustaining a carbonate-silicate cycle significantly increases that minimum. The best calculation to date sets the minimum mass of this hypothetical satellite at three times the mass of Mars, which is more than twelve times the mass of the solar system’s largest satellite. Of course plate tectonics also demand lots of liquid water (thus eliminating all dry satellites) and the precisely-timed introduction of just-right plant life in just-right amounts throughout the satellite’s history.36-37

MORE RADICAL PROPOSALS
Sustaining the quest for other potential life sites, planetary scientist David Stevenson and origin-of-life researchers Jeffrey Bada and Christopher Wills go so far as to speculate that life might not require a home near a star.38-39 They suggest this scenario: A planet may be ejected from a normal planetary system before losing any of its light gases. If so, the planet may retain enough surface warmth (from interior radioactive decay) and a sufficiently heavy molecular hydrogen outer atmosphere (a heat-trapping blanket) to sustain life chemistry and metabolism.

To be capable of life support, however, such a hypothetical site would require super-enrichment by radioactive elements, and no mechanism or scenario exists to bring this enrichment about—none that would accomplish the job without simultaneously destroying the molecular hydrogen outer atmosphere. If the planet somehow acquired this enrichment, it still faces a problem: heat from the radioactive decay would decline exponentially through time. So, while such a planet might serve as a brief stopover for primitive life, it could not stay within the life-support range of temperature and other conditions long enough to serve as any conceivable home for intelligent life.

If life claims a home anywhere in the vast cosmos, it must be on a planet like Earth orbiting a star like the Sun in a galaxy like the Milky Way. And, as ongoing studies shows, that possibility shrinks, rather than grows, as each year’s research adds to the harvest of data. Extraterrestrial life does indeed appear to be homeless—unless, of course, a transcendent, supernatural Being built that home. But that possibility points toward, rather than away from, belief in the biblical Creator.

ALTERNATIVE LIFE FORMS
One other possibility must still be addressed, a question that often hampers progress toward a realistic assessment of the chance for life elsewhere: To what degree might extraterrestrial life differ from “life as we know it”? At one time biologists speculated that extraterrestrial life might be based on exotic chemistry, something other than carbon.

So, biochemists went to work on the problem. Their research showed that only silicon and boron, besides carbon, can serve as the basis for adequately complex molecules—molecules capable of sustaining basic life functions, such as self-replication, metabolism, and information storage. This finding presents some significant problems, however. First, silicon can hold together a string of no more than a hundred amino acids—far too short a string to accommodate any conceivable life systems and processes. Second, throughout the universe boron is less abundant than carbon; so carbon always supersedes it. Third, concentrated boron is toxic to certain life-critical reactions.

The conclusion, published as early as 1961, still stands. Physicist Robert Dicke deduced at that time that if anyone wants physicists (or any other physical life forms, for that matter), carbon-based biochemistry is a must.40 The key word, here, is physical. What about life that is not physical?

THE SPIRITUAL OPPORTUNITY
Both science and the Bible offer helpful information on this topic of non-physical reality. Science points to the existence of a transcendent (beyond space and time), personal Creator, demonstrably the same Creator revealed in the pages of Scripture. The Bible, in turn, reveals the existence of life forms other than Earth life, other than physical life. This life may be described as spiritual life, and yet it possesses the capacity for at least some physical expression or manifestation.

The Bible calls these creatures (in English translations) “angels,” “ministering servants,” or “ministering spirits.” Three specific names are given in the text: Michael, Gabriel, and Lucifer. The latter, also called Satan, led a rebellion against God. Scripture refers to the angels who rebelled with him (about a third of the total number) as “evil spirits,” “devils,” or “demons.” The one reliable source of information about this other kind of life is the Bible, and further study is highly recommended.

The possibility for life elsewhere is in fact great, as great as the certainty that the Bible is a true, trustworthy, and relevant revelation from the Creator. Any question that leads to an opportunity to talk about the word of God as well as the work of God, the Creator, deserves to be called a great question.

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http://sciastro.astronomy.net/sci.astro.6.FAQ

http://www.reasons.org/physics/constants-physics/exotic-life-sites-feasibility-far-out-habitats


The data demonstrate that the probability of finding even one planet with the capacity to support life falls short of one chance in 10140 (that number is 1 followed by 140 zeros).

http://www.reasons.org/philosophyreligion/worldviews/anthropic-principle-precise-plan-humanity

In the 1960s the odds that any given planet in the universe would possess the necessary conditions to support intelligent physical life were shown to be less than one in ten thousand.5 In 2001 those odds shrank to less than one in a number so large it might as well be infinity (10173).6



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HABITABLE PLANETS RARER THAN ORIGINALLY THOUGHT

the case of a creator pg 107 - 109

THE INGREDIENTS FOR LIFE

With that framework set, I moved ahead to discuss one of the main attitudes of scientists who embrace the Copernican Principle. "They believe if you can just find a place anywhere in the
universe where water stays liquid for a long enough period of time, then life will develop, just as it did on Earth," I said. "I assume you don't agree with that."
"No, I don't," Gonzalez said. "It's true that in order to have life you need water-which is the universal solvent-for reactions to take place, as well as carbon, which serves as the core atom of the information-carrying structural molecules of life. But you also need a lot more. Humans require twenty-six essential elements; a bacterium about sixteen. Intermediate life forms are between those two numbers. The problem is that not just any planetary body will be the source of all those chemical ingredients in the necessary forms and amounts."
I interrupted to point out that science fiction writers have managed to speculate about extra-terrestrial life that's built in a radically different form-for instance, creatures based on silicon instead of carbon.
Gonzalez was shaking his head before I had even finished my question. "That just won't work," he insisted. "Chemistry is one of the better understood areas of science. We know that you just can't get certain atoms to stick together in sufficient number and complexity to give you large molecules like carbon can. You can't get around it. And you just can't get other types of liquids to dissolve as many different kinds of chemicals as you can with water. There's something like half a dozen different properties of both water and carbon that are optimal for life. Nothing else comes close. Silicon falls far short of carbon.
"Unfortunately, people see life as being easy to create. They think it's enough merely to have liquid water, because they see life as an epiphenomenon-just a piece of slime mold growing on an inert piece of granite. Actually, the Earth's geology and biology interact very tightly with each other. You can't think of life as being independent of the geophysical and meteorological processes of the planet. They interact in a very intimate way.

So you need not only the right chemicals for life but also a planetary environment that's tuned to life."

That sparked a related issue. Scientists have dreamed of terraforming a planet like Mars, essentially making over its environment to create a planet that's more conducive to settlement by humans. "Would that be very difficult?" I asked.
"Absolutely. From the magnetic field to plate tectonics to the carbon dioxide cycle-ongoing life depends on a variety of very cornplicated interactions with the planet," he said.
Richards jumped in. "People generally think that because they plant a seed and it grows that it's easy to create the right environment for life, but that's misleading," he said. "A good example is the hermetically sealed biosphere that some people constructed in Arizona several years ago. They thought it would be relatively easy to create a self-contained environment conducive to life, but they had a devil of a time trying to make it work."
"But life can also exist in some terribly harsh conditions," I pointed out.

"For instance, there are life forms that live off of deepsea thermal vents. They don't seem to need oxygen or any particular support from the broader environment."
"On the contrary," Gonzalez said, "the only things down there that don't need oxygen are some microorganisms that breathe methane. But larger organisms, which need to regulate their metabolism, are invariably oxygen-breathers. The oxygen comes from surface life and marine algae. The oxygen gets mixed in with the ocean and transported into deep waters. So those organisms are very directly tied to the surface and the overall ecosystem of the planet."



Astounded by the Earth's fine-tuned physical, chemical, and biological interrelationships, some writers have gone so far as to liken our biosphere to a "superorganism" that is quite literally alive. In fact, James Lovelock's pantheistic Gaia Hypothesis even seeks to deify our planet. However, Gonzalez and Richards said it's unnecessary to go that far.
"Despite these admittedly incredible interrelationships, there's nothing that requires anyone to see the Earth itself as being an organism, especially a god or goddess," Richards said.
Then he turned to an image quite familiar to those who see the earmarks of design in Earth's complex and interconnected machinery. "That's sort of like deifying a watch because of its amazing properties," he said, "rather than looking beyond the watch to the one who made it."

THE HOSTILE WORLD OF M13

I granted the point that only certain kinds of planetary environments can play host to life. On the other hand, the universe is salted with trillions of stars, with countless terrestrial bodies undoubtedly revolving around them. Surely the mathematical odds favor many stars spawning Earth-like habitats-a point that argues against the idea that Earth is special and therefore designed.

But while my untrained eyes see each star as having equal potential to preside over a civilization-bearing solar system, I was soon to learn differently as I pursued questions concerning the conditions that are necessary for life to flourish.

I turned toward Gonzalez. "As we look out at the billions of stars that constitute our Milky Way galaxy," I said, "can't we logically assume that planets teeming with life are strewn all over the place?"

"No," he said unequivocally, "that's not a logical assumption based on the evidence.

Along with Don Brownlee and Peter Ward of the University of Washington, I developed a concept called the Galactic Habitable Zone-that is, a zone in the galaxy where habitable planets might be possible. You see, you just can't form a habitable planet anywhere; there's a large number of threats to life as you go from place to place."

My mind flashed back to when Drake and Sagan beamed their message to the large concentration of stars called globular cluster M13. Their theory was that by transmitting their greeting toward a place packed with stars, there would be a higher chance of detection by an intelligent civilization. When I asked Gonzalez what he thought of that experiment, his reply was immediately dismissive.
"The problem is that if the probability of life at any one star is zero, then the probability for all the stars remains zero," he said.
"Zero?" I replied.

"There are more than a quarter million stars in that globular cluster. Don't you think any of them harbor planets with life?"

Gonzalez stood his ground. "A globular cluster is one of the worst places in the entire galaxy to expect any life," he replied.

"Why?"

"Two reasons," he said. "First, globular clusters are among the most ancient things in our galaxy. Since they're extremely old, their stars have a very low abundance of heavy elements-carbon, nitrogen, oxygen, phosphorous, calcium, and so on. Instead, they're made up almost entirely of hydrogen and helium. In contrast, Earth is composed of iron, oxygen, magnesium, and silicone. Next comes sulfur.

"You see, the Big Bang produced basically hydrogen and helium. That's what the earliest stars were made of. The heavier elements were synthesized-cooked, if you will-in the interior of stars. Eventually, when these stars exploded as supernovae, these elements got expelled into the interstellar medium. They coalesced into other stars, where more heavy elements were cooked. Then they were expelled again and again, with stars subsequently containing ever-greater amounts of these `metals,' or heavier elements.



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109 - 112

"Now, you need these elements to eventually build terrestrial planets like Earth. Because the very old stars in globular clusters formed so early that they're composed virtually exclusively of hydrogen and helium, they're not going to have planets accompanying them. Maybe there will be dust, or grains, or boulders, but that's about it. You're not going to have Earth-size planets.

"The second problem is that globular clusters are so densely packed with stars that they wouldn't allow for stable, circular orbits to exist around them.

The gravitational pull of the stars would create elliptical orbits that would take a hypothetical planet into extremes of cold and heat, which would create a life-prohibitive situation."

His assessment made sense, but it caused me to wonder why Sagan and Drake, both knowledgeable astronomers, would waste their time trying to communicate with the stars of M13. Gonzalez shook his head when I asked him about it.

"It's really surprising that they would think there would be any chance of a civilization receiving their message in a globular cluster," Gonzalez said. "They should have known better!

Frankly, I think they were so deluded by their complete belief in the metaphysical Copernican Principle-that life was just going to be everywhere in the galaxy-that they overlooked the facts."

LIVING IN THE SAFE ZONE

Gonzalez's explanation made me wonder about the suitability of other places to harbor intelligent life. I knew that there are three basic types of galaxies in our universe. First, there are spiral galaxies like our own Milky Way. These are dominated by a central spherical bulge and a disk with "spiral arms" extending outward from the nucleus in a spiral pattern, resembling a celestial pinwheel. Second, there are elliptical galaxies, which are sort of egg-shaped. And, third, there are irregular galaxies, which appear disorganized and distorted. I asked Gonzalez to assess the life-bearing potential of each one.

"Certainly, our type of galaxy optimizes habitability, because it provides safe zones," he said, his tone professorial. "And Earth happens to be located in a safe area, which is why life has been able to flourish here.

"You see, galaxies have varying degrees of star formation, where interstellar gases coalesce to form stars, star clusters, and massive stars that blow up as supernovae. Places with active star formation are very dangerous, because that's where you have supernovae exploding at a fairly high rate. In our galaxy, those dangerous places are primarily in the spiral arms, where there are also hazardous giant molecular clouds. Fortunately, though, we happen to be situated safely between the Sagittarius and Perseus spiral arms.

"Also, we're very far from the nucleus of the galaxy, which is also a dangerous place. We now know that there's a massive black hole at the center of our galaxy. In fact, the Hubble space telescope has found that nearly every large nearby galaxy has a giant black hole at its nucleus. And believe me-these are dangerous things!

"Most black holes, at any given time, are inactive. But whenever anything gets near or falls into one, it gets torn up by the strong tidal forces. Lots of high energy is released-gamma rays, X-rays, particle radiation-and anything in the inner region of the galaxy would be subjected to high radiation levels. That's very dangerous for life forms. The center of the galaxy is also dangerous because there are more supernovae exploding in that region.

"One more thing: the composition of a spiral galaxy changes as you go out from the center. The abundance of heavy elements is greater towards the center, because that's where star formation has been more vigorous over the history of the galaxy. So it has been able to cook the hydrogen and helium into heavy elements more quickly, whereas in the outer disk of the galaxy,
star formation has been going on more slowly over the years and so the abundance of heavy elements isn't quite as high. Consequently, the outer regions of the disk are less likely to have Earth-type planets.

"Now, put all of this together-the inner region of the galaxy is much more dangerous from radiation and other threats; the outer part of the galaxy isn't going to be able to form Earth-like planets because the heavy elements are not abundant enough; and I haven't even mentioned how the thin disk of our galaxy helps our sun stay in its desirable circular orbit. A very eccentric orbit could cause it to cross spiral arms and visit the dangerous inner regions of the galaxy, but being circular it remains in the safe zone.

"All of this," he said, his voice sounding a bit triumphant, "works together to create a narrow safe zone where life-sustaining planets are possible."

SCANNING THE STARS FOR LIFE

Suddenly, the Earth was sounding pretty special, nestled as it is in a sliver of space that gives it safe haven from the otherwise menacing conditions of the Milky Way. But what about other types of galaxies? Might they also provide threat-free neighborhoods for lifepopulated planets?

"What about elliptical galaxies?"

I asked Gonzalez. "Do they have the potential to harbor life?"

"Elliptical galaxies look amorphous and are sort of egg-shaped, with stars having very random orbits, like bees swarming a beehive," he explained. "The problem for life in these galaxies is that the stars visit every region, which means they'll occasionally visit the dangerous, dense inner regions, where a black hole may be active. In any event, you're less likely to find Earth-like planets in elliptical galaxies because most of them lack the heavy elements needed to form them."

This was an important point, because I knew that most galaxies fall into the elliptical category.

"Most elliptical galaxies are less massive and luminous than our galaxy," Gonzalez continued. "Our galaxy is on the top one or two percent of the most massive and luminous. The bigger the galaxy, the more heavy elements it can have, because its stronger gravity can attract more hydrogen and helium and cycle them to build heavy elements.

In the low-mass galaxies, which make up the vast majority, you can have whole galaxies without a single Earth-like planet. They just don't have enough of the heavy elements to construct Earths. Just like a globular cluster-you can have a whole globular cluster with hundreds of thousands of stars, and yet there won't be a single Earth.

"If you look at the deepest pictures ever taken by the Hubble Space Telescope, they show literally thousands of galaxies when the universe was really young. People have commented, `Wow, look at all those galaxies! I wonder how many civilizations there are looking back at us?' In that picture, I'd say zero. Thousands and thousands and thousands of galaxies-but zero Earths, because the heavier elements haven't built up enough yet."

Richards interrupted to say, "Of course, we're not looking at these galaxies as they exist now; we're looking back in time, say, nine billion years ago. It's possible that some of those galaxies are now at the state where the Milky Way is. We don't know for sure."
"But," added Gonzalez, "this was back when it was much more dangerous, because it's the era of quasars, supernovae going off, and black holes. Even if you had a few regions in the galaxy where there were sufficient heavy elements to build Earths, they would have been so irradiated that life wouldn't be possible."

With elliptical galaxies being unlikely sites for budding civilizations, I turned to the last category of galaxy, called irregulars. "What's their potential for life?" I asked.

"Like the ellipticals, they also don't provide a safe harbor. In fact, they're worse. They're distorted and ripped apart, with supernovae going off throughout their volume. There are no safe places where there are fewer supernovae exploding, like we have between our spiral arms.

"In fact, astronomers keep finding new threats to life. For example, we're learning more about gamma ray bursts, which are more powerful than a supernova. If one of these goes off near you, the lights go out. So the probability for there being civilizations elsewhere actually keeps declining as we learn about the new threats that we didn't know about before."

"What's your opinion, then, about where Earth is located in the universe?" I asked.

"In terms of habitability, I think we are in the best possible place," Gonzalez said. "That's because our location provides enough building blocks to yield an Earth, while providing a low level of threats to life. I really can't come up with an example of another place in the galaxy that is as friendly to life as our location.

Sometimes people claim you can be in any part of any galaxy. Well, I've studied other regions-spiral arms, galactic centers, globular clusters, edge of disks-and no matter where it is, it's worse for life. I can't think of any better place than where we are."

"That's ironic," I said. "It's the reverse of the Copernican Principle."
Richards agreed. "The propaganda of the Copernican Principle has been that the long march of science has shown how common and ordinary our situation is. But the trend is in the opposite direction. The more you pile on the threats we're discovering in most places in the universe, and you contrast that with the many ways we're in a cocoon of safety, the more our situation appears special."
"The most famous example is our own solar system," Gonzalez said. "At one time or another, scientists have speculated that there are civilizations on just about every body in our solar system-the moon, Mars, Jupiter.
"Percival Lowell built his own observatory in Arizona to find these civilizations on Mars. He actually quoted Copernicus to justify his belief that we can't be the only civilization. Now they've backtracked to the point of saying, well, maybe there's some very simple slime mold beneath the surface of Mars or Europa. And even that is extremely questionable. That's how far back they've had to retreat."
"Very often," observed Richards, "the Copernican Principle describes properties that don't matter. Who really cares whether we're in the physical center of the galaxy? It's irrelevant! What really matters is being in the place that's most conducive to life. And that's exactly where Earth finds itself."





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PLANETS CIRCLING OTHER STARS

Within the last few years, astronomers finally have been able to discover planets orbiting other stars-a major confirmation of what was once merely widespread speculation. "Doesn't this confirm that there's nothing particularly out of the ordinary about our nine-planet system?" I asked.

"I'll concede," said Gonzalez, "that it demonstrates our solar system is not unique when it comes to having planets circling a star. But prior to the detection of the first planet orbiting another sun-like star in 1995, the expectation was that astronomers would find giant gas planets in large circular orbits, much like Jupiter. Jupiter orbits the sun in twelve years in a nearly circular orbit, far out from the terrestrial planets-Mercury, Venus, Earth, and Mars.
"However, we're finding that the planets circling other stars are quite different from Jupiter. They orbit over a full range of distances, from just a tiny fraction of an Astronomical Unit-which is the distance between the Earth and the sun-out to several Astronomical Units. Most of their orbits are highly elliptical; very few are circular. These strongly non-circular orbits utterly surprised astronomers. Because they strongly subscribed to the Copernican Principle, they had expected that other planetary systems would be just like ours. And that expectation was basically dashed."

"What's wrong with an elliptical orbit for those kind of planets?" I asked.

"It poses a problem for the habitability of any terrestrial planets in their system, because it would make them less likely to have stable circular orbits," Gonzalez replied. "For example, Earth's orbit is almost a perfect circle. A planet with the mass of the Earth would be sensitive to any of the gas giant planets if they had more eccentric orbits. The Earthlike planet's own orbit would be affected, making it less circular and therefore subjecting the planet to dangerous surface temperature variations."

"So," I said, "if our own Jupiter had a more elliptical orbit, the Earth wouldn't be able to maintain as circular an orbit and have the steady temperature and predictable climate that come with that."
"That's right," he said. "In fact, even small variations in our nearly circular orbit can cause ice ages, because of temperature shifts on the surface of the planet. We have to maintain a circular orbit as much as possible to maintain a relatively steady temperature. That's only possible because Jupiter's orbit isn't very elliptical and therefore doesn't threaten to distort our round orbit."

TAKING HITS FOR EARTH

Now that we were discussing our solar system, I wanted to delve into other "local" factors that make our planet habitable.

"What is it about our solar system that contributes to life on Earth?" I asked.

"A surprising amount," said Gonzalez. "More and more, astronomers are learning how the other planets tie into the habitability of Earth. For example, George Wetherill of the Carnegie Institution showed in 1994 that Jupiter-which is huge, more than three hundred times the mass of the Earth-acts as a shield to protect us from too many comet impacts. It actually deflects comets and keeps many of them from coming into the inner solar system, where they could collide with Earth with life-extinguishing consequences.

"This was illustrated very nicely by the impact of Comet Shoemaker Levy 9 into Jupiter in July, 1994. This comet was attracted by Jupiter's tremendous gravitational pull and broke into fragments, with all of there hitting Jupiter. Even Saturn and Uranus participate in that kind of cometcatching.

"In addition, the other planets in our inner solar system protect us from getting bombarded by asteroids from the asteroid belt. The asteroids are mostly between the orbits of Mars and Jupiter. Our first line of defense is Mars, being at the edge of the asteroid belt. It takes a lot of hits for us. Venus does too. If you want to get an idea of the stuff that probably would have hit the Earth, look at the surface of the moon. The moon, unfortunately, has too little surface area to provide much protection, but it's a nice record."

"What about the Earth's position in the solar system?" I asked.
"How much does that contribute to its habitability?"


"There's a concept invented by astrobiologists called the Circumstellar Habitable Zone.
That's the region around a star where you can have liquid water on the surface of a terrestrial planet. This is determined by the amount of light you get from the host star.

"You can't be too close, otherwise too much water evaporates into the atmosphere and it causes a runaway greenhouse effect, and you boil off the oceans. We think that might be what happened to Venus. But if you get too far out, it gets too cold. Water and carbon dioxide freeze and you eventually develop runaway glaciation.

"The main point is that as you go further out from the sun, you have to increase the carbon dioxide content of the planet's atmosphere. This is necessary in order to trap the sun's radiation and keep water liquid. The problem is that there wouldn't be enough oxygen to have mammal-like organisms. It's only in the very inner edge of the Circumstellar Habitable Zone where you can have low enough carbon dioxide and high enough oxygen to sustain complex animal life. And that's where we are."

"So if the Earth's distance from the sun were moved by, say, five percent either way, what would happen?" I asked.

"Disaster," came his quick reply. "Animal life would be impossible. The zone for animal life in the solar system is much narrower than most people think."
"And that's why you need a circular orbit like the one Earth has," Richards added. "You don't just want to be in the Circumstellar Habitable Zone part of the time; you want to be in it continuously. It doesn't do you any good to have melted water for four months and then have the whole planet freeze up again."


OUR OVERACHIEVING SUN

Obviously, the key to continued life on Earth is the sun, whose nuclear fusion, taking place at twenty-seven million degrees Fahrenheit at its core, provides us with consistent warmth and energy ninetythree million miles away. Ever since witnessing a solar eclipse as a child, carefully protecting my eyes by observing the phenomenon through a projected image inside a cardboard box, I have been fascinated by this fiery behemoth, whose mass is an incomprehensible three hundred thousand times greater than the Earth's.

However, I had always been told that there was nothing out of the ordinary about the sun. As one text says flatly: "The sun is a common fixed star."33 And if the sun is truly so average, so typical, so undistinguished, then the logical implication would be that lots of life-bearing Earths must be orbiting around lots of similar suns throughout the universe.

"Today, astronomers know a lot more about stars than they did when I was growing up," I said to Gonzalez. "Is the consensus still that the sun is just a common star?"

"No, not at all," Gonzalez replied. "It's just recently that some new astronomy textbooks are finally starting to say that, well, the sun really is unusual after all. For instance, it's among the ten percent most massive stars in the galaxy. In fact, if you pick a star at random, you're likely to pick one that's far less massive than the sun, usually red dwarfs, which make up about eighty percent of stars. Another eight or nine percent are called G dwarfs, most of which also are less massive than the sun. The sun is a yellow dwarf; technically, it has a G2 Spectral Type."

His comment about the ubiquity of red dwarfs piqued my curiosity. "Since red dwarfs dominate the universe, let's talk about them for a moment. Are they conducive to having life-bearing planets orbiting them?" I asked.

"I don't think they are," Gonzalez said."Why not?
"Several reasons. First, red dwarfs emit most of their radiation in the red part of the spectrum, which makes photosynthesis less efficient. To work well, photosynthesis requires blue and red light. But a much greater problem is that as you decrease the mass of a star, you also decrease its luminosity. A planet would have to orbit this kind of star much closer in order to have sufficient heat to maintain liquid water on its surface.
"The problem is the tidal force between the star and the planet gets stronger as you move in, so the planet will spin down and eventually end up in what's called a tidally locked state. This means it always presents the same face towards the star. That's very bad, because it causes large temperature differences between the lit side and the unlit side. The lit side would be terribly dry and hot, while the unlit side would be prohibitively icy and cold. And there's another problem-red dwarfs have flares."
"But," I said, "the sun has flares too."
"That's right. And the intensity of flares on red dwarfs is about the same as on our sun. The difference is that red dwarfs as a whole emit much less total light, so they're much less luminous. That means in comparison to the luminosity of the star, the output of the flare is high."
"Whoa!" I said, putting up my hand in protest. "You've lost me."
Gonzalez regrouped. "Okay, let me get to the bottom line: for this kind of star, flares cause the star's total luminosity to vary. In fact, astronomers call them `flare stars,' and they watch as they get much brighter for a while and then dimmer again. We don't pay too much attention to the solar flares of our sun, because the sun is so luminous that the flares are like a little blip. You barely notice them."
"And remember we're ninety-three million miles from the sun," Richards said. "With a red dwarf, your planet would have to be much closer to the star."
"Right," said Gonzalez. "The luminosity increase would cause temperature spikes on the surface of an orbiting planet. But just as bad would be the increased particle radiation that would result from the flares. On Earth, we get a very mild effect called the aurora borealis. This is where there's a flare on the sun, the particles eventually reach the Earth, they're funneled down the magnetic field to the north and south poles, and we see the aurora borealis as these beautiful lights in the northern hemisphere.
"However, particle radiation has the effect of quickly stripping away the atmosphere, increasing the surface radiation levels, but most importantly, destroying the ozone layer, which we need to protect from radiation. All of this would be deadly for any life on a planet near a red dwarf.
"And then red dwarfs have one more problem: they don't produce much ultraviolet light, which you need early on to build up oxygen in the atmosphere.

Scientists believe that the oxygen in the Earth's atmosphere was built up at first by the ultraviolet radiation that broke up water into oxygen and hydrogen. The oxygen was allowed to build up in the atmosphere, while the hydrogen escaped into space, because it's lighter. But you get very little blue light from a red dwarf, so this phenomenon wouldn't occur as rapidly and you wouldn't get the build up of the oxygen you need to sustain life.
"Fortunately, our sun is not only the right mass, but it also emits the right colors-a balance of red and blue. As a matter of fact, if we were orbiting a more massive star, called an F dwarf, there would be much more blue radiation that would build up the oxygen and ozone layer even faster. But any momentary interruption of the ozone layer would subject the planet to an immediate flood of highly intense ultraviolet radiation, which would be disastrous to life.

"Also, the more massive stars don't live as long-that's the major problem. Stars that are even just a little more massive than the sun live only a few billion years. Our sun is expected to last a total of about ten billion years on its main sequence, burning hydrogen steadily, whereas stars just a few tens of percent more massive have considerably less lifetime on the main sequence. And while on the main sequence, they change luminosity much faster. Everything on their lifecycle happens faster."

"Anything else that makes our sun unusual?" I asked.

"Yes, the sun is metal-rich; in other words, it has a higher abundance of heavy elements compared to other stars of its age in this region of the galaxy. As it turns out, the sun's metallicity may be near the golden mean for building Earth-size habitable terrestrial planets.

"And the sun is highly stable, more so than most comparable stars. Its light output only varies by one-tenth of one percent over a full sunspot cycle, which is about eleven years. This prevents wild climate swings on Earth.
"Another way it's anomalous is that the sun's orbit is more nearly circular in the galaxy than most other stars of its age. That helps by keeping us away from the galaxy's dangerous spiral arms. If the sun's orbit were more eccentric, we could be exposed to the kind of galactic dangers I mentioned earlier, such as explosions of supernovae."
I realized after Gonzalez's comments that I would never look at the bejeweled night sky as I had in the past. I used to see stars as being fungible, which is a legal term meaning one is just as good as the other. But now I understood why the vast majority of stars would be automatically ruled out as being capable of supporting life-bearing planets.
It would take a star with the highly unusual properties of our sun_ the right mass, the right light, the right composition, the right distance, the right orbit, the right galaxy, the right location-to nurture living organisms on a circling planet. That makes our sun, and our planet, rare indeed.
As much as I have been fascinated by the sun, I've also frequently stared in wonder at the other dominant celestial body in our sky-the moon. Curious to find out whether this barren, rocky satellite contributes anything to its host planet-other than inspiration for poets and other romantics-I proceeded to turn our discussion toward lunar issues.





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OUR LIFE-SUPPORTING MOON

Centuries ago, the dark patches on the moon-low-lying areas that had been flooded with basaltic lava-were thought to be oceans that provided life-giving water to its unseen population. They were called maria, Latin for "seas.";" The name has stuck; to this day, for example, we still refer to Mare Tranquilitatis, or the Sea of Tranquility.
Johannes Kepler, the seventeenth-century astronomer who fanned the flames of the Copernican Revolution, gazed at the moon and believed he discerned caves that were populated by moon people. He even wrote a book in which he fantasized about what their lives might be like.;' A century later, William Herschel, who gained fame by discovering Uranus, thought he made out cities, highways, and pyramids on the lunar landscape."
As scientific knowledge grew, dreams of finding lunar civilizations dissipated. Everyone came to agree that the moon cannot support life. Yet surprising discoveries in recent years have shown the opposite to be true: the moon really does support life-ours! Scientific evidence confirms how this parched, airless satellite actually contributes in unexpected ways to creating a lush and stable environment a quarter of a million miles away on Earth.
When I asked Gonzalez about how the moon helps support life on our planet, the first thing
he brought up was a discovery that only dates back to 1993.
"There was a remarkable finding that the moon actually stabilizes the tilt of the Earth's axis," he said. "The tilt is responsible for our seasons. During the summer, in the northern hemisphere the north pole axis is pointed more toward the sun. Six months later, when the Earth is on the other side of the sun, then the south pole is more pointed toward the sun. With the Earth's tilt at 23.5 degrees, this gives us very mild seasons. So in a very real way, the stability of our climate is attributable to the moon."

"What would happen," I asked, "if the moon were not there?"

"Then our tilt could swing wildly over a large range, resulting in major temperature swings. If our tilt were more like ninety degrees, the north pole would be exposed to the sun for six months while the south pole would be in darkness, then vice-versa. Instead, it varies by only about one and a half degrees-just a tiny variation, because the gravity from the moon's orbit keeps it stabilized.

"The moon's large size compared to its host planet is unique in the inner solar system," he continued. "Mercury and Venus have no moons. Mars has two tiny moons-probably captured asteroids-and they don't do anything to stabilize the axis of Mars. Its axis is pretty close to Earth's right now, but that's only by coincidence. It actually varies over a huge range. In fact, all three of these planets have chaotic variations in their tilt.

"The moon also helps in another crucial way, which is to increase our tides. The moon contributes sixty percent to the tides; the sun accounts for the other forty percent. Tides serve an important role by flushing out nutrients from the continents to the oceans, which keeps them more nutrient-rich than they otherwise would be.

Scientists discovered just a few years ago that the lunar tides also help to keep large-scale ocean circulation going. That's important because the oceans carry a lot of heat, which is necessary to keep the temperature of the higher latitudes relatively mild."

I asked, "What if the moon were larger than it is?"

"If it were more massive and in the same place, the tides would be much too strong, which would create serious difficulties. You see, the moon is slowing down the Earth's rotation. The tides pull on the Earth and slow it down a little bit, while at the same time the moon moves out in its orbit. We can actually measure this. Astronauts left mirrors on the moon and astronomers have been bouncing lasers off them since the early 1970s. They've documented that the moon is moving out in its orbit at 3.82 centimeters a year.

"If the moon were more massive, it would slow down the Earth much more. That would be a problem because if the days became too long, then you could have large temperature differences between day and night."

James Kasting, a professor of geosciences and meteorology at Pennsylvania State University, has confirmed that "Earth's climatic stability is dependent to a large extent on the existence of the moon."

Without the moon, he said, the Earth's tilt could "vary chaotically from zero to eighty-five degrees on a time scale of tens of millions of years," with devastating results.

To me, it was amazing enough that the moon "just happens" to be the right size and in the right place to help create a habitable environment for Earth. Again, it was piling on more and more "coincidences" that were making it harder to believe mere chance could be responsible for our life-sustaining biosphere.
But then Kasting made one more intriguing observation that adds yet another mind-blowing improbability to already extraordinary circumstances. "The moon is now generally believed to have formed as a consequence of a glancing collision with a Mars-sized body during the later
stages of the Earth's formation," he said. "If such moon-forming collisions are rare ... habitable planets might be equally rare."

THE DANGERS OF A WATER WORLD

Having explored the moon's contribution to the Earth's life-support system, I decided it was time to focus on our planet itself. I had studied enough geology to know that the Earth is more than just an undifferentiated spinning rock, but that its interior is a dynamic and complex system eight thousand miles in diameter, with a solid iron core surrounded by iron that has been rendered liquid by the heat. At its center, where the pressure is more than three million times greater than at the planet's surface, temperatures soar to nine thousand degrees Fahrenheit.

"What," I said to Gonzalez, "are some of the phenomena on Earth that contribute to its ability to sustain life?"

"First let's talk about the Earth's mass," Gonzalez said. "A terrestrial planet must have a minimum mass to retain an atmosphere. You need an atmosphere for the free exchange of the chemicals of life and to protect inhabitants from cosmic radiation. And you need an oxygen-rich atmosphere to support big-brained creatures like humans. Earth's atmosphere is twenty percent oxygen-just right, it turns out.

"And the planet has to be a minimum size to keep the heat from its interior from being lost too quickly. It's the heat from its radioactive decaying interior that drives the critically important mantle convection inside the Earth. If Earth were smaller, like Mars, it would cool down too quickly; in fact, Mars cooled down and basically is dead."

"What if the Earth were a little more massive than it is?" I asked.

"The bigger the planet, the higher the surface gravity, and the less surface relief between the ocean basins and the mountains," he said. "The rocks at the bases of mountains can only withstand so much weight before they fracture. The higher the surface gravity of a planet, the greater the pull of the gravity on the mountains, and the tendency would be toward creating a smooth sphere.

"Think what would happen if our planet were a smooth sphere. The Earth has a lot of water in its crust. The only reason we're not a water world right now is because we have continents and mountains to rise above it. If you were to smooth out all the land, water would be at a depth of two kilometers. You would have a water world-and a water world is a dead world."
That perplexed me.

"If you need water for life," I said, "why doesn't more water mean more life?"

Gonzalez replied, "We have life on Earth because we have the energy-rich sunlit surface of the oceans, which is teeming with mineral nutrients. Tides and weathering wash the nutrients from the continents into the oceans, where they feed organisms. In a water world, many of the life-essential minerals would sink to the bottom. That's the basic problem. Besides, the salt concentration in a water world would be prohibitively high. Life can only tolerate a certain level of saltiness."

"Our oceans and seas are salty," I said. "How does Earth manage to regulate this?"

"We have large, marshy areas along some coasts. Because these are shallow, water comes in from the ocean and evaporates quickly, leaving salt behind. So you get huge salt deposits accumulating on the continents, and the salt content of the ocean doesn't get out of control. But in a water world, eventually the excess salt would saturate the water and settle to the bottom. This would create a super-saturated salt solution that would be inhospitable to life."
Even so, I said, some scientists have theorized that life might exist inside Jupiter's frozen
moon Europa, where a theoretical ocean might be located. "It doesn't sound like you think life would be possible in an environment like that," I said.
"No, I don't think so," he replied. "I don't believe it would be habitable. There would be no way to regulate the salt, so I certainly don't imagine there are any dolphins swimming around in there."


Mountains and continents, then, are crucial for a life-flourishing planet. But where did they come from?

I soon learned that they are partly the product of elaborate choreography involving radioactive elements and plate tectonics -absolutely essential ingredients for any planet to sustain a thriving biosphere.

THE ENGINE OF THE EARTH

Scientists over the last several decades have established the surprising centrality of plate tectonics, and the related continental drift, to the sustaining of life on Earth. Continental drift refers to the movement of a dozen or more massive plates in the Earth's lithosphere, which is the outer, rigid shell of the planet. One crucial byproduct of plate tectonics is the development of mountain ranges, which are generally created over long periods of time as the plates collide and buckle.
Scientists are finding that the importance of plate tectonics is difficult to overstate. "It may be," said Ward and Brownlee in Rare Earth,

"that plate tectonics is the central requirement for life on a planet."

38 Interestingly, they added that "of all the planets and moons in our solar system, plate tectonics is found only on Earth."

39 In fact, any heavenly body would need oceans of water as a prerequisite to having plate tectonics, in order to lubricate and facilitate the movement of the plates.

When I asked Gonzalez why plate tectonics is so crucial, he launched into describing an improbable series of highly coordinated natural processes that left me amazed once more at how finely tuned our planet really is.

"Not only does plate tectonics help with the development of continents and mountains, which prevent a water world, but it also drives the Earth's carbon dioxide-rock cycle," he said.

"This is critical in regulating the environment through the balancing of greenhouse gases and keeping the temperature of the planet at a livable level.
"You see, greenhouse gases, like carbon dioxide, absorb infrared energy and help warm the planet. So they're absolutely crucial. The problem is that their concentration in the atmosphere needs to be regulated as the sun slowly brightens. Otherwise, the Earth would not be able to stabilize its surface temperature, which would be disastrous.


"Plate tectonics cycles fragments of the Earth's crust-including limestone, which is made up of calcium, carbon dioxide, and oxygen atoms-down into the mantle. There, the planet's internal heat releases the carbon dioxide, which is then continually vented to the atmosphere through volcanoes. It's quite an elaborate process, but the end result is a kind of thermostat that keeps the greenhouse gases in balance and our surface temperature under control.

"What's driving plate tectonics is the internal heat generated by radioactive isotopes-Potassium-40, Uranium-235, Uranium-238, Thorium-232. These elements deep inside the Earth were originally produced in supernovae, and their production in the galaxy is declining with time because the supernova rate is declining with time. That will limit the production of Earth-like planets in the future, because they won't generate as much internal heat as the Earth does.

"This radioactive decay also helps drive the convection of the liquid iron surrounding the Earth's core, which results in an amazing phenomenon: the creation of a dynamo that actually generates the planet's magnetic field. The magnetic field is crucial to life on Earth, because it shields us from low-energy cosmic rays. If we didn't have a magnetic shield, there would be more dangerous radiation reaching the atmosphere.

Also, solar wind particles would directly interact with the upper atmosphere, stripping it away, especially the molecules of hydrogen and oxygen from water. That would be bad news because water would be lost more quickly.

"Now, remember how I said that plate tectonics helps regulate global temperatures by balancing greenhouse gases? Well, there's also another natural thermostat, called the Earth's albedo. Albedo refers to the proportion of sunlight a planet reflects. The Earth has an especially rich variety of albedo sources-oceans, polar ice caps, continental interiors, including deserts-which is good for regulating the climate. Whatever light isn't reflected by Earth is absorbed, which means the surface gets heated.

"This is self-regulated through one of the Earth's natural feedback mechanisms. To give you an example, some marine algae produce dimethyl sulfide. This helps to build cloud condensation nuclei, or CCN, which are small particles in the atmosphere around which water can condense to form cloud droplets.

"If the ocean gets too warm, then this algae reproduce more quickly and release more dimethyl sulfide, which leads to a greater concentration of CCN and a higher albedo for the marine stratus clouds. Higher cloud albedo, in turn, cools the ocean below, which then reduces the rate at which the algae reproduce. So this provides a natural thermostat.

"On the other hand, Mars lacks oceans, so it doesn't have this albedo component. It only has deserts, small polar caps, and very thin, occasional clouds. So Mars is far less capable of adjusting its albedo as its more eccentric orbit takes it closer and then further from the sun. That's one of the reasons why it experiences larger temperature swings than Earth."
Giant plates of shifting rock that precariously balance greenhouse gases; decaying radioactive isotopes acting as a life-sustaining underground furnace; an internal dynamo that generates a magnetic field which deflects cosmic dangers; precision feedback loops that unite biology and meteorology-I had to pause and marvel at the complex and interconnected processes that orchestrate our planet's environment.

And that was just the beginning. I knew Gonzalez could go on and on about scores of other fine-tuned phenomena. Among them are the elaborate physical processes that resulted in valuable ores being deposited near the planet's surface, enabling them to be efficiently mined for our technological development. Geologist George Brimhall of the University of California at Berkeley has observed:

The creation of ores and their placement close to the Earth's surface are the result of much more than simple geologic chance. Only an exact series of physical and chemical events, occurring in the right environment and sequence and followed by certain climatic conditions, can give rise to a high concentration of these compounds so crucial to the development of civilization and technology.

When I took this together with all of the various "serendipitous" circumstances involving our privileged location in the universe, I was left without a vocabulary to describe my sense of wonder. The suggestion that all of this was based on fortuitous chance had become absurd to me. The tell-tale signs of design are evident from the far reaches of the Milky Way down to the inner core of our planet.

And yet there was more-a whole new dimension of evidence that suggests this astounding world was created, in part, so we could have the adventure of exploring it.

THE POWER OF AN ECLIPSE

The story begins with an unabashed love for solar and lunar eclipses that helped drive a young Guillermo Gonzalez into a life-long study of stellar mysteries.
Mesmerized by the partial eclipses he had witnessed as an amateur astronomer, Gonzalez longed to see the zenith of them all: a total eclipse of the sun, where the moon just barely covers the sun's photosphere. He finally got his chance in 1995. Aware that an eclipse was going to occur on October 24 of that year, he scheduled his research so he could witness the event in northern India, one of the few places where it was going to be fully visible.

"One thing about eclipses," he told me, "is that a seasoned astronomer could be standing next to someone from a remote village, and they would both have tears in their eyes. They're both in awe. At my eclipse camp, as soon as the total phase of the eclipse ended, when you could see the sun's beautiful corona and it was relatively dark, people spontaneously applauded as if rewarding a show. It was just so beautiful!"

Gonzalez photographed the eclipse and made scientific measurements. But he wasn't done. His mind wouldn't let go of an insight: eclipses are better viewed on Earth than they would be from any other planet in our solar system.

"There's a striking convergence of rare properties that allow people on Earth to witness perfect solar eclipses," he said. "There's no law of physics that would necessitate this. In fact, of the nine planets with their more than sixty-three moons in our solar system, the Earth's surface is the best place where observers can witness a total solar eclipse, and that's only possible for the 'near-term' future.

"What's really amazing is that total eclipses are possible because the sun is four hundred times larger than the moon, but it's also four hundred times further away. It's that incredible coincidence that creates a perfect match. Because of this configuration, and because the Earth is the innermost planet with a moon, observers on Earth can discern finer details in the sun's chromosphere and corona than from any other planet, which makes these eclipses scientifically rich.

"What intrigued me," he said, "was that the very time and place where perfect solar eclipses appear in our universe also corresponds to the one time and place where there are observers to see them."

That "coincidence" was so fascinating to me that I asked him to repeat his last statement before we continued. After he did, he added: "What's more, perfect solar eclipses have resulted in important scientific discoveries that would have been difficult if not impossible elsewhere, where eclipses don't happen."

"What discoveries?" I asked.

"I'll give you just three examples," he said. "First, perfect solar eclipses helped us learn about the nature of stars. Using spectroscopes, astronomers learned how the sun's color spectrum is produced, and that data helped them later interpret the spectra of distant stars.

"Second, a perfect solar eclipse in 1919 helped two teams of astronomers confirm the fact that gravity bends light, which was a prediction of Einstein's general theory of relativity. That test was only possible during a total solar eclipse, and it led to general acceptance of Einstein's theory.

"Third, perfect eclipses provided a historical record that has enabled astronomers to calculate the change in the Earth's rotation over the past several thousand years. This enabled us to put ancient calendars on our modem calendar system, which was very significant."

Richards, who had been listening intently, spoke up. "What's mysterious," he said, "is that the
same conditions that give us a habitable planet also make our location so wonderful for scientific measurement and discovery. So we say there's a correlation between habitability and measurability.

"Not only does the specific configuration of the Earth, sun, and moon allow for perfect eclipses, but that same configuration is also vital to sustaining life on Earth.

We've already discussed how the size and location of the moon stabilizes our tilt and increases our tides, and how the size of the sun and our distance from it also make life possible here.
"Our main point," he concluded, "is that there's no obvious reason to assume that the very same rare properties that allow for our existence would also provide the best overall setting to make discoveries about the world around us. In fact, we believe that the conditions for making scientific discoveries on Earth are so fine-tuned that you would need a great amount of faith to attribute them to mere chance."



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1ABITABILITY AND MEASURABILITY

Prompted by the study of perfect solar eclipses, Gonzalez and Richards began to investigate the incredible convergence of habitability and measurability in scores of other settings. They came up with a wide range of examples that merely served to amplify their amazement.

"For example," said Gonzalez, "not only do we inhabit a location in the Milky Way that's fortuitously optimal for life, but our location also happens to provide us with the best overall platform for making a diverse range of discoveries for astronomers and cosmologists. Our location away from the galaxy's center and in the flat plane of the disk provides us with a particularly privileged vantage point for observing both nearby and distant stars.

"We're also in an excellent position to detect the cosmic background radiation, which is critically important because it helped us realize our universe had a beginning in the Big Bang. The background radiation contains invaluable information about the properties of the universe when it was only about three hundred thousand years old. There's no other way of getting that data. And if we were elsewhere in the galaxy, our ability to detect it would have been greatly hindered."

Richards offered a few other illustrations. "The moon stabilizes the Earth's tilt, which gives us a livable climate-and it also consistently preserves the deep snow deposits in the polar regions. These deposits are a tremendously valuable data recorder for scientists," he said.

"By taking core samples from the ice, researchers can gather data going back hundreds of thousands of years. Ice cores can tell us about the history of snowfall, temperatures, winds near the polar regions, and the amount of volcanic dust, methane, and carbon dioxide in the atmosphere. They record the sunspot cycle through variations in the concentration of beryllium-10. They even record the temporary weakening of the Earth's magnetic field forty thousand years ago. In 1979, scientists identified a tentative link between nitrate spikes in an Antarctic ice core with nearby supernovae. By taking deeper cores, it might be possible to catalog all nearby supernovae of the last few hundred thousand years-something that would be otherwise impossible."

Another example of the strange correlation between habitability and measurability, Richards said, is the clarity of our atmosphere. "The metabolisms of higher organisms require from ten to twenty percent oxygen in the atmosphere-which is also the amount needed to facilitate fire, allowing for the development of technology," Richards said.43 "But it just so happens that the very composition of our atmosphere also gives it transparency, which it wouldn't have if it were rich in carbon-containing atoms, like methane. And a transparent atmosphere allows the science
of astronomy and cosmology to flourish."

"Wait a second," I said. "Doesn't the water vapor in our atmosphere cause cloudiness that can hinder astronomy? That's why putting a telescope in space has been such a breakthrough."

"Actually, astronomers prefer a partly cloudy atmosphere to one that's completely cloudy or always windy and dusty," Gonzalez said. "Besides, we're not saying that every condition of measurability is uniquely and individually optimized on Earth. Our argument depends on what's called an optimal negotiation of competing conditions.

"As Henry Petroski said in his book Invention by Design, `All design involves conflicting objectives and hence compromise, and the best designs will always be those that come up with the best compromise.'`'' To come up with discoveries in a wide range of scientific disciplines, our environment must be a good compromise of competing factors-and we find that it is."
Another interesting connection between habitability and measurability involves plate tectonics. As Gonzalez and Richards explained earlier, plate tectonics is essential to having a livable planet. One byproduct of the movement of these crustal plates is earthquakes, which, in turn, have provided scientists with research data that would otherwise be difficult to obtain.

"Thousands of seismographs all over the planet have measured earthquakes through the years," Richards said. "In the past few decades, scientists have been able to use that data to produce a threedimensional map of the structure of the Earth's interior."

Over and over again, he said, the extraordinary conditions that create a hospitable environment on Earth also happen to make our planet strangely well-suited for viewing, analyzing, and understanding the universe.
"Is that merely some sort of cosmic quirk?" Richards asked. "Are we just lucky? I think wisdom entails the ability to discern the difference between mere coincidence and a meaningful pattern. We have more than a coincidence here. Much more."

THE TRILEMMA OF LIFE

When trying to explain the existence of life, said Gonzalez and Richards, we face a trilemma. One possibility is that some natural necessity, like the laws of physics, inexorably leads to life. Advocates of SETI-the Search for Extra-Terrestrial Intelligence-like that possibility. However, more and more scientific discoveries are showing how incredibly improbable it is to marshal the right conditions for life. Many scientists are concluding that intelligent life is, at minimum, far rarer than was once thought. In fact, it may very well be unique to Earth.

The second possible explanation is chance: life is a fluke. Create enough planets circling enough stars and the odds say at least one of them will have life. Brownlee and Ward, who wrote Rare Earth, seem to gravitate toward this explanation.
But there's also a third possibility: life was created. After studying all of the extraordinarily rare circumstances that have contributed to life on Earth, and then overlaying the amazing way in which these conditions also open the door to scientific discoveries, Gonzalez and Richards have landed in this camp.

"To find that we have a universe where the very places where we find observers are also the very best overall places for observing-that's surprising," Richards said. "I see design not just in the rarity of life in the universe, but also in this very pattern of habitability and measurability."

I turned toward Gonzalez. "What's your conclusion?" I asked.

"My conclusion, frankly, is that the universe was designed for observers living in places where they can make scientific discoveries," he replied. "There may be other purposes to the universe, but at least we know that scientific discovery was one of them."

Ever the theologian, Richards jumped back in. "In the Christian tradition, this is quite at home," he said. "Christians have always believed that God testifies to his existence through the book of nature and the book of Scripture. In the nineteenth century, science effectively closed the book of nature. But now, new scientific discoveries are reopening it."

"But if the universe was designed with us in mind, why is it so incredibly vast?" I asked. "There's a lot of empty space out there. Isn't that wasteful and unnecessary?"

"Because the universe was designed for discovery, we need something to discover," Richards replied. "The universe is vast and we're small, but we have access to it. That's what is amazing. We can see background radiation that has come from more than ten billion light years away."

"Plus," added Gonzalez, "we needed supernovae to build up the heavy elements so life-bearing planets could develop. And one particular type of supernovae is incredibly useful as a `standard candle.' Type la supernovae have 'calibratable liminosities' so we can use them to determine distances and to probe the expansion history of the universe. So, again, we see the connection between habitability and measurability."

Richards made one other interesting observation. "Darwin once complained that pollen couldn't have been designed. After all, he said, look at the waste! Millions upon millions of particles are produced, but very, very few are used in the development of flowers.

"However, what he didn't realize was that pollen is one of the most useful tools we have in the scientific exploration of the past, in part, because it can be dated through Carbon 14. When we find pollen in lake sediments and ice cores, we can use it to gauge how old the layered deposits are and what the ancient climate was like.

"Darwin only looked at pollen from a biological standpoint; when we look at the big picture, we see it has another use he never anticipated. Perhaps the same is true in many other instances throughout the universe."

A CHERISHED GROUP OF CREATURES

I pushed my chair back from the table as if I had just consumed a hearty meal. In a sense, I had. Gonzalez and Richards had served me a remarkable feast-fact upon fact, evidence upon evidence, discovery upon discovery that compelled an incredible conclusion. As I sat there and digested the data, my mind turned to the book God and the Astronomers, which I had been reading on the airplane just prior to our interview.

In one chapter, John A. O'Keefe describes how he went away to school at the age of fourteen and began to get into arguments with his roommate about God. These encounters turned him toward astronomy, a field where scientists were beginning to find new and exciting evidence about the possibility of a Creator.

After earning degrees from Harvard and the University of Chicago, O'Keefe went on to become a renowned astronomer and pioneer in space research. The late Eugene Shoemaker called him "the godfather of astrogeology." He was awarded many honors, including the Goddard Space Flight Center's highest award, and is credited with numerous breakthrough discoveries in his scientific research at NASA.45

It was the discoveries of astronomy that bolstered O'Keefe's faith in God. He once ran calculations estimating the likelihood of the right conditions for life existing elsewhere. He concluded that if his assumptions were correct, then based on the mathematical probabilities "only one planet in the universe is likely to bear intelligent life. We know of one-the Earth-but it is not certain that there are many others, and perhaps there are no others."46

O'Keefe said he would have no theological problem if, indeed, other civilizations existed. That's the position of many Christians.47 God certainly could have created other life-populated planets that the Bible doesn't reveal. But it was the sheer improbability of the coincidences that conspired to create life on Earth that led O'Keefe to this conclusion:
We are, by astronomical standards, a pampered, cossetted, cherished group of creatures; our Darwinian claim to have done it all ourselves is as ridiculous and as charming as a baby's brave efforts to stand on its own feet and refuse his mother', hand. If the universe had not been made with the most exacting precision we could never have come into existence. It is m) view that these circumstances indicate the universe was create6 for man to live in.48

And for humankind to explore. The findings of Gonzalez and Richards that the cosmos was designed for discovery have added a compelling new dimension to the evidence for a Creator. And frankly, their analysis makes sense.
If God so precisely and carefully and lovingly and amazingly constructed a mind-boggling habitat for his creatures, then it would be natural for him to want them to explore it, to measure it, to investigate it, to appreciate it, to be inspired by it-and ultimately, and most importantly, to find him through it.



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UFO's and Extraterrestrial Aliens: Why Earth Has Never Been Visited

http://www.godandscience.org/apologetics/ufo.html

Have we been visited by extraterrestrial beings from elsewhere in the universe? First, I would like to eliminate the idea that we have been visited by beings located outside our own galaxy. Andromeda, the nearest galaxy to the Milky Way is 2 million light years distant. This means that if there were aliens in Andromeda, it would take them longer than 2 million years to come to earth.1 Another problem is why they would want to visit our galaxy. The Andromeda galaxy is considerably larger than our galaxy. If life were common in the universe, there should be many times more of it in Andromeda, than in our wimpy galaxy. Why would they even want to visit us? A third problem for potential aliens is detecting us. We have been sending radio waves for less than 100 years. It will be another 2 million years before those signals reach our closest neighboring galaxy. The light (and other electromagnetic signals) that they now see represent the way the earth looked 2 million years ago. Beings in other galaxies would have no way of knowing that advanced life forms existed in our galaxy.

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http://www.spiritandtruthministries.org/Spirit%20and%20Truth%20Ministries/Space%20Science%20and%20Bible/Extraterrestrial%20Life.html

Possible Evidence of Recent or Current Microscopic Extraterrestrial Life on Mars

Recently evidence of possible extraterrestrial microscopic life has been found by orbiting unmanned space probes around Mars through the discovery of clear evidence of appreciable Methane or natural gas CH4 and Ammonia NH3. Each of these molecules are primarily composed of Hydrogen a very reactive chemical element. This means in a relatively short time, hundreds of years, they should all react with the Oxygen in the Carbon Dioxide CO2 that is very plentiful in the Martian atmosphere if they are not being replenished. This means there must be some ongoing source for their continued existence in Mars' atmosphere. According to scientists the two most likely sources are geothermal activity such as volcanoes or bacteria life including that which could be beneath the surface. So far despite several orbiters viewing previously and currently the entire surface of Mars there has been no evidence found of active or recent volcanoes or other geothermal activity. This leaves bacteria as the most likely source of these gases in the Martian atmosphere, if they are confirmed, which would be a strong factor in favour of present bacteria life on Mars. Also although the biological chemical analyzing experiments aboard the Viking landers couldn't find any conclusive evidence of bacteria or similiar life on Mars they also had some readings or results that couldn't be dismissed as being caused by extraterrestrial microscopic life either so further examination is needed in this area as well. The failed Mars lander Beagle 2 was equiped to do such testing but unfortunately mission control people lost contact with it before it reached the surface. The present NASA Spirit and Opportunity rovers are only equipped to detect water I think hydrogen but not also carbon related chemicals. On November 5, 2005 I read an article from www.usc.edu, the University of Southern California website, a scientist named Joseph Miller who works in their Keck School has found evidence from some experiments in arid or very dry areas of earth that in one of them in the American state of Utah a source of methane was traced to methanogens or methane breathing out bacteria in the desert soil there. This professor Miller also noted methane has been detected on Mars and that it would be worthwhile to send another rover to look for Methanogens on Mars. The current rovers are not equipped to detect carbon compounds like methane although the earlier Viking ones were and some of the ambiguous signals for life in the Viking experiments could have been produced by methanogens. Finally in 1996 a meteorite was found on the ice in Antarctica that was determined, based on its isotopes or versions of its atoms with numbers of neutrons, to have come from Mars. What is interesting about this meteorite is that it has miniature features that look like they are small bacteria. Although some of the former points used as possible evidence in support of this rock showing Martian bacteria extraterrestrial life have been discounted, one of the points previously against this rock showing authentic extraterrestrial life, that this proposed bacteria was too small to be once alive, has been discounted. This is because simiarly small bacteria called nanobacteria have been found alive on Earth since the discovery of this Martian meteorite in 1996. One could still argue in favour of this rock having authentic Martian extraterrestrial life although it is still debatable.

January 2009 Further Evidence of Emission of Methane Into Mars' Atmosphere as Possible Evidence of Microbial Life

On January 15, 2009 it was announced that from a variety of sources including Europe's Mars Express orbiter around Mars and some large ground telescopes on Earth that emissions of considerable quantities of methane gas have been observed on Mars. These sources of methane CH4 also known as natural gas have been mostly from three areas on Mars: Nili Fossae, Arabia Terra and Syrtis Major. Nili Fossae was also recently in the news as is also mentioned above on this web page as the location where the mineral carbonate was found which is only produced in the presence of liquid water which is also an indication of at least past conditions supportive of life. The amount of the production of methane at these sites on Mars is quite considerable and is comparable to that produced in a place releasing methane near Santa Barbara, California called the Coal Pit Point. Methane on Mars is not stable in its atmosphere and would be oxidized quite quickly to form carbon dioxide and probably water and there is not much methane in Mars's atmosphere at all on a long term basis for this reason. Methane on Mars or in its atmosphere is only likely to come from one of two sources. This is either inorganically from volcanoes or organically from microbes that emit methane. There are microbes on earth like this that get their energy from chemical reactions with hydrogen rather than sunlight and these could exist on Mars and feed off the water ice or any of this ice that might melt below the surface but even if such microbes are confirmed on Mars it is doubtful that they would resemble similiar microbes called methanogens on earth if these microbes on Mars are native to Mars. If these methane expiring or other microbes are found on Mars, I as a Bible believing and creationist Christian would still not have a problem with this. I would believe that this is what God created and would show even more his wisdom and knowledge and power. I also don't think there is a problem with this in the Bible since such microbes if they exist would obviously have no spirit and would need no prayer or saviour as some hypothetical humanoid or spirt possessing extraterrestrial life would. The latter is what I believe if found would present more theological problems for Bible believing Christians. But even on scientific grounds such as the lack of convincing evidence from all the Seti (Search for Extraterrestrial Intelligence) searches I think it is not likely that there is humanoid or spirit possessing extraterrestrial life (except of course for angels and demons that are clearly said to be the heavenly host in the Bible.)

February and March 2008 Discoveries That Appear to Dash Some Optimistic Interpretations of Evidence for Present and Past Life on Mars

December 2009 Elimination of Some Primary Sources on Inorganic Processes Thought to Produce Methane in Mars' Atmosphere

On December 8, 2009 there was an article on the Physorg.com web site titled Life on Mars theor boosted by new methane study. In this article the authors commented that any methane in the atmosphere of Mars couldn't last long because it would be broken up by the solar wind streaming into Mars' atmosphere without the protection from a substantial magnetic field as Earth has. Some leading theories for the nonbiological production of this methane have been volcanoes and perhaps more recently meteors from outer space. However this article concluded that neither of these sources could come close to producing the amount of methane observed in the atmosphere of Mars. There seem to be two remaining candidates for what produces the methane in the atomosphere of Mars. One is that previously produced volcanic material, of which there is some on Mars, reacts with water to produce the methane. The other possibility is the most interesting and exciting for many people including myself which is that the methane is produced by microbes in the soil of Mars or perhaps under the surface. If there were microbes on Mars it would be very interested to determine their nature such as if they are based on DNA as practically all Earth life or on some other organic chemistry. If any possible Mars life is based on DNA it could unfortunately be contamination from Earth even though scientists have been very careful to try to prevent this with all the probes sent to Mars especially landers or rovers. However if these microbes are not based on DNA it is prettly certain they would be distinct Martian life and could give us profound insight into the possibilities of extraterrestrial life in other solar systems and remove some of the terrestrial bias we might still have for the possibility of extraterrestrial life. I am not sure what scientific effort there currently is to try to confirm or eliminate the possibility of the Martian methane being produced my reactions with volcanic rock and water or on the other hand that life is indeed responsible for the production of the methane but the public interest in this subject should put much pressure on the scientific community to get the bottom of this matter. As a Bible believing Christian I say again I personally don't have a problem with some extraterrestrial life certainly with microbes or even something like plants or animals but where I do have a problem is with intelligent humanoid life. With humanoid life there is also the spiritual dimension and whether such a race even sinned against the true God the God of the Bible and the God of heaven and earth and if so whether God would have sent a saviour for them or somehow gave them word about Jesus dying for sins here on earth. This to me sounds like God wouldn't allow this to happen and there is also the matter about why God hasn't been more explicit in the Bible about mentioning such hypothetical people and asking us to at least pray for them.

The main line of evidence that suggested there could still be at least bacteria life on Mars was the discovery of the creation of gullies down the sides of some craters on Mars that were created in the last couple years. It is quite certain these gullies were created in the last couple years because they were present in the most recent close up pictures of Mars from orbitting spacecraft but not present in pictures taken from Mars orbiters several years ago. As I mention earlier on this web page they have been with some justification been interpreted as evidence of the recent flow of liquid water but now after closer examination of the evidence it has been decided as recently reported on www.space.com that these gullies were created not at all by water but just by a land slide of completely dry material from the upper parts of the crater rims. As far as I know this conclusion is has been quite carefully considered before being announced and might be very difficult to overcome as most date and options have already been taken into account. Unfortunately this leaves a much less appealing and romantic current picture of Mars but one we might have to accept unless we find any other features that can be explained more conclusively by liquid water or living organisms such as bacteria.

Another matter for which there has been gathering evidence that points to a less hospitable condition for life on Mars in this case in the ancient past when it is known beyond any doubt that there was substantial bodies and flows of liquid water on much of Mars is the following. It has now been determined that Mars in the evolutionary time scale up to 3.8 billion years ago although I am sure with access to the date there could be as credible explanation that it was only several thousand years ago that Mars was much too acidic in the liquid water that then was there for even bacteria or microbial life to exist or survive. This is argued on the basis of the fairly widespread presence of the mineral Jarosite which is comprised chiefly of iron sulfate which apparently can only be created or maintained in water that is very acidic - too acidic to even support microbial life. Although there are still other parts of Mars that haven't been explored as much or for which the past water might still be proved to be less acidic than some of these areas investigated by the Mars rovers Spirit and Opportunity, the indication that two widely separated areas on Mars have remains of Mars' watery past that was too acidic for even microbial life should encourage a further shift to extrasolar planets as places for which not just microbial life in the past or present but even large scale life like plants and animals might not only be possible but a reality now as well as in the remote past and that would provide habitable environments for humans or earthlings to travel to and make settlements on eventually. In a biblical Christian view which holds that the time is short at most several years but perhaps much shorter before the Lord at least takes his church to heaven then seven more years for the tribulation, the most likely time for any manned mission to extrasolar planets on which life might be found or which have a tolerable temperature, liquid water and a life-supporting atmosphere would be in the 1000 year Messianic Kingdom of the Lord Jesus Christ. Although it is even more likely there will be habitable planets in the eternal age these will be part of the new heavens and not the existing heavens and we likely will then reach them only with our heavenly bodies while in the Messianic Kingdom technology could be developed, perfected and used to reach them by nuclear rocket or other perhaps yet unforseen or still fictional technology.

July 2008 Discovery by NASA Mars Reconnaissance Orbiter for an Ancient Wetter Mars

On July 16, 2008 it was announced that the discovery of the widespread presence of the mineral phyllosilicates on Mars indicates that from 4.6 to 3.8 billion years on an evolutionary timescale or perhaps to just after the curse on mankind about 6000 years ago on a biblical timescale most areas of Mars were drenched with liquid water. These rocks were turned to clays and similiar materials by the persistant and pervasive liquid water at that time. These clays had abundant Iron, Magnesium, Aluminum, Mica and Kaolinate. The water had actually become part of the crystal structure of the rocks from that time which also suggests the persistant flow and abundant availability of liquid water. At first it was thought there were only a couple places on Mars where rocks consisting of these Phyllosilicates occurred but on closer examination they have been found to be much more common almost everywhere on Mars. The conditions that gave rise to these Phyllosilicate rocks especially their widespread distribution on Mars indicates that at least at that time Mars was very hospitable to life. More recent rocks however have been altered to contain sulfates which would form where there is significantly less water and under which conditions life would be much more difficult if not impossible because of the acidity of any water containing these sulfates. These are the type of rocks found in the northern equatorial part of Mars by the NASA Spirit and Opportunity rovers. Scientists are now trying to determine what areas of Mars would have a greater abundance of these Phyllosilicate rocks especially near the surface for future rover missions such as the NASA Mars Sciene Laboratory due to launch in 2009.

Discovery First Week of May 2007 of Molecular Oxygen in Interstellar Space as Well as Many Already Discovered Molecules Including Some Related to Life in Interstellar Space

This first week of May 2007 I heard on the radio that scientists have discovered for the first time molecular oxygen or O2 in interstellar space. Although this isn't really a surprise that it should be there, I think it probably had a weak spectral pattern that made it difficult to detect for a long time since many other more exotic molecules have already been detected. The discovery of molecular oxygen which of course humans and animals and many bacteria species or kinds rely on for respiration on earth in interstellar space at least leaves the door open that it could also be in the atmospheres of some extrasolar planets perhaps even in sizable quantities. This together with the discovery many years before of water in interstellar space as well as other organic chemicals could further enhance the prospects of at least simple life beyond our solar system although this by no means proves this yet. In a table of molecules found in interstellar space up to about 1985 methane or natural gas CH4 and carbon dioxide CO2 were up to then not listed as discovered. However on a web page dedicated to listing interstellar molecules methane and carbon dioxide are listed as of November 2005. by now. The matter whether methane and carbon dioxide have been discovered in interstellar space and therefore are likely to exist on extrasolar planets would be a very major factor in deciding how common life is in outer space. This is especially true for life resembling that on Earth.

Recent Discovery of Extra-Solar Planets and the Increased Hope of Finding Extraterrestrial Life

The possibility of finding life outside our solar system has always been closely connected to the discovery of planets around other stars which hadn't been proven until late in the last century. There was then the real possibility that the human race was not only unique and alone but that also ours was the only solar system with planets in the galaxy or universe although this didn't seem very likely in general considerations. Although there have been candidates for extra-solar planets for several decades, none of these were on very firm grounds concerning the detection method or clarity of the evidence. The most famous of these former candidate extra-solar planets was the planet around the very near red-dwarf star Barnard's Star. This planet and most of the other former candidate planets of other stars have now been discounted. The first solid candidate planets of another star were found in 1995 ironically around a pulsar that is probably a neutron star. This type of star is thought to have been generated by the implosion of the star resulting from a supernovae explosion that should have vaporized any planets of that star although this is apparently not the case for this pulsar star and its planets. Several years later around 2000 the first better substantiated planets of other stars were found around other stars by indirect methods. The most common method was to use one of Newton's laws of gravity that two masses revolve around their common centre of mass. This means that a planet around a star should cause a slight movement of its parent star around their common centre of gravity. This would normally include a component of movement of the parent star away or toward our sun, earth and solar system which could be measured as a doppler shift in the spectrum of the light from the parent star. The only case where this would not be the case is if the other solar system had its planet(s) orbiting its parent star face on as seen from Earth. Of course the larger and more massive the planets of other stars especially relative to the mass of their parent stars the more effect they would have on the parent star revolving around their common centre of gravity and the larger apparent change in position of the parent star as seen from Earth and the greater Doppler Shift in the parent star's light as seen from Earth. Therefore the search of extra-solar planets was confined to planets in mass approximately equal or larger to the largest planet in our solar system Jupiter around solar mass stars at first. Solar mass stars were also chosen because for a number of reasons it is thought they would be most conducive for providing a life-sustaining environment for planets around them at the right distance. This distance would vary with the luminosity or light output and output of other electromagnetic radiation by the parent star. In the case of our sun the habitable zone for life as we know it is from 0.95 to 1.37 Astronomical Units (AU). An astronomical unit is the average distance of the Earth from the Sun which is about 93,000,000 miles so our Earth is near the inner edge of the habitable zone around our sun. Although there have been several extrasolar planets with orbits with at least the right average distance from their sun and right average temperature for possible earthlike life all these planets found so far are gas giants like Jupiter with no discernible surface or none that could possibly be reached or that would support life since they would be under 1000s of miles of dense air although they could have earthlike or habitable moons which we have not detected. However most of these planets in this range have very elliptical orbits with a vast difference between their nearest and furthest points from their parent stars and therefore in the planets' temperature extremes and the extremes any possible life on these planets would have to endure. See the table on extrasolar.net for more details. Earlier this year there was discovered a planet with only 7.5 to 5.9 earth masses around another star which means it is probably the first rocky or terrestrial planet discovered but unfortunately it is very close to its parent star only a couple million miles and its surface temperature would be over 1000 degrees and it would be unable to support life as we know it even though it is probably less than twice the diameter of earth and would have gravity and size somewhat comparable to earth.

Discovery of Water and Methane in the Atmosphere of an Extrasolar Planet

On March 19, 2008 it was announced that methane or natural gas had been discovered for the first time in the atmosphere of an extrasolar planet or in a planet orbiting a star other than our sun. This star is called HD 189733 and is in the constellation Vulpecula or the little fox and is about 63 light years from our earth and solar system. The planet is called HD 189733b meaning it is the second object discovered after the star being the first object in this stellar system. Methane is the simplest possible organic molecule and consists of one carbon atom and four hydrogen atoms and it can be produced by both organic sources such as cows and termites or inorganic means such as through volcanoes and also by swamps which is probably a decay or dead plants with bacteria. The methane in the atmosphere in the atmosphere of this extrasolar planet is unlikely to be produced by any organic or living source as it is much too hot there. The temperature would be about 900 degrees Celcius or about 1600 degrees Fahrenheit. This is far above the range at which almost any known earth life even bacteria could survive and is at or above the melting point of some metals. This is because the planet HD 189733b is much closer to its star that I believe is somewhat similiar to our sun than our innermost planet Mercury is to our sun with this extrasolar planet having an orbital period of only about 2 days compared to Mercury's period of revolution or year of about 88 days. Also this planet is similiar to Jupiter although much hotter and is a gas giant with no solid surface. The presence of methane was possible to be detected in this planet because it regularly transits or goes in front of its parent star as seen from Earth and so the star's light can be to shine through the edge of the planet's atmosphere and some of the component molecules of this planet's atmosphere can be determined from the molecular spectral lines in this light from the star interferred with by the planet's atmosphere. In a similiar way the presence of water has already been detected in the atmosphere of this planet. Although quite rare some of the components of the atmosphere of the planet Venus can be or have been determined from its transits across the surface of our sun in the past. Although the molecules water and methane in this case would not be produced by or affected by life of any kind due to the extremely hot temperature of this planet HD 189733b, the existence of their presence in a planet around another star indicates that these elements are fairly common in planets in our galaxy at least as they are also found in the existence in especially the gas giant planets of our solar system. Hopefully scientists will soon be able to detect more earthlike planets with masses and temperatures that could support life and if these planets also transit their parent star we will be able to quite possibly detect any significant amounts of methane or water molecules or other molecules that could indicate the presence of life such as molecular oxygen O2 in their atmospheres. In such cases more serious examination could be conducted to see if these molecules are produced by organic or living systems or sources which would be a profound and far reaching discovery but which is not contrary to anything in the Bible even literally interpreted unless they were intelligent beings such as humanoid but we still have a long way to go to get even close to this but the present Corot mission or the upcoming Kepler mission should provide progress. These missions can both detect earthlike extrasolar planets down to 2 or less earth masses that transit their parent stars.

November 2008 Discovery of Carbon Dioxide in an Extrasolar Planet

On November 23, 2008 I heard from www.space.com that astronomers have discovered Carbon Dioxide CO2 for the first time in the atmosphere of an extrasolar planet. Although this is quite significant and proves that astronomers can detect Carbon Dioxide at the distance of extrasolar planets in this case in the atmosphere of the planet HD 189733b which is about 65 light years from here. However in this case there is little possibility of life occuring on this planet because HD 189733 is a so-called hot jupiter without a solid surface and that is too close to its parent star to have cool enough temperatures to support life. However this could indicate that Carbon Dioxide occurs quite readily in extrasolar planets and could also occur quite readily in the atmospheres of terrestrial planets. However if there were astronomers on other nearby planets they could determine that our solar system has two planets that could support life neither of which is Earth if they used the prevalence of Carbon Dioxide in the atmosphere as the main guide to the search for life. Both Venus and Mars have atmosphers of mostly Carbon Dioxide but Venus is much too hot for life as we know it and Mars is a little too cold and Mars also has an atmosphere that is too thin to support much life. If astronomers on earth are using carbon dioxide as a guide in the search for extraterrestrial life they should also look for planets with solid surfaces or terrestrial planets and that would have temperatures at which liquid water could exist freely as on earth. As Earth proves plants of similiar life do not need a great proportion of the atmosphere to survive or even thrive as Carbon Dioxide makes up less than 1 % of the atmosphere on earth and planets or similiar Carbon Dioxide based life could probably survive or even thrive on extrasolar planets with similiar atmospheres if other conditions were right. As the astronomers obtain better equipment and abilities at detection they should be able to detect lower mass planets of other stars and to detect atmospheric constituents including Carbon Dioxide in the atmospheres of some of these planets. Again I think as a Bible believing Christian who is interested in science that it is possible that bacteria or even planet or animal life or their equivalent could or might be detected on planets or other stars but for theological and other reasons not humanoid or other intelligent life. The lack of clear evidence from extraterrestrial intelligent life from projects like SETI (Search for Extraterrestrial Intelligence) on a scientific level also lends support to the probable lack of intelligent life at least in other parts of our galaxy.

Previous Discovery of Earth Like Planet Gliese 581 c

As of June 2008 the only earth like planet in both mass and temperature is one called Gliese 581 c. It has about 5 times the mass of earth and a distance that would result in a temperature of from 0 to 40 degrees celsius. Although this would provide gravitation about twice as great as earth this planet could still support some type of life at least some plants or animals not to mention bacteria. However it might be difficult for humans to live there with this substantial bacteria not to mention for us or hypothetical intelligent life to escape to space from the surface of this planet as this is difficult enough with Earth's gravity. This planet's gravity would probably mean it was a signicant atmosphere but not too much to obscure a solid surface with extra hydrogen and helium like Jupiter and Saturn in our solar system and with many of the extrasolar planets. This planet is around a star called a red dwarf which is much fainter than out sun and much cooler and smaller but fortunately this planet has a year of only around 20 days which is only about a quarter of the year of Mercury the closest planet to our sun so this planet ends up having a tolerable or benign temperature. The only possible problem this could cause it that it might be more susceptible to flares or ejections of material from its parent star or radiation than earth is from our sun. Unfortunately this planet Gliese 581 c does not transit or go in front of its parent star as seen from earth so we cannot determine its size or density or the composition of its atmosphere or possible ocean until we are able to see it directly which could be in a decade or two if effort is made to develop a better detector in space. This star and planet are around 20 light years away so it is feasible to visit it from earth with leading edge technology rockets like nuclear rockets if it can be determined is has interesting life or would be a suitable second home for humans.

Revision of Orbital Period of Gliese 581 c But Discovery of More Likely Habitable Planet Gliese 581 d Around Same Star by April 2009

Some time after the discovery of Gliese 581 c and the announcement of its original orbital period of about 20 days which could have brought it within the habitable zone of its parent star there was a significant revision in its distance from its parent star and its orbital period. This also affects the likely temperature for this planet and its prospects for hosting possible life or at least liquid water. The orbital period of Gliese 581 c is now thought to be somewhat less than 13 days which probably means that it would be too close to its parent star to support any life as we know it even though its parent star is a red dwarf and much less massive and much fainter than our own sun. However on April 21, 2009 it was announced on Extrasolar Encyclopedia that two new planets orbit this star both less than 10 earth masses and so quite possibly at least mostly rocky planets like our own earth. One planet is only 1.9 earth masses but is definitely too close to this star to support life as we know it. However another new planet of this star Gliese 581 d has an average distance of 0.22 AU or astronomical units or about 1/5 the distance of our earth from the sun. This would be about 20,000,000 miles since our own earth has an average distance of just over 90,000,000 miles from the sun. This gives Gliese 581d an orbital period or year of 66 days. This would be definitely too close to our sun or another sun like star but one has to keep in mind that Gliese 581 is a much fainter and cooler red dwarf star. This planet Gliese 581 d could according to accounts I have heard on the BBC and www.space.com host liquid water. However one thing I didn't see them or anyone else mention from the data on The Extrasolar Encyclopedia is that this planet has a very high eccentricity or eliptical nature of its orbit. The figure is 0.38 for this planet. By comparison 0.0 would be a perfect circle and 1.0 would be a straight line with no width to its orbit. The implication of this is that, even though its average temperature could support liquid water and other conditions suitable to life as we know it, this planet would have very extreme fluctuations of temperature during its year as it would probably be brought at its nearest point to its parent star to a point that would be too hot for life and perhaps even start to boil the water and at its farthest point it might be too far and too cold to support life. Water could even start to freeze at its farthest point from its parent star. However there are some bacteria on earth that could probably survive quite well even in these extremes of temperature if there was a suitable atmosphere. Since this planet does not transit its parent star we will have to wait until telescope technology improves enough so this planet can be seen directly and the spectra from its light can be analyzed for chemical components and temperature. However now, it is probably the planet that we know that is most suitable to earthlike life. The Europeans are in the serious planning stages now for a next generation telescope on earth that would be able to directly detect and analyze the chemistry of planets such as this but even if everything goes smoothly this would still be several years off before it could begin operations and gather data about this or other extrasolar planets.

November 13, 2008 First Picture of Likely Extrasolar Planets

On November 13, 2008 there was announced and shown the photographs of 4 claimed planets of other stars. There were three planets around the star HR8799 which is about 130 light years away and 1 planet around the bright star Fomalhaut which is only about 25 light years away and one of the brightest stars as seen from earth. These planets were all between 3 and 10 times the mass of Jupiter in our solar system and were at significant distances from their parent stars. Fomalhaut was also at the inner edge of a disc of debris like the Kuiper belt beyond Neptune in our solar system. Although it would be virtually impossible for any of these planets to support life because they are too distant from their parent stars and too cold, the promise of this technique being used for fainter planets closer to their parent stars in the near future provides hope that it will increasingly detect more earthlike worlds. These 4 planets would also be gas giants with no solid surfaces. This technique effectively blots out the parent stars from the images so the planets can show up and not be lost in the glare of the parent stars. A main advantage of this technique besides giving more definite proof of the existence of the planets is that it allows astronomers to examine the light through its spectrum to determine the composition of the atmosphere and surface of these planets including to determine whether molecules like water, molecular oxygen or chlorophyl are present there that could indicate at least earth-like life. However life on other planets could still exist and be very different from earthlike like such as being based on some other material than carbon such as sulfur or silicon or using some other molecules for drinking and respiration that water and oxygen or carbon dioxide. However this breakthrough in directly photographing planets of other stars gives some assurance we are that much nearer when we can get images of planets that have masses and temperatures similiar to earth and could theoretically support life. As a Christian I believe it is possible other earthlike world will be found even with life up to the equivalent or plants and animals but I doubt intelligent life will be found that would have spirits as there would then be concerns about whether they sinned and whether they would need a Saviour and why God didn't tell us about them in the Bible etc.

June 2008 Discovery of Other Solar System with 3 Superearths

In June 2008 European astronomers announced they had discovered a solar systm around another star with 3 planets comparable to the mass of earth with about 4, 7 and 9 times the mass of earth. These type of planets are now called superearths because they are more massive and probably bigger than earth but should still be similiar to earth in having solid surfaces or perhaps a solid surface partly or completely covered by a small depth of water or other liquid like earth with its oceans and seas rivers and lakes. Although all three of these planets from their masses could otherwise support at least some type of life, unfortunately they are much too close to their star which is like the earth but perhaps a bit cooler and fainter with the farthest of these planets have a year of around 20 days which would probably give a temperature of above 1000 degrees Fahrenheit or around 700 degrees Celsius. The other planets in this system including the one with about 4 solar masses are even closer to their parent star and hotter so they would probably be incapable of supporting life even bacteria as these temperatures would probably break apart the DNA or any similiar molecule that might be used as the basis for life on these planets. These planets orbit a star called HD 40307 and are called 40307 b, c, and d. I think this planet is around 40 or 50 light years away. This information is based on data in the Extrasolar Encyclopedia at http://exoplanet.eu. I think in May there was found another superearth around a star called MOA-2007-BLG-192-L that has a mass of 3.3 earth masses. Although this is becoming a very interesting mass in view of supporting earth-like life unfortunately I believe this planet is also much too close to its parent star to be able to support any life. Although this would be the case if this planet was orbiting a star like our sun it is actually orbiting a brown dwarf that is a failed star between a planet and a star. Therefore this planet is probably actually too cold to support life. However the fact that numbers of these superearths are being found as well as the recent announcement by the European planet hunting team that announced the 3 superearth system are refining data and preparing it for publication of another 50 or so other superearths with years up to about 50 days means there could soon be announcements of other superearths that would have cooler and more benign temperatures and more promising locations for extraterrestrial life.

Continuing Discoveries of Exotic Bacteria in Extreme Environments on Earth as Assisting Possibility of Discovery of Extraterrestrial Life

One ongoing area of actual discovery bearing on the search for extraterrestrial life is the continuing detection of exotic microbes or bacteria. A most recent most exotic microbe is one that is completely dependent on radioactivity for energy and not even indirectly on the energy of the sun that occurs I think about 2 miles below the surface of Earth. This bacteria is based on sulfur compounds for its breathing or nutrients. Other exotic bacteria is based on methane or other sulfur compounds, consume organic compounds or other elements or compounds as well as water, oxygen or carbon dioxide. Other exotic environments include extreme pressure either in rock or at the bottom of the ocean, extremes of hot or cold temperature, extreme acidic or alkaline (basic) or wet or dry environments. Inclusion of any of these factors to more extreme extents in environments that earthly at least microscopic life is able to survive in greatly enhances the possible locations even in our solar system in which life even as we know it could survive. It is possible although more unlikely that larger scale life including similiar in scale to humans could exist and survive based on some of these extreme microbes although not likely in our solar system from what we know of it. If we do eventually discover large scale life and even ecosystems that can survive what we regard as extreme environments on planets of other stars or extra solar planets one can make the case just as well to state that they have been created that way by the God of the Bible as to say they evolved randomnly on that planet.

A Current Christian and Scientific View of Possibilities of Physical Extraterrestrial Life in the Universe

As a Christian who has some knowledge of science especially astronomy, I believe there could well be at least bacterial life in the universe beyond Earth and it may have already been discovered on Mars with the discovery of Methane and Ammonia in its atmosphere and it is likely that in the planets around other stars there will be terrestrial planets more conducive to life than Mars including having liquid water seas or oceans and Carbon Dioxide CO2 atmosphere and perhaps even oxygen but I think if this is the case it will be by God's creation not evolution. There could even be multi-celled or large plants or animals on other planets or other stars but I think humanoid or intelligent life with spirits or hearts won't be found on other planets since there would then be the issue of whether they sinned or not and if so that they would need a saviour or redeemer requiring an incarnation of God to die for their sins as happened for the human race on Earth with God the Son taking upon Himself human body and nature through the virgin birth in the person of Jesus Christ. This would be absurd and impractical if Jesus had to go and die many times for many intelligent races in God's image with spirits and is a strong argument against the possibility of ever finding humanoid life on planets of other stars. There is definitely intelligent extraterrestrial life that is also mentioned in the Bible but this is the heavenly host that are holy angels and fallen angels or demons or evil spirits. Especially the evil angels that bring attention to themselves not to God or His Son Jesus could likely be the aliens and associated with UFOs that can't be explained by natural phenomena or human aircraft or balloons or spacecraft. Their is also some Biblical basis for saying this including Jesus saying there will be signs in the heavens in the tribulation (and perhaps the time leading up to it) such as from about the time Israel became a nation in 1947 or 1948 which was about the time of the Roswell incident in New Mexico in United States which happened in 1947. According to the www.spiraloflife.com author the Nazi preoccupation with the occult and possible offering the Jews and others that they slaughtered as an offering to Lucifer or the devil or Satan in World War 2 could have provided an opening into this world for increased demonic activity that started shortly after World War 2 and continues to increase. However, although these aliens and UFOs appear to be extraterrestrial, their core nature including the lack of detection of these UFOs as coming from deep space and as far as I know no significant sighting of aliens or UFOs or alien technology by astronauts or robotic space vehicles on the moon, Mars or elsewhere in the solar system perhaps even including from the space station or space shuttle or Earth orbit tends to support the idea that these aliens are from another dimension parallel to ours in the vicinity or the Earth and its atmosphere. This alien and UFO phenomena will probably increase until and through the tribulation or 70th week of Daniel partly to give a non-biblical explanation for the rapture or catching up of all born of the Holy Spirit Christians to heaven at the end of the Church Dispensation and just before the tribulaton or 70th week of Daniel starts.

Similiarity of Current Aliens or Extraterrestrials with the Sons of God in Genesis 6 Before the Flood

The current aliens or extraterrestrials although it would probably be better to call them as from an extra dimension that exists side by side with our familiar dimensions of times and space are in many way similiar if not identical to the sons of God mentioned in Genesis 6. In the main other references to sons of God in the Old Testament these sons of God are almost always referring to angels, both holy and unholy as in Job 38, 1 and 2 and hardly if at all to humans. To say that these sons of God in Genesis 6 aren't angels because angels aren't supposed to have sex with humans as in Matthew 22 is to assume also that demons or fallen angels want to only do what is honouring to God which is probably an overly optimistic and invalid assumption. Anyway these sons of God clearly has sex with human women, the daughters of men, and this resulted in mighty men, men of renown (fame or ferocious reputation). This is also similiar to the many well documented "alien abductions" which often involve the aliens having sex with humans and/or performing operations involving the reproductive areas presumably to gain more information or eggs or sperm for more reproduction of aliens with humans to produced mixed offspring such as the men of renown before the flood but now called "hybrids". Whether these demon- human offspring in the days of Noah were the same as the giants or just another hideous race is not too clear from the text in Genesis 6. Anyway Jesus mentioned in Matthew 24 that the last days the days of (leading up to) the coming of the Son of man would be as the days of Noah mentioning in particular marrying and giving in marriage which could include a reference to the sons of God marrying human women as well as normal marriages with human men and human women. Perhaps the adoption of legislation in places like Canada, the Netherlands, and Spain allowing marriage between homosexuals or lesbians will make it easier in the near future when the aliens or fallen angels openly manifest themselves to have the definition of marriage extended to include that between humans and aliens (demons) and for those relationships to be viewed as legal and in some senses acceptable for society especially in the soon coming tribulation.

Reference of Worshipping the Host of Heaven Associated With Worshipping Other Gods in Jeremiah 19

When the people of Judah or southern Israel including Jerusalem worshipped the host of heaven on the rooftops, part of the meaning is of the physical planets and bright physical or natural stars but then as now when people worship these physical planets or stars there could come to be evil spirits, demons or fallen angels associated with these objects that take some of the worship people give to these physical objects and these spirits would seek to order the events in the lives of these people involved in astrology to look like these planets or stars have influence in these people's lives. These evil spirits or fallen angels or aliens or extraterrestrials or UFOs as the spiritual host of heaven could also actually be in the vicinity in time and space of these planets or stars physical host of heaven or even seek to bring back visions to people in astrology, or false mystical religions including the New Age Movement of some of the space time environment associated with the particular planet or star physical host of heaven the false mystical or New Age astrology devotee is worshipping. This hypothesis is strengthened with the mention of other gods in the same verse in this warning with the other gods would also be represented by demons or evil spirits or fallen angels or aliens or UFOs that could be associated with the physical or spiritual host of heaven. Tophet was a place probably a grove used in the worship of the false god Molech in the Valley of Hinnon to the south of Jerusalem. This prophesy was fulfilled when Israel's enemies the Babyolonians under their king Nebuchadnezzar came shortly after and destroyed Jerusalem and Solomon's Temple there with fire in Jeremiah 52. Again, although these fallen angels in Old Testament times could have been extraterrestrial, it is just as likely they also know much about these other star systems and just mimic that they come from there but actually come from another dimension or spiritual dimension in the vicinity of Earth. The scripture reference associating the stars of planets physical heavenly host with the spiritual heavenly host and other gods or fallen angels, demons or evil spirits that could also be aliens or UFOs from Jeremiah 19 is as follows:

Scripture Reference in Jeremiah 19 of Ungodly Worship of the Host of Heaven (Stars and Planets and Fallen Angels or Aliens) Associated With Other Gods

And the houses of Jerusalem, and the houses of the kings of Judah, shall be defiled (by fire) as the place of Tophet, because of all the houses upon whose roofs they have burned incense unto all the host of heaven, and have poured out drink offering unto other gods. Jeremiah 19:13

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10 Re: Life on other planets, a real possibility ? on Sat Jul 10, 2010 12:08 am

http://www.discovery.org/a/14751

It’s the question that will never go away: Are we alone in the universe? These days, when most people ask that question, they’re not asking whether God or angels exists, but whether there is life—intelligent life—on a planet other than Earth.

Just a few decades ago, many scientists believed there was intelligentlife on Mars, since it seems so similar to Earth. Scientific discoveries have chastened our expectations, however, so we’re now reduced to looking for evidence of liquid water—merely a necessary condition for life—on the Martian surface.

For decades now, we’ve also been searching the skies beyond our solar system for telltale signals of intelligent life. So far, we haven’t found any.

Nothing special about earth?

Yet the expectation that life is common in the universe lives on. Why? Among scientists, at least, it comes not so much from scientific evidence as from an assumption called the Copernican Principle. From a Christian perspective, of course, God is free to create a universe teeming with life or a universe in which life is rare. So we can just follow the evidence. But the Copernican Principle tends to prejudge the answer. As an offshoot of the materialistic worldview, it assumes that there’s nothing special about Earth. So whatever happened here must have happened countless times elsewhere.

For decades, however, the scientific evidence has stubbornly pointed in the opposite direction. We continue to learn how much must go right to a get just one habitable planet. The list gets longer all the time. Complex life in particular probably needs many of the things that we Earthlings enjoy: a rocky terrestrial planet much like the Earth, with plate tectonics to recycle nutrients and the right kind of atmosphere; a large, well placed moon to contribute to tides and stabilize the tilt of the planet’s axis. The planet needs to be just the right distance from the right kind of single star, in a nearly circular orbit—to maintain liquid water on its surface.

It also needs a home within a stable planetary system that includes some outlying giant planets to protect the inner system from too many deadly comet impacts. That planetary system must be nestled in a safe neighborhood in the right kind of galaxy, with enough heavy elements to build terrestrial planets. And that planet will need to form during the narrow habitable window of cosmic history. (This is to say nothing of having a universe with a fine-tuned set of physical laws and constants to make stars, planets, and people possible in the first place. But that’s another long and complicated story.)

Starting in the mid-1990s, astronomers began detecting planets around other Sun-like stars. And they have taught us an important, if unadvertised, lesson. Planetary systems are not all alike. In fact, mounting evidence suggests that the conditions needed for complex life are exceedingly rare.

Initially, you might think that such a precise configuration of life-friendly factors suggests that Earth is part of some cosmic design. But some scientists familiar with this evidence now argue that while the conditions that allow for complex life may be highly improbable, perhaps even unique to Earth, these conditions are still nothing more than a fluke. The universe, after all, is a big place, with some 1022 stars in the part we can see. With so many opportunities, maybe at least one habitable planet will turn up just by chance.

Notice that even though the evidence contradicts the Copernican Principle, the materialist assumptions that inspired it remain in place.

What if?

But what if we’re not merely the winners of a blind cosmic lottery? What if our existence is the result of a conspiracy rather than a coincidence? Is there any way we could tell? In The Privileged Planet, Guillermo Gonzalez and I argue that there is. It turns out that the same rare, finely tuned conditions that allow for intelligent life on Earth also make it strangely well suited for viewing, analyzing and discovering the universe around us.

The fact that we inhabit a terrestrial planet with a clear atmosphere and water on its surface; that our moon is just the right size and distance from Earth to stabilize the tilt of Earth’s rotation axis; that the size and shape of the moon and sun match in our sky; that our position in our large spiral galaxy is just so; that our sun is its precise mass and composition: all of these and many more are not only necessary for Earth’s habitability; they also have been surprisingly crucial for scientists to discover the universe.

Those rare pockets of habitability in our universe are also the best overall places for scientific discovery. This is surprising because there’s no reason to assume that the very same rare properties that allow for observers would also provide the best overall setting for observing the world around them. We think the evidence for this “correlation between life and discovery” forms a pervasive and telling pattern, a pattern that not only contradicts the Copernican Principle, but also suggests that the universe, whatever else it is, is designed for discovery.

Nevertheless, the quixotic search for alien life of any kind goes on despite the sorry showing of the Copernican Principle. I think there are three big reasons for this. First, scientists are now acutely aware of how difficult it would be for life to have emerged spontaneously from a pre-biotic soup on the early Earth. The chasm between early Earth chemistry and a reproducing cell is immensely wide and deep. To get around the harsh improbabilities, many now hope to find evidence that life originally came from elsewhere and simply prospered in Earth’s friendly environment. Any evidence of life-friendly extraterrestrial locations would help support this idea.

Second, there’s an anti-religious motivation. Some prominent advocates of SETI—the Search for Extraterrestrial Intelligence—mistakenly claim that finding life elsewhere will deal a decisive blow to traditional religious belief.

Third, for many of its advocates, the search for advanced alien life serves as a spiritual surrogate. They hope that knowledge, moral guidance, and even immortality may come to us, if not from heaven, then at least from the heavens. Since the search for extraterrestrial life is often motivated, ironically, by both materialist philosophy and a spiritual longing, it’s unlikely to diminish anytime soon.

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Preface to the Paperback Edition ........................................................................ x
Preface to the First Edition.............................................................................. xiii
Introduction: The Astrobiology Revolution and the Rare Earth Hypothesis ... xvii
Dead Zones of the Universe ........................................................................ xxix
Rare Earth Factors .................................................................................... xxxi
1 Why Life Might Be Widespread in the Universe .... 1
2 Habitable Zones of the Universe ........................... 15
3 Building a Habitable Earth ..................................... 35
4 Life’s First Appearance on Earth ............................. 55
5 How to Build Animals ............................................ 83
6 Snowball Earth ..................................................... 113
7 The Enigma of the Cambrian Explosion .............. 125
8 Mass Extinctions and the Rare Earth Hypothesis .. 157
9 The Surprising Importance of Plate Tectonics .... 191
10 The Moon, Jupiter, and Life on Earth .................. 221
11 Testing the Rare Earth Hypotheses ..................... 243
12 Assessing the Odds .............................................. 257
13 Messengers from the Stars ................................... 277
References ................................................................................................ 289
Index ...................................................................................................... 319
ix
Preface to the
Paperback Edition
On November 12, 2002, Dr. John Chambers of the NASA Ames Research
Center gave a seminar to the Astrobiology Group at the
University of Washington. The audience of about 100 listened
with rapt attention as Chambers described results from a computer study of
how planetary systems form. The goal of his research was to answer a deceptively
simple question: How often would newly forming planetary systems
produce Earth-like planets, given a star the size of our own sun? By “Earthlike”
Chambers meant a rocky planet with water on its surface, orbiting
within a star’s “habitable zone.” This not-too-hot and not-too-cold inner region,
relatively close to the star, supports the presence of liquid water on a
planet surface for hundreds of million of years—the time-span probably necessary
for the evolution of life. To answer the question of just how many
Earth-like planets might be spawned in such a planetary system, Chambers
had spent thousands of hours running highly sophisticated modeling programs
through arrays of powerful computers.
x
The results presented at the meeting were startling. The simulations
showed that rocky planets orbiting at the “right” distances from the central
star are easily formed, but they can end up with a wide range of water content.
The planet-building materials in a habitable zone include dry materials
that form locally, as well as water-bearing materials that originate further from
the star and have to be scattered inward, mostly in the form of comets. Without
water-bearing comet impacts, Earth-wannabes would just stay wannabes—
they would never contain any water.
The model showed that the inbound delivery of water worked best in
planetary systems where the intermediate planets, in the position of our giants
Jupiter and Saturn, were far smaller. In solar systems such as our own, the efficiency
of water being conveyed to the surface of an inner, Earth-like planet is
relatively small. Yet in systems where the intermediate planets were much
smaller—perhaps Uranus- or Neptune-sized—water delivery was relatively
frequent. But then another problem arises: in such a system, the rate of waterbearing
comet impacts is great; the rate of asteroid impacts, however, is also so
great that any evolving life might soon be obliterated. And oddly, it is not only
the asteroid impacts, with their fireballs, dust storms, meteor showers, and “nuclear
winters,” that cause a problem. An excess of water-bearing impacts can
amount, in effect, to too much of a good thing: too much water produces planets
entirely covered with water, and such an environment is not conducive to
the rich evolution seen on our planet. Earth seems to be quite a gem—a rocky
planet where not only can liquid water exist for long periods of time (thanks to
Earth’s distance from the sun as well as its possession of a tectonic “thermostat”
that regulates its temperature), but where water can be found as a heathy
oceanful—not too little and not too much. Our planet seems to reside in a benign
region of the Galaxy, where comet and asteroid bombardment is tolerable and
habitable-zone planets can commonly grow to Earth size. Such real estate in
our galaxy—perhaps in any galaxy—is prime for life. And rare as well.
We, the authors of Rare Earth, were in the audience that November day.
One of us raised his hand and asked the question: What does this finding
mean for the number of Earth-like planets there might be—planets with not
only water and bacterial life, but with complex multi-cellular life? Chambers
scratched his head. Well, he allowed, it would certainly make them rare.
Preface to the Paperback Edition
xi
R A R E E A R T H
xii
There was one other aspect of the lecture that struck us. Chambers matter-offactly
spoke of the necessity of planets having plate tectonics to be habitable,
and of the effect of mass extinctions. We know that plate tectonics provides a
method of maintaining some sort of planetary thermostat that keeps planets at a
constant temperature for billions of years. We know, too, that mass extinctions
can end life on a planet abruptly, at any time, and that the number of mass extinctions
might be linked to astronomical factors, such as the position of a planet
in its galaxy. Prior to the publication of the first edition of Rare Earth in January
2000, neither of these concepts had publicly appeared in discussions of planetary
habitability. Now they do, as a matter of course, and this has been a great satisfaction
to us. Our hypothesis that bacteria-like life might be quite common in the
Universe, but complex life quite rare, may or may not be correct. But the fact that
we’ve been able to bring new lines of evidence into the debate, evidence that was
once controversial but is now quite mainstream, has been extremely gratifying.
With its initial publication, Rare Earth struck chords among a wide community.
Because it took a rather novel position about the frequency of complex life,
the discussion spurred by the book often left the realm of scientific discourse,
where we’d intended it to take place, and entered the arenas of religion, ethics,
and science fiction. Science has progressed since the publication, yet nothing we
have read or discovered in the years since has caused us to change our minds.
One of the most remarkable developments has been the continual discovery of
new planets orbiting other stars (the count is now over 100). While this shows
that planets are common, it also shows how complex and varied planetary systems
are, and how difficult it is to make a stable Earth-like planet. Most of the
extra-solar planets that have been discovered are giant planets in orbits that preclude
the possibility of water-covered Earths with long-term stability.
This edition, then, is changed only in the removal of several egregious
and sometimes hilarious typos and errors. We stand by our initial assessment
and are proud to see that Rare Earth continues to spawn heated debate even as
it makes its way into textbooks as accepted dogma.
Peter D. Ward, Donald Brownlee
Seattle, February 2003
xiii
Preface to the
First Edition
This book was born during a lunchtime conversation at the University of
Washington faculty club, and then it simply took off. It was stimulated
by a host of discoveries suggesting to us that complex life is less pervasive
in the Universe than is now commonly assumed. In our discussions, it became
clear that both of us believed such life is not widespread, and we decided
to write a book explaining why.
Of course, we cannot prove that the equivalent of our planet’s animal
life is rare elsewhere in the Universe. Proof is a rarity in science. Our arguments
are post hoc in the sense that we have examined Earth history and then
tried to arrive at generalizations from what we have seen here. We are clearly
bound by what has been called the Weak Anthropic Principle—that we, as
observers in the solar system, have a strong bias in identifying habitats or factors
leading to our own existence. To put it another way, it is very difficult to
do statistics with an N of 1. But in our defense, we have staked out a position
rarely articulated but increasingly accepted by many astrobiologists. We
have formulated a null hypothesis, as it were, to the clamorous contention
of many scientists and media alike that life—barroom-brawling, moralphilosophizing,
human-eating, lesson-giving, purple-blooded bug-eyed monsters
of high and low intelligence—is out there, or that even simple worm-like
animals are commonly out there. Perhaps in spite of all the unnumbered stars,
we are the only animals, or at least we number among a select few. What has
been called the Principle of Mediocrity—the idea that Earth is but one of a
myriad of like worlds harboring advanced life—deserves a counterpoint.
Hence our book.
Writing this book has been akin to running a marathon, and we want to
acknowledge and thank all those who offered sustaining draughts of information
as we followed our winding path. Our greatest debts of gratitude we
owe to Jerry Lyons of Copernicus, who invested so much interest in the project,
and to our editor, Jonathan Cobb, who fine-tuned the project on scales
ranging from basic organization of the book to its numerous split infinitives.
Many scientific colleagues gave much of themselves. Joseph Kirschvink
of Cal Tech read the entire manuscript and spent endless hours thrashing
through various concepts with us; his knowledge and genius illuminated our
murky ideas. Guillermo Gonzalez changed many of our views about planets
and habitable zones. Thor Hansen of Western Washington University described
to us the concept of “stopping plate tectonics.” Colleagues in the Department
of Geological Sciences, including Dave Montgomery, Steve Porter,
Bruce Nelson, and Eric Cheney, discussed many subjects with us. Many
thanks to Victor Kress of the University of Washington for reading and critiquing
the plate tectonics chapter. Dr. Robert Paine of the Department of
Zoology saved us from making egregious errors about diversity. Numerous
astrobiologists took time to discuss aspects of the science with us, including
Kevin Zahnlee of NASA Ames, who patiently explained his position—one
contrary to almost everything we believed—and in so doing markedly expanded
our understanding and horizons. We are grateful to Jim Kasting of
Penn State University for long discussions about planets and their formations.
Thanks as well to Gustav Ahrrenius from UC Scripps, Woody Sullivan
(astronomy) of the University of Washington, and John Baross of the School
R A R E E A R T H
xiv
xv
Preface to the First Edition
of Oceanography at the University of Washington. Jack Sepkoski of the
University of Chicago generously sent new extinction data, Andy Knoll of
Harvard contributed critiques by E-mail; Sam Bowring spent an afternoon
sharing his data and his thoughts on the timing of major events in Earth history;
Dolf Seilacher talked with us about ediacarans and the first evolution of
life; Doug Erwin lent insight into the Permo/Triassic extinction; Jim Valentine
and Jere Lipps of Berkeley gave us their insights into the late Precambrian
and animal evolution; David Jablonski described his views on body plan
evolution. We are enormously grateful to David Raup, for discussions and
archival material about extinction, and to Steve Gould for listening to and
critiquing our ideas over a long Italian dinner on a rainy night in Seattle.
Thanks to Tom Quinn of UW astronomy for illuminating the rates of obliquity
change and to Dave Evans of Cal Tech, with whom we discussed the Precambrian
glaciations. Conway Leovy talked to us about atmospheric matters.
With Bob Berner of Yale, we discussed matters pertaining to the evolution of
the atmosphere through time. Steve Stanley of Johns Hopkins gave us insight
into the Permo/Triassic extinction. Walter Alvarez and Allesandro Montanari
talked with us about the K/T extinction. Bob Pepin gave us insight into atmospheric
effects.
Ross Taylor of the Australian University provided useful information to
us, and Geoff Marcy and Chris McKay discussed elements of the text. Doug
Lin of U.C. Santa Cruz discussed the fate of planetary systems with “Bad”
Jupiters. We are grateful to Al Cameron for use of his lunar formation results.
Peter D. Ward, Donald Brownlee
Seattle, August 1999
Introduction:
The Astrobiology
Revolution and the
Rare Earth Hypothesis
On any given night, a vast array of extraterrestrial organisms frequent
the television sets and movie screens of the world. From Star
Wars and “Star Trek” to The X-Files, the message is clear: The Universe
is replete with alien life forms that vary widely in body plan, intelligence,
and degree of benevolence. Our society is clearly enamored of the expectation
not only that there is life on other planets, but that incidences of
intelligent life, including other civilizations, occur in large numbers in the Universe.
This bias toward the existence elsewhere of intelligent life stems partly
from wishing (or perhaps fearing) it to be so and partly from a now-famous
publication by astronomers Frank Drake and Carl Sagan, who devised an estimate
(called the Drake Equation) of the number of advanced civilizations
that might be present in our galaxy. This formula was based on educated
guesses about the number of planets in the galaxy, the percentage of those
that might harbor life, and the percentage of planets on which life not only
xvii
could exist but could have advanced to exhibit culture. Using the best available
estimates at the time, Drake and Sagan arrived at a startling conclusion:
Intelligent life should be common and widespread throughout the galaxy. In
fact, Carl Sagan estimated in 1974 that a million civilizations may exist in our
Milky Way galaxy alone. Given that our galaxy is but one of hundreds of billions
of galaxies in the Universe, the number of intelligent alien species
would then be enormous.
The idea of a million civilizations of intelligent creatures in our galaxy
is a breathtaking concept. But is it credible? The solution to the Drake Equation
includes hidden assumptions that need to be examined. Most important,
it assumes that once life originates on a planet, it evolves toward ever higher
complexity, culminating on many planets in the development of culture.
That is certainly what happened on our Earth. Life originated here about 4
billion years ago and then evolved from single-celled organisms to multicellular
creatures with tissues and organs, climaxing in animals and higher
plants. Is this particular history of life—one of increasing complexity to an
animal grade of evolution—an inevitable result of evolution, or even a common
one? Might it, in fact, be a very rare result?
In this book we will argue that not only intelligent life, but even the
simplest of animal life, is exceedingly rare in our galaxy and in the Universe.
We are not saying that life is rare—only that animal life is. We believe that life
in the form of microbes or their equivalents is very common in the universe,
perhaps more common than even Drake and Sagan envisioned. However,
complex life—animals and higher plants—is likely to be far more rare than is
commonly assumed. We combine these two predictions of the commonness
of simple life and the rarity of complex life into what we will call the Rare
Earth Hypothesis. In the pages ahead we explain the reasoning behind this
hypothesis, show how it may be tested, and suggest what, if it is accurate, it
may mean to our culture.
The search in earnest for extraterrestrial life is only beginning, but we
have already entered a remarkable period of discovery, a time of excitement
and dawning knowledge perhaps not seen since Europeans reached the New
World in their wooden sailing ships. We too are reaching new worlds and are
R A R E E A R T H
xviii
acquiring data at an astonishing pace. Old ideas are crumbling. New views
rise and fall with each new satellite image or deep-space result. Each novel biological
or paleontological discovery supports or undermines some of the
myriad hypotheses concerning life in the Universe. It is an extraordinary
time, and a whole new science is emerging: astrobiology, whose central focus
is the condition of life in the Universe. The practitioners of this new field are
young and old, and they come from diverse scientific backgrounds. Feverish
urgency is readily apparent on their faces at press conferences, such as those
held after the Mars Pathfinder experiments, the discovery of a Martian meteorite
on the icefields of Antarctica, and the collection of new images from
Jupiter’s moons. In usually decorous scientific meetings, emotions boil over,
reputations are made or tarnished, and hopes ride a roller coaster, for scientific
paradigms are being advanced and discarded with dizzying speed. We
are witnesses to a scientific revolution, and as in any revolution there will be
winners and losers—both among ideas and among partisans. It is very much
like the early 1950s, when DNA was discovered, or the 1960s, when the concept
of plate tectonics and continental drift was defined. Both of these events
prompted revolutions in science, not only leading to the complete reorganization
of their immediate fields and to adjustments in many related fields, but
also spilling beyond the boundaries of science to make us look at ourselves
and our world in new ways. That will come to pass as well in this newest scientific
revolution, the Astrobiology Revolution of the 1990s and beyond.
What makes this revolution so startling is that it is happening not within a
given discipline of science, such as biology in the 1950s or geology in the
1960s, but as a convergence of widely different scientific disciplines: astronomy,
biology, paleontology, oceanography, microbiology, geology, and genetics,
among others.
In one sense, astrobiology is the field of biology ratcheted up to encompass
not just life on Earth but also life beyond Earth. It forces us to reconsider
the life of our planet as but a single example of how life might work,
rather than as the only example. Astrobiology requires us to break the shackles
of conventional biology; it insists that we consider entire planets as ecological
systems. It requires an understanding of fossil history. It makes us
xix
Introduction
think in terms of long sweeps of time rather than simply the here and now.
Most fundamentally, it demands an expansion of our scientific vision—in
time and space.
Because it involves such disparate scientific fields, the Astrobiology
Revolution is dissolving many boundaries between disciplines of science. A
paleontologist’s discovery of a new life form from billion-year-old rocks in
Africa is of major consequence to a planetary geologist studying Mars. A submarine
probing the bottom of the sea finds chemicals that affect the calculations
of a planetary astronomer. A microbiologist sequencing a string of
genes influences the work of an oceanographer studying the frozen oceans of
Europa (one of Jupiter’s moons) in the lab of a planetary geologist. The most
unlikely alliances are forming, breaking down the once-formidable academic
barriers that have locked science into rigid domains. New findings from diverse
fields are being brought to bear on the central questions of astrobiology:
How common is life in the universe? Where can it survive? Will it leave
a fossil record? How complex is it? There are bouts of optimism and pessimism;
E-mails fly; conferences are hastily assembled; research programs are
rapidly redirected as discoveries mount. The excitement is visceral, powerful,
dizzying, relentless. The practitioners are captivated by a growing belief: Life
is present beyond Earth.
The great surprise of the Astrobiology Revolution is that it has arisen in
part from the ashes of disappointment and scientific despair. As far back as
the 1950s, with the classic Miller–Urey experiments showing that organic
matter could be readily synthesized in a test tube (thus mimicking early Earth
environments), scientists thought they were on the verge of discovering how
life originated. Soon thereafter, amino acids were discovered in a newly fallen
meteorite, showing that the ingredients of life occurred in space. Radiotelescope
observations soon confirmed this, revealing the presence of organic
material in interstellar clouds. It seemed that the building blocks of life permeated
the cosmos. Surely life beyond Earth was a real possibility.
When the Viking I spacecraft approached Mars in 1976, there was great
hope that the first extraterrestrial life—or at least signs of it—would be found
(see Figure I.1). But Viking did not find life. In fact, it found conditions hostile
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xxi
to organic matter: extreme cold, toxic soil and lack of water. In many people’s
minds, these findings dashed all hopes that extraterrestrial life would ever be
found in the solar system. This was a crushing blow to the nascent field of astrobiology.
At about this time there was another major disappointment: The first serious
searches for “extrasolar” planets all yielded negative results. Although
many astronomers believed that planets were probably common around
Introduction
Figure I.1 Percival Lowell’s 1908 globe of Mars. Some thought that the linear features were irrigation
canals built by Martians.
other stars, this remained only abstract speculation, for searches using Earthbased
telescopes gave no indication that any other planets existed outside our
own solar system. By the early 1980s, little hope remained that real progress
in this field would occur, for there seemed no way that we could ever detect
worlds orbiting other stars.
Yet it was also at this time that a new discovery paved the way for the
interdisciplinary methods now commonly used by astrobiologists. The 1980
announcement that the dinosaurs were not wiped out by gradual climate
change (as was so long thought) but rather succumbed to the catastrophic effects
of the collision of a large comet with Earth 65 million years ago, was a
watershed event in science. For the first time, astronomers, geologists, and biologists
had reason to talk seriously with one another about a scientific problem
common to all. Investigators from these heretofore separate fields found
themselves at the same table with scientific strangers—all drawn there by the
same question: Could asteroids and comets cause mass extinction? Now, 20
years later, some of these same participants are engaged in a larger quest: to
discover how common life is on planets beyond Earth.
The indication that there was no life on Mars and the failure to find extrasolar
planets had damped the spirits of those who had begun to think of
themselves as astrobiologists. But the field involves the study of life on Earth
as well as in space, and it was from looking inward—examining this planet—
that the sparks of hope were rekindled. Much of the revitalization of astrobiology
came not from astronomical investigation but from the discovery, in
the early 1980s, that life on Earth occurs in much more hostile environments
than was previously thought. The discovery that some microbes live in searing
temperatures and crushing pressures both deep in the sea and deep beneath
the surface of our planet was an epiphany: If life survives under such
conditions here, why not on—or in—other planets, other bodies of our solar
system, or other plants and moons of far-distant stars?
Just knowing that life can stand extreme environmental conditions,
however, is not enough to convince us that life is actually there. Not only must
life be able to live in the harshness of a Mars, Venus, Europa, or Titan; it must
also have been able either to originate there or to travel there. Unless it can be
R A R E E A R T H
xxii
shown that life can form, as well as live, in extreme environments, there is little
hope that even simple life is widespread in the Universe. Yet here, too,
revolutionary new findings lead to optimism. Recent discoveries by geneticists
have shown that the most primitive forms of life on Earth—those that
we might expect to be close to the first life to have formed on our planet—
are exactly those tolerant life forms that are found in extreme environments.
This suggests to some biologists that life on Earth originated under conditions
of great heat, pressure, and lack of oxygen—just the sorts of conditions found
elsewhere in space. These findings give us hope that life may indeed be
widely distributed, even in the harshness of other planetary systems.
The fossil record of life on our own planet is also a major source of relevant
information. One of the most telling insights we have gleaned from the
fossil record is that life formed on Earth about as soon as environmental conditions
allowed its survival. Chemical traces in the most ancient rocks on
Earth’s surface give strong evidence that life was present nearly 4 billion years
ago. Life thus arose here almost as soon as it theoretically could. Unless this
occurred utterly by chance, the implication is that nascent life itself forms—
is synthesized from nonliving matter—rather easily. Perhaps life may originate
on any planet as soon as temperatures cool to the point where amino
acids and proteins can form and adhere to one another through stable chemical
bonds. Life at this level may not be rare at all.
The skies too have yielded astounding new clues to the origin and distribution
of life in the Universe. In 1995 astronomers discovered the first extrasolar
planets orbiting stars far from our own. Since then, a host of new
planets have been discovered, and more come to light each year.
For a while, some even thought we had found the first record of extraterrestrial
life. A small meteorite discovered in the frozen icefields of Antarctica
appears to be one of many that originated on Mars, and at least one of
these may be carrying the fossilized remains of bacteria-like organisms of extraterrestrial
origin. The 1996 discovery was a bombshell. The President of
the United States announced the story in the White House, and the event
triggered an avalanche of new effort and resolve to find life beyond Earth. But
evidence—at least from this particular meteorite—is highly controversial.
xxiii


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Introduction
All of these discoveries suggest a similar conclusion: Earth may not be
the only place in this galaxy—or even in this solar system—with life. Yet if
other life is indeed present on planets or moons of our solar system, or on fardistant
planets circling other stars in the Universe, what kind of life is it?
What, for example, will be the frequency of complex metazoans, organisms with
multiple cells and integrated organ systems, creatures that have some sort of
behavior—organisms that we call animals? Here too a host of recent discoveries
have given us a new view. Perhaps the most salient insights come, again,
from Earth’s fossil record.
New ways of more accurately dating evolutionary advances recognized
in the Earth’s fossil record, coupled with new discoveries of previously unknown
fossil types, have demonstrated that the emergence of animal life on
this planet took place later in time, and more suddenly, than we had suspected.
These discoveries show that life, at least as seen on Earth, does not
progress toward complexity in a linear fashion but does so in jumps, or as a
series of thresholds. Bacteria did not give rise to animals in a steady progression.
Instead, there were many fits and starts, experiments and failures. Although
life may have formed nearly as soon as it could have, the formation of
animal life was much more recent and protracted. These findings suggest that
complex life is far more difficult to arrive at than evolving life itself and that
it takes a much longer time period to achieve.
It has always been assumed that attaining the evolutionary grade we call
animals would be the final and decisive step: that once this level of evolution
was achieved, a long and continuous progression toward intelligence should
occur. However, another insight of the Astrobiological Revolution has been
that attaining the stage of animal life is one thing, but maintaining that level is
quite something else. New evidence from the geological record has shown
that once it has evolved, complex life is subject to an unending succession of
planetary disasters that create what are known as mass extinction events.
These rare but devastating events can reset the evolutionary timetable and
destroy complex life, while sparing simpler life forms. Such discoveries again
suggest that the conditions hospitable to the evolution and existence of complex
life are far more specific than those that allow life’s formation. On some
R A R E E A R T H
xxiv
planets, then, life might arise and animals eventually evolve—only to be
quickly destroyed by a global catastrophe.
To test the Rare Earth Hypothesis—the paradox that life may be nearly
everywhere but complex life almost nowhere—may ultimately require travel to
the distant stars. We cannot yet journey much beyond our own planet, and the
vast distances that separate us from even the nearest stars may prohibit us from
ever exploring planetary systems beyond our own. Perhaps this view is pessimistic,
and we will ultimately find a way to travel much faster (and thus farther),
through worm holes or other unforeseen methods of interstellar travel,
enabling us to explore the Milky Way and perhaps other galaxies as well.
Let’s assume that we do master interstellar travel of some sort and begin
the search for life on other worlds. What types of worlds will harbor not just
life, but complex life equivalent to the animals of Earth? What sorts of planets
or moons should we look for? Perhaps the best way to search is simply to
look for planets that resemble Earth, which is so rich with life. Do we have to
duplicate this planet exactly to find animal life, though? What is it about our
solar system and planet that has allowed the rise of complex life and nourished
it so well? Addressing this issue in the pages ahead should help us answer
the other questions we have posed.
R A R E P L A N E T ?
If we cast off our bonds of subjectivity about Earth and the solar system, and
try to view them from a truly “universal” perspective, we also begin to see aspects
of Earth and its history in a new light. Earth has been orbiting a star
with relatively constant energy output for billions of years. Although life may
exist even on the harshest of planets and moons, animal life—such as that on
Earth—not only needs much more benign conditions but also must have
those conditions present and stable for great lengths of time. Animals as we
know them require oxygen. Yet it took about 2 billion years for enough oxygen
to be produced to allow all animals on Earth. Had our sun’s energy output
experienced too much variation during that long period of development
xxv
Introduction
(or even afterward), there would have been little chance of animal life evolving
on this planet. On worlds that orbit stars with less consistent energy output,
the rise of animal life would be far chancier. It is difficult to conceive of
animal life arising on planets orbiting variable stars, or even on planets orbiting
stars in double or triple stellar systems, because of the increased chances
of energy fluxes sterilizing the nascent life through sudden heat or cold. And
even if complex life did evolve in such planetary systems, it might be difficult
for it to survive for any appreciable time.
Our planet was also of suitable size, chemical composition, and distance
from the sun to enable life to thrive. An animal-inhabited planet must be a
suitable distance from the star it orbits, for this characteristic governs
whether the planet can maintain water in a liquid state, surely a prerequisite
for animal life as we know it. Most planets are either too close or too far from
their respective stars to allow liquid water to exist on the surface, and although
many such planets might harbor simple life, complex animal life
equivalent to that on Earth cannot long exist without liquid water.
Another factor clearly implicated in the emergence and maintenance of
higher life on Earth is our relatively low asteroid or comet impact rate. The
collision of asteroids and comets with a planet can cause mass extinctions, as
we have noted. What controls this impact rate? The amount of material left
over in a planetary system after formation of the planets influences it: The
more comets and asteroids there are in planet-crossing orbits, the higher the
impact rate and the greater the chance of mass extinctions due to impact. Yet
this may not be the only factor. The types of planets in a system might also
affect the impact rate and thus play a large and unappreciated role in the evolution
and maintenance of animals. For Earth, there is evidence that the giant
planet Jupiter acted as a “comet and asteroid catcher,” a gravity sink sweeping
the solar system of cosmic garbage that might otherwise collide with Earth.
It thus reduced the rate of mass extinction events and so may be a prime reason
why higher life was able to form on this planet and then maintain itself.
How common are Jupiter-sized planets?
In our solar system, Earth is the only planet (other than Pluto) with a
moon of such appreciable size compared to the planet it orbits, and it is the
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xxvi
only planet with plate tectonics, which causes continental drift. As we will try
to show, both of these attributes may be crucial in the rise and persistence of
animal life.
Perhaps even a planet’s placement in a particular region of its home
galaxy plays a major role. In the star-packed interiors of galaxies, the frequency
of supernovae and stellar close encounters may be high enough to
preclude the long and stable conditions apparently required for the development
of animal life. The outer regions of galaxies may have too low a percentage
of the heavy elements necessary to build rocky planets and to fuel
the radioactive warmth of planetary interiors. The comet influx rate may even
be affected by the nature of the galaxy we inhabit and by our solar system’s
position in that galaxy. Our sun and its planets move through the Milky Way
galaxy, yet our motion is largely within the plane of the galaxy as a whole,
and we undergo little movement through the spiral arms. Even the mass of a
particular galaxy might affect the odds of complex life evolving, for galactic
size correlates with its metal content. Some galaxies, then, might be far more
amenable to life’s origin and evolution than others. Our star—and our solar
system—are anomalous in their high metal content. Perhaps our very galaxy
is unusual.
Finally, it is likely that a planet’s history, as well as its environmental conditions,
plays a part in determining which planets will see life advance to animal
stages. How many planets, otherwise perfectly positioned for a history
replete with animal life, have been robbed of that potential by happenstance?
An asteroid impacting the planet’s surface with devastating and lifeexterminating
consequences. Or a nearby star exploding into a cataclysmic
supernova. Or an ice age brought about by a random continental configuration
that eliminates animal life through a chance mass extinction. Perhaps
chance plays a huge role.
Ever since Polish astronomer Nicholas Copernicus plucked it from the
center of the Universe and put it in orbit around the sun, Earth has been periodically
trivialized. We have gone from the center of the Universe to a
small planet orbiting a small, undistinguished star in an unremarkable region
of the Milky Way galaxy—a view now formalized by the so-called Principle
xxvii
Introduction
of Mediocrity, which holds that we are not the one planet with life but one
of many. Various estimates for the number of other intelligent civilizations
range from none to 10 trillion.
If it is found to be correct, however, the Rare Earth Hypothesis will reverse
that decentering trend. What if the Earth, with its cargo of advanced
animals, is virtually unique in this quadrant of the galaxy—the most diverse
planet, say, in the nearest 10,000 light-years? What if it is utterly unique: the
only planet with animals in this galaxy or even in the visible Universe, a bastion
of animals amid a sea of microbe-infested worlds? If that is the case, how
much greater the loss the Universe sustains for each species of animal or plant
driven to extinction through the careless stewardship of Homo sapiens?
Welcome aboard.
R A R E E A R T H
xxviii
Dead Zones
of the Universe
Early Universe The most distant known galaxies are too young to have
enough metals for formation of Earth-size inner
planets. Hazards include energetic quasar-like activity
and frequent supernova explosions.
Globular clusters Although they contain up to a million stars they are
too metal-poor to have inner planets as large as Earth.
Solar-mass stars have evolved to giants that are too hot
for life on inner planets. Stellar encounters perturb
outer planet orbits.
Elliptical galaxies Stars are too metal-poor. Solar-mass stars have evolved
into giants that are too hot for life on inner planets.
Small galaxies Most stars are too metal-poor.
Centers of galaxies Energetic processes impede complex life.
Edges of galaxies Many stars are too metal-poor.
Planetary systems with Inward spiral of giant planets drives the inner planets
“hot Jupiters” into the central star.
xxix
Planetary systems with Environments too unstable for higher life. Some
giant planets in planets lost to space.
eccentric orbits
Future stars Uranium, potassium and thorium are perhaps too rare
to provide sufficient heat to drive plate tectonics.
R A R E E A R T H
xxx
Rare Earth Factors
Right distance from star Right mass of star Stable planetary orbits
Habitat for complex life. Long enough lifetime. Giant planets do not
Liquid water near surface. Not too much ultraviolet. create orbital chaos.
Far enough to avoid tidal
lock.
Right planetary mass Jupiter-like neighbor A Mars
Retain atmosphere and Clear out comets and Small neighbor as
ocean. Enough heat for asteroids. Not too close, possible life source to
plate tectonics. not too far. seed Earth-like planet,
Solid/molten core. if needed.
Plate tectonics Ocean Large Moon
CO2–silicate thermostat. Not too much. Right distance.
Build up land mass. Not too little. Stabilizes tilt.
Enhance biotic diversity.
Enable magnetic field.
xxxi
The right amount
The right tilt Giant impacts of carbon
Seasons not too severe. Few giant impacts. Enough for life.
No global sterilizing Not enough for
impacts after an initial Runaway Greenhouse.
period.
Atmospheric properties Biological evolution Evolution of oxygen
Maintenance of adequate Successful evolutionary Invention of phototemperature,
composition pathway to complex synthesis. Not too much
and pressure for plants plants and animals. or too little. Evolves at
and animals. the right time.
Right kind of galaxy Right position in galaxy Wild Cards
Enough heavy elements. Not in center, edge Snowball Earth. Cambrian
Not small, elliptical, or or halo. explosion. Inertial
irregular. interchange event.
.
R A R E E A R T H
xxxii
1
1
Why Life
Might Be
Widespread
in the Universe
The fact that this chain of life existed in the black cold of
the deep sea and was utterly independent of sunlight—
previously thought to be the font of all Earth’s life—has
startling ramifications. If life could flourish there, nurtured
by a complex chemical process based on geothermal heat,
then life could exist under similar conditions on planets far
removed from the nurturing light of our parent star, the Sun.
—Robert Ballard, Explorations
Several miles beneath the warm, life- and light-filled surface regions of the
world’s oceans lies a much harsher environment, the deep sea floor. Vast
regions have little oxygen. There is no light. Much of this sea floor is
composed of nutrient-poor sand, mud, or slowly precipitated manganese
R A R E E A R T H
2
nodules. Temperature is a fraction above the freezing point. At least 6000
pounds of water pressure crush each square inch of matter at even average
ocean basin depths. Because of these factors, except for small populations of
highly specialized creatures that depend for food on the slow rain of detritus
from far above, most of the deep-ocean bottom is a biological desert, long
thought to be virtually lifeless and monotonous terrain.
Yet one type of environment found on the bottoms of all of Earth’s
oceans is neither flat nor sparsely populated. Running in linear ridges extending
for thousands of miles along the sea floors are chains of active volcanic
vents called deep-sea rifts. These rifts, which are situated along the margins
of the great oceanic plates that make up the rocky base of the ocean floor,
form undersea mountain chains. Here, in the great depth, darkness, and pressure
of the sea, new crust is being created every hour, upwelling from below.
These are places where the sea floor literally pulls away from itself, spreads,
and in the process creates, in the endless, frigid night of the sea floor, the
slow motion of tectonic plate movement known as continental drift. It seems
the least hospitable environment on planet Earth. Ironically, it is teeming
with life.
Amid constant earthquakes, hot magmatic lava wells up from subterranean
regions in these rifts, where it encounters frigid sea water. Great gouts
of this brimstone are instantly quenched as they meet the cool sea water, producing
grotesque, pillow-like shapes as they turn to black rock. It is a place
like no other on Earth, a region of unbelievable extremes where 2000°F lava
meets 32°F water under a pressure of 400 atmospheres 2 miles beneath the
sea. It is a zone of high-energy violence, where torrents of mineralized water
flow like rivers out of the underworld, building great columns of metal precipitate
from the hellish brew bubbling out of the Earth. Yet amid this deepsea
inferno, another and most curious phenomenon exists: submarine snow.
Not the gentle snow that falls on land, but a blizzard of white material that
flows out of the submarine fissures and then slowly settles onto the gnarled
sea bottom. This “snow” is actually life, flocculated globs of microbes numbering
in the billions and living amid the heat and poison spewing out of the
Why Life Might Be Widespread in the Universe
3
vents. In utter darkness, unseen by any eye until a few humans probed the
abyss in tiny, deep-diving submarines, life silently exists and thrives, creating
this ethereal snowfall.
L O V E R S O F T H E E X T R E M E
The environments around the deep-ocean volcanic rifts can be described
with a single word: extreme. Extreme heat, extreme cold, extreme pressure,
darkness and toxic-waste waters are conditions seemingly inhospitable to
every living thing. Yet over the past two decades, oceanographers and biologists
who have braved the perils of the long trip to this depth in their small
submarines have made stunning discoveries. The finding of bizarre tubeworms
and clams was completely unexpected, but even this life is conceivable
to us, for it exists in the warmed waters around the volcanic vents. What
was not expected, however, was that life could live not only around, but also
amid, the vents. Within these scalding cauldrons of superheated water, a rich
diversity of microbial entities grow and thrive at temperatures far too hot for
any animal. Yet here, indisputably, is life, in a region previously thought as
sterile as Mars.
It is just such environments on Earth that may hold the most important
clues to the possibility of extraterrestrial life on a place such as Mars. If the
harsh hydrothermal vents can harbor life, why not the inhospitable habitats
of Mars, or Europa (a moon of Jupiter), or unnumbered planets farther away
as well? Life does exist in the hydrothermal vents of the deep sea, just as it does
in other seemingly sterile habitats where organisms have recently been discovered,
such as deep underground in cold basalt, in sea ice, in hot springs,
and in highly acidic pools of water. Because of where they live, the microorganisms
in these uninviting places have been dubbed extremophiles, “creatures
that love the extreme.”
The discovery that life is abundant and diverse in extreme environments
is one of the most important of the Astrobiological Revolution. It gives us
R A R E E A R T H
4
hope that microbial life may be present and even common elsewhere in the
solar system and in our galaxy, for many environments on Earth that are now
known to bear extremophile life are duplicated on other planets and moons
of the solar system.
The majority of research on extremophiles has centered on two types of
habitats: the undersea hydrothermal vents described above and the terrestrial
equivalents of the hydrothermal vents: geysers and hot pools on land. Volcanic
processes create both of these habitats, and accordingly, they provide
windows into the deep Earth. Life is tougher than we thought. If bacteria-like
organisms can inhabit high-temperature geysers, they can live deep in Earth’s
crust in the subterranean blackness and heat of the underworld. The deepocean
hydrothermal vents, and the hot springs and geysers of volcanic regions
on land, are places where these previously unknown, deep-Earth assemblages
of microbes can be observed and sampled. And they may also offer
windows into regions where extraterrestrial life may exist on other planets
and moons.
The first extremophiles were discovered not in deep-sea settings but in
the geysers of Yellowstone National Park. There, in the early 1970s, microbiologist
Thomas Brock and his colleagues discovered “thermophilic” extremophiles,
microbes capable of tolerating temperatures in excess of 60°C,
and they soon thereafter recovered microbes that could live at 80°C. Since
then a variety of such extreme-heat-loving microbes have been isolated from
hot springs at many localities around the world. Until that time it was believed
that no life of any sort could live at temperatures much above 60°C,
just as it is still believed that no multicellular organisms (such as animals or
complex plants) can tolerate temperatures above 50°C. Yet, many hot springs
extremophiles thrive in temperatures above 80°C, and some can live in temperatures
above that of boiling water, 100°C. In contrast, the majority of bacteria
grow best at 20–40°C. Discovery of these hot springs extremophiles inspired
the search for similar microbes in the deep-ocean hydrothermal
settings.
The deep-sea vents are characterized by three conditions previously
considered deleterious to life: high pressure, high heat, and lack of light. BeWhy
Life Might Be Widespread in the Universe
5
cause of the great pressures encountered deep in the sea, water can be heated
well past its boiling point at Earth’s surface. The highest temperatures encountered
in these environments can exceed 400°C. When this superheated,
mineral-rich water hits the near-freezing sea water surrounding the vents, it is
rapidly cooled, although extensive zones of water well above 80°C are found
around the vents.
The submarine hydrothermal vent systems cover enormous lengths of
the sea floor and may be one of the most unique habitats on Earth. However,
they were virtually unknown before the 1970s because of their remoteness
and depth. Since the advent of deep-diving submarines such as Alvin, these
habitats have been intensively studied. The water near the vents, once
thought too hot for life, is now known to be inhabited by a diversity of microbial
life, which appears to provide food for a whole host of larger organisms
living around the vents. The abundant microbes thus form the base of a
deep-sea food chain that requires neither light nor photosynthesisers such as
plants. Most ecosystems we are familiar with have, at the base of their food
chain, organisms that take carbon dioxide and light and produce living cells
through photosynthesis. Light is thus the energy source that allows growth.
Many of the extremophile bacteria have no need for light. They derive their
energy from the breakdown of compounds such as hydrogen sulfide and
methane, which fuels their metabolism. Furthermore, these organisms evolved
early in earth history, and this suggests that the earliest life on our planet—
and by inference on other planets as well—may be chemically fueled rather
than powered by light. The implication is that light may not be a prerequisite
for life.
Perhaps the most unexpected aspect of these discoveries was that many
of the bacteria in these regions not only support, but also demand and thrive
on, temperatures above 80°C. One species discovered in the deep-sea hydrothermal
vents reproduces best in water at temperatures above 105°C and
remains able to reproduce in water as hot as 112°C.
Even more startling lovers of extreme heat have recently been found in
these environments. In 1993, John Baross and Jody Deming of the University
of Washington published a paper entitled “Deep-sea smokers: Windows to a
R A R E E A R T H
6
subsurface biosphere?” In this paper, the two oceanographers advanced the
idea that the interior of Earth is home to microbes capable of living, under
high pressure, at temperatures above that of boiling water—as much as
150°C. They called these organisms “super thermophilic.” This bold prediction
was supported when John Parkes of Bristol, England, discovered intact
microbes at 169°C in a deep-sea drill core. What is the upper temperature
limit for life? Microbiologists now theorize that life may be able to withstand
200°C in high-pressure environments.
Although some of them fall within the taxonomic group formally called
Bacteria, the majority of these extremophilic microbes belong to the taxonomic
group known as Archaea. The archaea are biological stalwarts indeed.
They thrive in boiling water and live on elements toxic to other life, such as
sulfur and hydrogen. The discovery of this major group of living organisms
itself precipitated one of the great revolutions in biology, for their existence
required a substantial reconfiguring of the time-honored model we can call
the “Tree of Life,” the theorized evolutionary pathway leading from the earliest
life to the most complex.
T H E A R C H A E A N S
Biologists have long recognized that species can be grouped into hierarchical
assemblages. These units are linked by lines of descent; that is, all species that
make up a higher category share a common ancestor. Species are grouped into
genera. (Our species is grouped, along with the extinct human forms, into the
genus Homo. This means that all species of Homo, including Homo sapiens, Homo
erectus, and Homo habilis, among others, have a common ancestor.) Genera are
grouped into families, families into orders, orders into classes, classes into
phyla, and phyla into kingdoms. The kingdoms have always been defined as
the highest level, so they are not grouped into any higher unit. The earliest
practitioners of this system, which was developed by the great Swedish naturalist
Carl Linnaeus in the eighteenth century, first recognized only two kingWhy
Life Might Be Widespread in the Universe
7
doms: animals and plants. As biologists invented and mastered microscopes
and came to understand plants better, they increased the number of kingdoms
to five: the kingdoms Animalia, Plantae, Fungi, Protozoa, and Bacteria. But the
discovery of the archaea changed all of that. They are so different that they
have required scientists to devise an entirely new taxonomic category of life.
The archaea have long been overlooked because they closely resemble
bacteria. But once molecular biologists were able to analyze their DNA, it became
clear that these tiny cells were as different from bacteria as bacteria are
from the most primitive protozoans. This led University of Illinois biologist
Carl Woese to propose a new category of life, the domain, which he placed
above kingdoms. In this scheme, the five kingdoms are spread over three domains:
Archaea, Bacteria, and a new category called Eucarya, which includes
the plants, animals, protists, and fungi.
The domain Archaea is itself subdivided into two previously unrecognized
kingdoms: the kingdom Crenarchaeota, made up of heat-loving forms,
and the kingdom Euryarchaeota, which includes a few thermophiles but is
composed mainly of forms that produce the organic compound methane
(swamp gas) as a biological by-product of their metabolism. Most archaeans
are “anaerobic”; they can live only in the absence of oxygen. This characteristic
makes them prime candidates for the first life on Earth, because the
newly formed Earth had no free oxygen.
Although many types of archaeans have been found in hot-water settings,
it is clear that they can live in other subterranean settings, including
within solid rock itself. The first clue that life might exist hundreds to thousands
of meters below Earth’s surface came in the 1920s, when geologist
Edson Bastin of the University of Chicago began to wonder why water extracted
from deep within oil fields contained hydrogen sulfide and bicarbonates.
Bastin knew that both of these compounds are commonly created by
bacterial life, yet the water coming from the oil wells was from environments
that seemed far too deep and hot to support any sort of bacterial life discovered
up to that time. Bastin enlisted the aid of microbiologist Frank Greer,
and together they succeeded in culturing bacteria recovered from this deep
R A R E E A R T H
8
water. Regrettably, their findings were dismissed by other scientists of the
time as being due to contamination from the oil pipes, and this first interdisciplinary
venture linking the fields of geology and microbiology languished,
its provocative discovery ignored for more than 50 years.
The possibility that life was present deep within our planet was finally
taken seriously when scientists began studying groundwater around nuclear
waste dumps in the 1970s and 1980s. As ever-deeper boreholes were drilled,
microbial life was routinely found at depths long thought to be too great to
support life of any kind. But were the microbes found at these depths actually
living there, or were they contaminants from surface regions that were picked
up by the sampling equipment on its journey down? This question was not
answered until 1987, when an interdisciplinary team of scientists assembled
by the United States Department of Energy built a special coring device capable
of drilling deep into the rock and extracting samples with no possibility
of contamination. Three 1500-foot-deep boreholes were drilled at a government
nuclear research laboratory near Savannah River, South Carolina.
Samples brought to the surface were analyzed for microbes, and it was
quickly discovered that microbial life did indeed exist at these depths and
that it was rich in both number of species and number of individuals. A new
habitat for life had been discovered, and the pioneering work of Bastin and
Greer had been confirmed.
It is generally acknowledged that the cataloguing of Earth’s species is far
from complete—that many species of all groups of life, not just extremophiles,
wait to be discovered. Less well known is that our understanding
of the habitats occupied by life on this planet may be equally incomplete;
the new extremophile discoveries beneath Earth’s surface are proof of that. In
this age of satellite surveys and global travel, it seems incongruous that there
could be vast unexplored regions harboring unknown life, but this is certainly
the case. Aside from Jules Verne’s imaginative and prophetic novel Journey to
the Center of the Earth, humankind has little penetrated the last frontier and the
region that may hold the single largest mass of life inhabiting the planet:
deep in Earth’s crust.
Why Life Might Be Widespread in the Universe
9
With the discovery of deep life in South Carolina, many teams began
probing ever deeper underground, trying to find the lower limit of life within
the crust of Earth itself. Soon they learned that subterranean microbes could
be found in most geological formations; the deep bacterial and archaean
world thus appears ubiquitous under the surface. The greatest depth from
which these life forms have so far been recovered is about 3.5 kilometers, at
temperatures of 167°F. At such great depths, however, the population density
of the microbes is low. They can live in many rock types, including both sedimentary
and igneous rocks. Temperatures increase in a planet as one descends
deeper into the crust. Archeans may inhabit a wide range of rock types
even several miles beneath Earth’s surface. Cornell University geologist
Thomas Gold has gone so far as to suggest that the combined biomass of
microorganisms beneath Earth’s surface may be several times that of all
organisms—great and small, complex and simple—living on the surface
above. If so, microorganisms are by far the most numerous organisms on
Earth!
The maximum depth at which extremophiles have been found to live is
constantly being revised. In 1997 the record was 2.8 kilometers, but soon a
mine located in South Africa yielded specimens from a depth of 3.5 kilometers.
The basic requirements of the inhabitants of this “deep biosphere” are
water; pores, in the source, of sufficient size to allow the presence of the deep
microbes; and nutrients. Because the extremophiles are adapted for pressure
they are virtually unaffected by the high pressures encountered at these great
depths.
The nutrients used by these deep-living extremophiles come from the
rocks they live in. In sedimentary rock, nutrients derive from organic material
trapped at the time of the rock’s deposition. The deep-biosphere microbes
(the microbes living in sedimentary rock) then utilize this material for the energy
and organic matter necessary for life. Oxidized forms of iron, sulfur, and
manganese are also utilized as nutrients. Living in sedimentary rock thus
poses no great hardship for certain archaeans and bacteria. Living in igneous
rock, however, is a more difficult proposition.
R A R E E A R T H
10
Igneous rock, such as basalt (the rock that forms when lava cools and
solidifies) has no (or very little) constituent organic matter. It was therefore a
major surprise when scientists in Washington state discovered flourishing
communities of microbes living in ancient basaltic rock in the Columbia
River basin. Microbiologists Todd Stevens and James McKinley from Batelle
Laboratory discovered in the 1980s that many of the bacteria they found in
these rocks were manufacturing their own organic compounds, using carbon
and hydrogen taken directly from hydrogen gas and carbon dioxide dissolved
in the rock. They produced methane as a by-product of their synthesis, so
they acquired the name methanogens. These archaea are thus autotrophs, organisms
that can produce organic material from inorganic compounds. Cooccurring
heterotrophic or organic-consuming microbes then ingest some of
the organic material produced by these autotrophic organisms. This is (like
the deep-sea vent community) an ecosystem totally independent of solar
energy—independent of the surface and of light. These particular communities
have been dubbed—perhaps appropriately—the SLiME communities, for
“subsurface lithoautotrophic microbial ecosystem.” Because their presence in
these dark, sometimes hot regions of Earth’s crust tells us that sunlight is not
necessary to sustain life, their discovery is one of the most important ever
made about the range of environments that can support life. It means that
even a far-distant and relatively cold planet such as Pluto could conceivably
support life in the warm, inner portions of its crust. Planets and moons far
from a star may have frigid surfaces, but their interiors are warm with heat
from radioactive decay and other processes.
The deep-rock microbe communities can be trapped within their host
rock for millions of years. They first get into the igneous rock via flowing
groundwater, but in some instances this groundwater is cut off, and yet the
deep microbes persist and thrive. Samples from the Taylorsville region of
Texas are thought to be 80 million years old and have grown and evolved at
exceedingly slow rates. They became trapped in the hard igneous rock during
the heyday of the dinosaurs and remained there, living without any
contact with the rest of Earth’s life, until humans released them by digging
Why Life Might Be Widespread in the Universe
11
deep wells.

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Some of these microbes have adapted to very low levels of nutrients
and tolerate extended periods of starvation.
Extremophiles are not only adapted to hot and high-pressure conditions.
Other groups are found in conditions thought too cold for life. All animal
life eventually ceases at below-freezing temperatures. When the bodies
of animals are cooled below the freezing point, they can enter a state of suspended
animation, but the metabolic functions do not continue. Some extremophiles,
however, circumvent this. Microbiologist James Staley of the
University of Washington discovered a new suite of extremophiles living in
icebergs and other sea ice. This habitat was long considered too cold to harbor
life, yet life has found a way to live in the ice. This particular finding is as
exciting and as relevant to the astrobiologist as the heat-loving extremophiles,
for many places in the solar system are locked in ice. Other extremophiles
relish chemical conditions inimical to more complex life, such as
highly acidic or basic environments or very salty seawater.
T H E MA R T I A N CO N N E C T I O N
The interest in extremophilic microbes intensified after the discovery of the
now-famous Martian meteorite known as ALH 84001, a hunk of rock found
in the Allan Hills region of Antarctica on December 27, 1984. After it was
discovered, this piece of cosmic slag was filed away and forgotten for a
decade. It was finally reexamined, however, and determined to be from Mars.
A team of NASA scientists then began to probe it, and their examination culminated
in the stunning announcement on August 7, 1996, that this particular
piece of rock might contain fossils of Martian microbes in its stony grasp.
Of the various lines of evidence used by NASA scientists to arrive at this
startling conclusion, the most fascinating were small rounded objects in the
meteorite resembling fossil bacteria. And why not? Conditions on the Martian
surface today are highly inimical to life: subject to harsh ultraviolet radiation,
lack of water, numbing cold. The Mars Pathfinder expedition only
R A R E E A R T H
12
seemed to confirm the planet’s inhospitality—even for the highly tolerant extremophilic
microbes. But what of the Martian subsurface? Perhaps life still exists
in the subterranean regions of Mars, where hot hydrothermal liquid associated
with volcanic centers could create small oases, a Martian equivalent of
Earth’s deep biosphere, replete with archaeans.
And even if life is now totally extinct on Mars, what of its past? Since the
Viking landing of 1976, scientists have known that the ancient Mars had a
much thicker atmosphere and had water on its surface, at least for a brief period
of time. Three billion years ago, Mars could have been warmer because of its
cloaking atmosphere. Such conditions still would have been too harsh for animal
life, but judging from what we now know about the extremophiles on
Earth, the early Martian environment would have been quite conducive to colonization
by microbes. The extremophiles need water, nutrients, and a source
of energy. All would have been present on Mars. It may be that life does not
exist on Mars today. Yet there may be a great deal that we can learn about ancient
Mars in its fossil record—a fossil record perhaps populated by Martian
analogs to Earth’s extremophiles. Andrew Knoll of Harvard University has
pointed out that for very old rocks, the fossil record may be fuller on Mars than
it is on Earth, because there has been little erosion or tectonic activity on Mars
to erase the billions of years of fossil records. Knoll has even told us where on
Mars to search for fossils: on an ancient volcano named Apollinaris Pater,
whose summit shows whitish patches interpreted to be the minerals formed by
escaping gases, or in a place called Dao Vallis, a channel deposit on the flank of
another ancient volcano where hot water may have flowed out from a hydrothermal
system within the Martian interior. Mineral deposits there might
yield a rich fossil record of ancient Martian extremophiles.
I M P L I C A T I O N S F O R T H E
“HA B I T A B L E Z O N E ”
The discovery of extremophilic life lends major support to the first part of the
Rare Earth Hypothesis. The almost ubiquitous presence of extremophiles on
Why Life Might Be Widespread in the Universe
13
Earth in regions previously thought too hot, cold, acidic, basic, or saline
shows that (at least in microbial form) life can exist in a much wider range of
habitats than previously thought. This is the strongest evidence that life
might be widespread in the Universe (and thus perhaps widespread in the
solar system). But there is a second major implication of the discovery of extremophiles:
They show that life can exist well above and below the temperature
range (32–212°F) that allows for the existence of liquid water at a pressure
of 1 atmosphere, the conditions found in what has been called the
habitable zone. The extremophiles have rendered the original concept of the
habitable zone obsolete. In our solar system, surface water exists only on
Earth (and perhaps on Europa), so if we assume that we will find life only on
planets with water, then we would have to conclude that only these two bodies
should harbor life of any sort. The discovery of the extremophiles requires
us to revise that thinking. Let us keep this in mind as we examine, in Chapter
2, the concept of habitable zones.
Habitable
Zones
of the Universe
The Earth would only have to move a few million kilometers
sunward—or starward—for the delicate balance of climate
to be destroyed. The Antarctic icecap would melt and flood
all low-lying land; or the oceans would freeze and the whole
world would be locked in eternal winter.
—Arthur C. Clarke, Rendezvous with Rama, 1973
Location! Location! Location! The secret for producing great Hollywood
films—and for selling real estate—is also life’s secret for populating
the Universe. Much of the Universe is clearly hostile to life,
and only rare places offer even potential oases for its existence. Empty space,
the interiors of stars, frigid gas clouds, the “surface” of gaseous planets like
Jupiter—all must be lifeless. We cannot know for certain what the limits are
for life’s environments, but looking at what is needed to support Earth life
provides a basis for estimating where in the Universe life might exist. We
speculate in this manner with the understanding that we have a biased
15
2
R A R E E A R T H
16
perspective—that of inhabitants of a planet that seems to provide a nearly
perfect habitat.
One of Earth’s most basic life-supporting attributes is indeed its location,
its seemingly ideal distance from the sun. In any planetary system there
are regions—distances from the central star—where a surface environment
similar to the present state of Earth could occur. The favorable region or distance
from the star is the basis for defining the “habitable zone” (referred to
by astrobiologists as the HZ), the region in a planetary system where habitable
Earth clones might exist. Since its introduction, the concept of habitable
zone has been widely adopted and has been the subject of several major scientific
conferences, including one held by Carl Sagan near the end of his brilliant
career.
The defining aspect of the HZ is that it is the region where heating
from the central star provides a planetary surface temperature at which a
water ocean neither freezes over nor exceeds its boiling point (see Figure
2.1). The actual width of the HZ depends on how Earth-like we decide a
planet must be to be deemed habitable. Extreme events, such as the loss of
oceans or a deep planetary freeze, may seem totally preposterous to Earthlings
happily living in nearly ideal climatic conditions, but these events
would surely occur if Earth were (on the one hand) slightly closer to or (on
the other) slightly farther from the sun. Occupying the HZ, or planetary
“comfort zone,” is analogous to sitting next a campfire on a cold night. Imagine
trying to survive a night in the Yukon when the temperature is 100°F
below zero. You have a large campfire, but if you sleep too close to it you
catch on fire, and if you are too far back you freeze.
Astronomers held the first discussions of the habitable zone in the
1960s. The range of the habitable zone was considered to be bounded by two
effects: low temperature at the outer edge and high temperature at the inner
edge. Our closest neighbors in space provide sobering examples of what happens
to planets close to, but not within, the HZ. Closer to the sun than the
HZ, a planet gets too hot. Venus is an example. The surface of this neighbor
is nearly hot enough to glow. If Venus ever had an ocean, it has long since
evaporated and been totally lost to space.
Habitable Zones of the Universe
17
Venus
Venus
Venus
Earth
Earth
Earth
Mars
Mars
Mars
HZ
inner edge
HZ
outer edge
M0 star
50% of the Sun’s mass
6% of the Sun’s brightness
lifetime - 50 billion years
G2 star (Sun)
lifetime - 10 billion years
F0 star
1.3 times the Sun’s mass
4.3 times brighter
lifetime - 4 billion years
Figure 2.1 Estimates of the habitable zones (HZ) around stars that are slightly less and slightly
more massive than the Sun (based on results of Kasting, Whitmore, and Reynolds, 1993). Two estimates
of the cold outer edge of the HZ are based on the temperature where CO2 (dry ice) begins to condense
in the atmosphere (inner limit) and the theory that Mars was in the Sun’s HZ early in its history
(the outer limit). The hot inner edge of the HZ is estimated both in terms of the belief that any oceans on
Venus boiled away at least a billion years ago and in terms of estimates of the atmospheric conditions
required to produce runaway greenhouse heating.
R A R E E A R T H
18
Outside of the HZ, temperatures are too low. Mars, for example, is
frozen to depths of many kilometers below its surface. If Earth were moved
outward (or if the sun reduced its energy output), Earth’s atmosphere would
cool to a point where the planet would become ice-covered. Eventually, carbon
dioxide would freeze to form reflective clouds of “dry ice” particles, and
ultimately, CO2 would freeze on the polar caps.
In 1978 the astrophysicist Michael Hart performed detailed calculations
and reached a stunning conclusion. His work included the well-known
fact that the sun becomes slightly brighter with time. About 4 billion years
ago, the sun was about 30% fainter than at present. As the sun brightens, the
HZ drifts outward. Hart called the small region wherein Earth would remain
within the HZ over the entire age of the solar system the continuously habitable
zone, or CHZ. His computations indicated that sometime during its
history, Earth would have experienced runaway glaciation if it had formed
1% farther from the sun and would have experienced runaway greenhouse
heating if it had formed 5% closer to the sun. Both of these effects were considered
irreversible. Once frozen or fried, there could be no turning back. It
is now considered possible that a frozen planet might become habitable with
continued brightening of its central star. If the shape of Earth’s orbit had been
more elliptical, these limits would have been even smaller. Hart’s work implied
that the CHZ was astonishingly thin for the sun and that for stars of
lower mass it did not even exist. This suggested that Earth-like planets with
oceans and life were rare indeed.
Hart’s CHZ is now believed to be too narrow because of several effects
that he did not take into account. One of these is the discovery of a remarkable
chemical process known as the CO2–silicate cycle that, on Earth, acts
as a regulating thermostat to keep the planetary temperature within “healthful”
limits. This cycle can maintain habitable surface temperatures over a
moderate range of solar heating effects. CO2 is a trace gas that constitutes
only 350 parts per million of the atmosphere, but it is a “greenhouse” gas: Its
infrared-absorbing properties retard the escape of heat back into space. This
greenhouse effect warms Earth’s surface about 40°C above the temperature
it would otherwise have. As we will see later in the book, the thermostatic
Habitable Zones of the Universe
19
control of the CO2–silicate cycle (which is also known as the CO2–rock
cycle) occurs because of the effects of weathering. If the planet warms, increased
weathering removes CO2 from the atmosphere, and the loss of CO2
leads to cooling. When Earth is too cool, weathering and CO2 removal decrease,
while the continual atmospheric buildup of volcanic CO2 leads to
warming. This remarkable negative-feedback system widens the continuously
habitable zone and also complicates efforts to determine its boundaries
precisely, because the CO2–rock cycle is not perfectly understood on a
planetary scale. Using this new information, astrobiologist James Kasting
and his colleagues defined the HZ as “the region around a star in which an
Earth-like planet (of comparable mass) and having an atmosphere containing
nitrogen, water, and carbon dioxide is climatically suitable for surfacedwelling,
water-dependent life.” They estimated in 1993 that the width of
the CHZ is from 0.95 to 1.15 AU (1 astronomical unit represents the distance
from Earth to the sun, 93 million miles). This is much wider than
Hart’s estimate but still quite narrow.
The idea of a habitable zone is a very important concept of astrobiology,
but being within an HZ is not an essential requirement for life. Life can
exist outside the habitable zones of stars. Astronauts in an “ideally” supplied,
powered, and designed spacecraft could survive almost anywhere in the solar
system and (for that matter) almost anywhere in the vast, empty regions of
the entire Universe. Furthermore, discovery of extremophiles requires that
the HZ concept be viewed from a much different perspective than that of just
a few years ago. The HZ as normally defined is really the animal HZ. Extremophilic
organisms that live deep underground and require only minute
amounts of chemical energy and water might thrive outside the HZ in a wide
variety of environments, including the subsurface regions of planets, moons,
and even asteroids. A good example is Europa, the moon of Jupiter that probably
has a subterranean ocean. Europa may provide a fine habitat for microorganisms,
even though it lies well outside the HZ as conventionally defined.
We believe that the concept of habitable zones should be expanded to
include other categories. For planets like Earth, the animal habitable zone
R A R E E A R T H
20
(AHZ) is the range of distances from the central star where it is possible for
an Earth-like planet to retain an ocean of liquid water and to maintain average
global temperatures of less than 50°C. This temperature appears to be the
upper limit above which animal life cannot exist (at least animal life on
Earth). Because water can exist on a planetary surface at temperatures up to
the boiling point, a planet with liquid water on its surface (the original criterion
of the habitable zone) might be much too hot to allow animal life. The
AHZ is thus a far more restricted region around a star than the HZ as used by
Hart, Kasting, and other astrobiologists. An even narrower type of HZ would
emerge if we wanted to consider a zone where modern humans could live—
say, a planet where enough wheat or rice could be cultivated to feed several
billion people. A much wider and more readily determinable HZ is the microbial
habitable zone (MHZ), the region around a star where microbial life
can exist. It is nearly the entire solar system, and it extends temporally from
soon after formation of the planets until the present day. HZs for other major
categories of life could be defined as well: The HZ for higher plants would be
wider than that for animals but narrower than the HZ for microbes.
Although the habitable zone is described in terms of distance from a
central star, it must also be thought of in terms of time. In the solar system,
the HZs have definable widths; and as the sun constantly gets brighter, they
move outward. Earth will eventually be left behind as the greenhouse effect
causes it to become more like Venus. This will happen between 1 and 3 billion
years from now, and Earth will have had about 5 to 8 billion years in the
HZ (see Figure 2.1). For more massive stars, the evolution is much faster. For
these stars the HZ is farther out and has a much shorter duration. The lifetimes
of stars 50% more massive than the sun would be too short for the
leisurely pace at which animal life evolved on Earth.
Biological evolution requires vast periods of time to arrive at complex
organisms—periods on the order of hundreds of millions to billions of years.
The AHZ and the MHZ are therefore both spatial and temporal domains.
Our newly defined AHZ is obviously the most highly restrictive, but paradoxically,
it also allows for the greatest diversity of life. Earth is in this zone,
whereas Venus (with its hellish surface temperature) and Mars (with its
Habitable Zones of the Universe
21
frozen surface and thin atmosphere) have been outside of it for billions of
years. Relative to Earth’s orbit, Venus is 30% closer to the sun and Mars 50%
more distant. In terms of the intensity of sunlight, the solar illumination is
twice as great at Venus and only half as great at Mars.
P L A N E T S E J E C T E D OUT
O F HA B I T A B L E Z O N E S
As we learn more about the interactions of various stellar systems, it is becoming
increasingly clear that planets are sometimes torn from the grasp of
their central stars and hurtled into the darkness of space. The most common
sources of such planetary ejection are interactions between giant planets. Although
the orbits of the planets in our solar system have not changed appreciably
for billions of years, they do interact with each other, and the shapes
of their orbits do vary. Planetary systems in general are not necessarily gravitationally
stable for time scales of billions of years. If Saturn were closer to
Jupiter or if it were more massive, the long-term game of gravitational cat and
mouse that planets play could lead to ejection of one of these planets, and it
would escape into the galaxy. If Saturn were lost, then Jupiter would stay
trapped in solar orbit, but its orbit would be oddly elliptical. Some of the
giant planets recently discovered orbiting other stars have highly elliptical
orbits, and the past ejection of a long-lost partner may have been the cause.
Planets can also be ejected from binary star systems where two stars (and
their planets) orbit each other.
Although it appears at first glance that ejection from a central sun would
be a death sentence for any life on an ejected planet, such may not be the
case. Again, the extremophilic microbes could survive in the cold of space.
Such an ejected world would have no star, no orbital motion, and no “sunlight,”
and its surface might approach the frigid temperature of liquid helium.
Any planet ejected from a planetary system would find itself in a most
bizarre situation without neighbors and without an external source of heat to
warm its surface. The only thing to be seen from the surface of the planet
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22
would be the continual sweep of the stars across an eternally dark night sky.
This sight would continue monotonously for billions of years. The surface of
any solitary planet would cool to cryogenic temperature. Inside the planet,
however, warmth would still be generated from a radioactive interior. In that
case, a deep subsurface biosphere would be able to survive.
Although ejected planets might not be hospitable to life, the outlook is
much more favorable for large moons orbiting ejected planets. If somehow a
Jupiter with its four large moons could be ejected into interstellar space, it
might provide a very interesting habitat not only for the continuation of microbial
life but for its possible evolution as well. Consider life evolving on a
large satellite like Europa in orbit around Jupiter. Europa is five times more
distant from the sun than is Earth, so it gets only 1⁄25 as much solar heat,
which results in a surface temperature near 150 K. This is a frigid, ice-locked
world that could not possibly have life on its surface. Yet in spite of its remote
location, Europa is widely regarded as one of the more interesting possible
environments for life in the solar system, because it probably has a warm
liquid-water ocean beneath the ice. Although Europa is far from the sun, the
flexing of its interior by the gravitational tidal effects of Jupiter and its other
large moons generates appreciable heat. Europa has a significant ocean below
a frozen ice crust, and this particular environment—if already endowed with
life—could maintain itself in the cold of interstellar space.
HA B I T A B L E Z O N E S
I N OT H E R S T E L L A R S Y S T E M S
The concept of habitable zones is perhaps most interesting as applied to stars
other than the sun. The brightness of the star determines the location of its
habitable zone, but brightness in turn depends on the star’s size, type, and age.
For stars more massive than our sun, the outward migration of their HZs
through time is much faster and of much shorter duration. More massive stars
have shorter lifetimes. The sun should be fairly stable for nearly 10 billion
years after its birth, but a star 50% more massive than the sun enters its red
Habitable Zones of the Universe
23
giant stage after only 2 billion years. When a star becomes a red giant, its
brightness increases by a factor of a thousand, and the HZ retreats greatly
beyond its original bounds. We have already noted that a 1.5-solar-mass star
would not be around long enough for animals to evolve at the leisurely pace
enjoyed by terrestrial life. More massive stars have habitable zones farther
from the star—or they may have no habitable zones at all. More massive
stars are hotter and radiate substantially more ultraviolet light than the sun.
Ultraviolet (UV) light breaks the bonds of most biological molecules, and
life must be shielded from it to survive. UV also can be disastrous for the atmospheres
of Earth-like planets. It is strongly absorbed at the top of such atmospheres
and is a potent high-altitude heat source than can lead to escape
of the atmosphere. The sun, with its effective surface temperature of 5780
kelvin emits less than 10% of its energy in the ultraviolet range, whereas
hotter stars like Sirius radiate most of their energy in the UV. Atmospheric
loss may prevent terrestrial planets with oceans and atmospheres from forming
around more massive stars. This atmospheric problem with planets orbiting
more massive stars is in addition to limitations imposed by their
shorter stellar lifetimes.
It is often said that the sun is a typical star, but this is entirely untrue.
The mere fact that 95% of all stars are less massive than the sun makes our
planetary system quite rare. Less massive stars are important because they are
much more common than more massive ones. For stars less massive than the
sun, the habitable zones are located farther inward.
The most common stars in our galaxy are classified as M stars; they have
only 10% of the mass of the sun. Such stars are far less luminous than our sun,
and any planets orbiting them would have to be very close to stay warm
enough to allow the existence of liquid water on the surface. However, there
is danger in orbiting too close to any celestial body. As planets get closer to
a star (or moons to a planet), the gravitational tidal effects from the star induce
synchronous rotation, wherein the planet spins on its axis only once
each time it orbits the star. Thus the same side of the planet always faces the
star. (Such tidal locking keeps one side of the Moon facing Earth at all times.)
This synchronous rotation leads to extreme cold on the dark side of a planet
R A R E E A R T H
24
and freezes out the atmosphere. It is possible that with a very thick atmosphere,
and with little day/night variation, a planet might escape this fate, but
unless their atmospheres are exceedingly rich in CO2, planets close to lowmass
stars are not likely to be habitable because of atmospheric freeze-out.
We can thus look at various stars in our Milky Way galaxy and ask
whether they are appropriate places for life or, indeed, have habitable zones
at all. For example, could there be habitable planets orbiting binary stars or
multiple star systems, places where two or more stars are locked in a complex
orbital dance? Can planets with stable orbits and relatively constant
regimes of temperature be found in such settings? Can planets even form in
such settings? These questions are highly relevant to understanding the frequency
of life beyond Earth, because approximately two-thirds of solar-type
stars in the solar neighborhood are members of binary or multiple star systems.
Astrobiologist Alan Hale, who has written on the problems of habitability
in binary or multiple star systems, notes, “The effects of nearby stellar
companions on the habitability of planetary environments must be
considered in estimating the number of potential life-bearing planets within
the Galaxy.”
Two scenarios can be considered: the case where the stellar components
(the stars of the binary or multiple star system) are quite close together,
and the planets orbit both or all of the stars, and the case where the stellar
companions are far apart, and the planets orbit a single star. But can planets
even form in such stellar systems? Some recent work suggests that planets
may not be able to form there unless the stars are at least 50 times the distance
from Earth to the sun or 50 AU, although this has not been proved.
Alan Hale suggests that stable orbits will be achieved in multiple star systems
only where the companion stars are at less than 20 million miles apart or farther
than a billion miles apart. And, of course, if planets do form in such systems,
two or more bodies will affect their orbits.
The most pressing question is whether planets, once formed in a multiple
star system, can achieve stable orbits. The rise of life (at least on Earth)
seems to require long periods of constant conditions, which require stable orHabitable
Zones of the Universe
25
bits. Highly elliptical orbits wherein a planet moves in and out of the CHZ
might allow microbial life to form and even flourish but probably would be
lethal to animal life. In such systems planets might form, but their orbits
would be perturbed by the various gravitational forces of more than a single
star, which would eventually either eject the planets or cause them to fall into
one of the stars.
A second problem with multiple star systems as habitats for life is insolation
(the stellar energy a planet receives). S.H. Dole, in his groundbreaking
1970 book Habitable Planets for Man, estimated that the average
amount of energy received by a planet could vary by as much as 10% without
affecting its habitability. (This too is debatable: Our sun undergoes far less
variation in output than 10%, yet even these small fluctuations produce major
swings in climate that drastically affect the evolution of life forms.) Where
planets orbit in the same plane as the companion stars, insolation will also be
affected by eclipses of one star by another.
Finally, the residents of any planet in a multiple star system will have to
deal with the stellar evolution of two or more suns. Our sun is getting
brighter through time. This gradual brightening causes the habitable zones
to migrate ever outward. With two or more suns undergoing the same process,
we might expect habitable zones to migrate even faster through time.
Although this might not adversely affect microbial life, it could inhibit animal
life. All in all, it appears that multiple star systems might be regions that could
support life, but perhaps not animal life. They are certainly less favorable
habitats for animal life than solitary stars.
Other types of stars might be even less suitable. Variable stars (those
that exhibit rapidly changing insolation) are surely poor candidates for producing
planets habitable by animals (though here again, microbial life might
gain and maintain a foothold, assuming that planets form). Unusual stellar entities
such as neutron stars and white dwarf stars are probably uninhabitable
by any form of life.
What of regions where star frequency (the number of stars in a volume
of space) is very high? Such regions include open star clusters and globular
R A R E E A R T H
26
star clusters. Open clusters are unlikely to be hospitable to animal life because
they are too young. Most are composed of relatively new stars, where life—
at least advanced life such as higher plants and animals—would not yet have
had a chance to develop. Many open clusters are dispersed by the time they
have orbited their galaxy several times. Others are more long-lasting, but
they too have problems. Because neighboring stars are so close, planetary orbits
can be perturbed, causing planets to be ejected, to enter highly elliptical
orbits, or even to fall into their suns.
In globular clusters the density of stars is extremely high: Some globular
clusters can have as many as 100,000 stars packed into a space some tens
to hundreds of light-years across. The nearest star to our own, Proxima Centauri,
is 4.2 light-years away. There are a total of 23 known stars within 13
light-years of the sun. In a globular cluster, the same distance might hold
1000 stars or more. For example, the M15 globular cluster has 30,000 stars
packed into a space only 28 light-years across. There would be no night on
any planets in such clusters. There might be habitable stellar systems in such
regions, but the very number of stars would make them more dangerous and
less congenial to the maintenance of animal life than more widely separated
stars; there is too much radiation and particles, too many chances for gravitational
changes to affect the orbits of planets in any such mass. Being in a high
concentration of stars increases the risk of a nearby star going nova (exploding)
or belching hard radiation into nearby space. A second great disadvantage
of globular clusters is that they are composed of old (and thus heavyelement-
poor) stars, all of about the same age. The low abundance of “heavy
elements” such as carbon, silicon, and iron makes it unlikely that any Earthsize
terrestrial planets would form. These heavy elements are required not
only to provide habitats for life but also to build life as we know it.
Even if some of the stars did manage to have Earth-like planets, the stars
would be so old that 1-solar-mass stars would have evolved to the point
where their HZs had retreated outward beyond the inner planets. Globular
clusters thus may be devoid of all life. This conclusion illustrates real progress
in our understanding of the limits of life in the cosmos. In 1974 a group of asHabitable
Zones of the Universe
27
tronomers led by Frank Drake directed a radio signal toward the globular
cluster M13. It was hoped that other radio-astronomers living around one of
the 300,000 stars in the cluster might receive the message. Today, only a few
decades later, we realize that there is no chance anyone will be there to take
the call when the radio message arrives at M13, some 24,000 years from now.
If the experiment were to be repeated, the beam would be directed toward
stars more likely to have planets and life.
About other stellar regions we can only speculate. Stars are continuing
to form: Is there some aspect of their formation that is beneficial—or
deleterious—to habitability? Would a planet in a region with newly forming
stars be able to sustain life? What about stellar systems in the middle of nebulae?
Are these regions neutral to life, or does the presence of great quantities
of interstellar gas have some effect on life’s presence or existence? Our
sun probably formed in a low-density star cluster that dispersed soon thereafter
and thus avoided disruption of the orbits of Jupiter, Saturn, Uranus, and
Neptune.
HA B I T A B L E Z O N E S I N T H E GA L A X Y
The concept of habitable regions can be applied to our Milky Way galaxy as
well. We (and a few other astrobiologists) suspect there are geographic regions
that can be plotted from the center of our galaxy that are habitable regions
in a way analogous to the habitable zones around stars. Our galaxy is a
spiral galaxy (the other types are elliptical and irregular galaxies). In most
galaxies the concentration of stars is highest in the center and diminishes away
from the center. Spiral galaxies are dish-shaped (round, but flat if viewed from
the side), with branching arms when viewed from the top. But viewed from the
side they are quite flat. Our galaxy has an estimated diameter of about 85,000
light-years. Our sun is about 25,000 light-years from the center, in a region
between spiral arms where star density is quite low compared to the more
crowded interior. In this position we slowly orbit the central axis of the galaxy.
R A R E E A R T H
28
Like a planet revolving around a star, we maintain roughly the same distance
from the galactic center, and this is fortunate. Our star—by chance—is located
in the “habitable zone” of the galaxy. We suspect that the inner margins
of this galactic habitable zone (GHZ) are defined by the high density of stars,
the dangerous supernovae, and the energy sources found in the central region
of our galaxy, whereas the outer regions of habitability are dictated by something
quite different: not the flux of energy, but the type of matter to found.
At the present time, we cannot do more than crudely designate the limits
of this habitable region. Its inner boundary is surely defined by celestial catastrophes
occurring closer to the center, but we cannot yet estimate how
close to the center of the galaxy that boundary is. Perhaps it extends 10,000
light-years from the center, perhaps more. However, we do have at least a
vague idea of the forces that impose this inner limit. Life is a very complex
and delicate phenomenon that is easily destroyed by too much heat or cold
and by too many gamma rays, X-rays, or other types of ionizing radiation.
The center of any galaxy produces all of these.
Among the lethal stellar members of any galaxy are the neutron stars
called magnetars. These collapsed stars are small but astonishingly dense, and
they emit X-rays, gamma rays, and other charged particles into space. Because
energy dissipates as the square of distance, these objects are no threat
to our planet. Closer to the center of the galaxy, however, their frequency increases.
Any galactic center is a mass of stars, some the lethal neutron stars,
and it seems most unlikely that any form of life as we know it could exist
nearby.
An even greater threat comes from exploding stars known as supernovae.
As stars grow old, they burn up their hydrogen and eventually collapse
on themselves. Some of them then explode outward with terrific force.
Any star going supernova would probably sterilize life within a radius of 1
light-year of the explosion and affect life on planets as far as 30 light-years
away. The very number of stars in galactic centers increases the chances of a
nearby supernova. Our sun and planet are protected simply by the scarcity of
stars around us.
Habitable Zones of the Universe
29
The outer region of the galactic habitable zone is defined by the elemental
composition of the galaxy. In the outermost reaches of the galaxy, the
concentration of heavy elements is lower because the rate of star formation—
and thus of element formation—is lower. Outward from the centers of galaxies,
the relative abundance of elements heavier than helium declines. The
abundance of heavy elements is probably too low to form terrestrial planets as
large as Earth. As we shall see in the next chapter our planet has a solid/liquid
metal core that includes some radioactive material giving off heat. Both attributes
seem to be necessary to the development of animal life: The metal core
produces a magnetic field that protects the surface of the planet from radiation
from space, and the radioactive heat from the core, mantle and crust fuels plate
tectonics, which in our view is also necessary for maintaining animal life on
the planet. No planet such as Earth can exist in the outer regions of the galaxy.
Not only is Earth in a rare position in its galaxy; it may also be fortunate
(at least as far as having life is concerned) in being in a spiral rather than an
elliptical galaxy. Elliptical galaxies are regions with little dust which apparently
exhibit little new star formation. The majority of stars in elliptical
galaxies are nearly as old as the universe. The abundance of heavy elements
is low, and although asteroids and comets may occur, it is doubtful that there
are full-size planets.
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A B I T A B L E Z O N E S , AND T I M E S ,
I N T H E UN I V E R S E
Because our limitations of the Universe deal with time, we must pose our question
in a temporal sense: Are there times that are habitable in the Universe? As
we will see in the next chapters, life (at least life as we know it) requires many
elements that had to be created after the Big Bang (the advent of the Universe,
some 15 billion years ago). Twenty-six elements (including carbon, oxygen,
nitrogen, phosphorus, potassium, sodium, iron, and copper) play a major role
in the building blocks of advanced life, and many others (including the heavy
R A R E E A R T H
30
radioactive elements such as uranium) play an important secondary role by
creating, deep within Earth, heat indirectly necessary for life. All of these elements
were created within the centers of stars—often in exploding stars, or
supernovae—rather than in the Big Bang itself, so they were not present in
sufficient abundance for perhaps the first 2 billion years or more of the Universe.
Then, the “habitable zone” of the Universe, in the sense of time, began
only after its first 2 billion years. The early history of the Universe was also
dominated by objects known as quasars, which would have been very dangerous.
The early Universe must have been lifeless or at least empty of advanced
life, and quite remarkably, there are also limits on the time during
which the Universe can exhibit Earth-like planets that provide adequate life
support for advanced life. The geological activity on Earth that is so important
in controlling the atmospheric temperature via the CO2–rock cycle is
driven by the heat liberated by the radioactive decay of uranium, thorium,
and potassium atoms. These elements are produced by supernovae explosions,
and their rate of formation is declining with time. In our galaxy, stars
that form at present have less of these radioisotopes than the sun did when it
formed 4.6 billion years ago. It is entirely possible that any true Earth clones
now forming around other stars would not have enough radioactive heat to
drive plate tectonics, a key process that helps stabilize Earth’s surface temperature.
Our definition of a universe habitable zone is based on time, and
though intriguing, it is still a bit unsatisfying. Is there some geographic,
rather than temporal, component of the Universe that favors or is poisonous
to life? If we could map the Universe, would we find favorable and unfavorable
regions, just as we do in stellar systems and in our galaxy? In other words,
is life uniformly distributed throughout the Universe, or are there regions
where it will exist and others where it will not? We cannot yet answer questions
such as this, but some remarkable new discoveries have enabled us at
least to address them.
For 10 days in December 1995, the Hubble Space Telescope in orbit
around Earth focused its large mirror on a small region in space. A total of 342
Habitable Zones of the Universe
31
exposures were made in the vicinity of Ursa Major, the Big Dipper. The area
of space examined is tiny: from our perspective, only 1⁄30 the size of the full
Moon. The target area in this small region—now known as the Hubble Deep
Field—was a sprinkling of galaxies. The Hubble Deep Field appears to be one
of the richest windows into distant galaxies known in the sky.
The results of these 10 days of photography have been nothing short of
spectacular—and in a sense revolutionary. The photographs revealed galaxies
3 to 15 times fainter—and thus proportionally more distant—than any
previously observed. More than 1500 individual galaxies can be identified in
the photos. The light from these faint objects has come to us from the deep
past—from periods long before our own galaxy formed, and our own sun.
The most distant galaxies visible in these photos probably date to some time
during the first few billion years after the start of the Universe, and hence
they may antedate life anywhere. It is unlikely that any of the stars in these
galaxies could have Earth-like planets because the heavy elements to build
them were not yet abundantly available. We thus may be seeing images of the
prebiotic Universe.
Another insight gleaned from the Hubble Deep Field is that older
galaxies seem to have more irregular shapes than newer galaxies. From 30%
to 40% of the most distant galaxies (and hence of the the oldest galaxies) are
unusual or deformed compared to those nearest our own galaxy. The galaxies
of the early Universe are quite different from newer galaxies. Does galaxy
morphology affect habitability? And has habitability changed through time?
An even more surprising result was the finding that the various distances
from Earth of the many galaxies seen in these photos cluster around a few values.
Galaxies appear to be concentrated in great bubble-like or sheet-like structures
with vast voids between. We might ask whether regions along these great
sheets of galaxies have higher or lower hospitality to life. A key to habitability
in various galaxies may be their abundance of heavy elements. Planets that form
around metal-poor stars may be too small to retain oceans, atmosphere and
plate tectonics. Metal-poor planets may not be able to support or maintain animal
life, for reasons that we will detail in later chapters. It is known that entire
galaxies are metal-poor and hence likely devoid of animal life.
R A R E E A R T H
32
T H E END O F P L A N E T A R Y HA B I T A B I L I T Y
For nearly all of Earth history, life was limited to creatures so small that they
are invisible to the naked eye. Casual inspection during all that time would
have suggested that it was a failed planet. In other planetary systems, primitive
life might flourish but never advance to the point where forests and flying
animals even get a serious chance to evolve. Stars with short lifetimes, unstable
planetary atmospheres, changes in orbital or spin axis, massive
extinctions, impacts, crustal catastrophes, the cessation of plate tectonics, or
any of a whole raft of other problems could prevent the evolution of advanced
life or its prolonged survival. And on Earth itself, complex life has
thrived only for the last 10% of the planet’s existence.
Perhaps the most predictable aspect of advanced life (if it exists) on
other planets around other stars is that its tenure is limited and that eventually
any such life—and even some of the planets—will perish. Like individual organisms,
planets and their grand environments have life spans. All planets with
life eventually become extinct. This final outcome may be brought about by
external sources such as impacts or a nearby supernova, by internal effects
such as atmospheric or biological catastrophe, or (if all else fails) by increase
in the brightness of the central star. This will be the ultimate fate of Earth: Life
on our planet will eventually be roasted out of existence. The sun is slowly getting
brighter. It is now 30% brighter than it was in the early history of the
planet. Over the next 4 billion years it will double in brightness. Even if life
survives this travail, it will soon be stilled. About 4 billion years from now, the
sun will begin to expand rapidly in size, and its brightness will dramatically increase.
The sun will become a red giant, as did the stars Antares in the constellation
Scorpio and Betelgeuse in the constellation Orion. In a billion-year
time span, its brightness will increase over 5000 times.
At the very beginning of this process, Earth’s oceans will vaporize, driving
our precious water supply into space. In the final stages of its transformation
into a red giant, the sun will expand to the point where it will nearly
reach the orbit of Earth. The Universe will be one living planet poorer.
Habitable Zones of the Universe
33
SUMMARY
A review of habitable zones—for animals as well as microbes, and in the
galaxy and Universe as well as around our sun—leads to an inescapable conclusion:
Earth is a rare place indeed. Perhaps the most intriguing finding of this
line of research is that Earth is rare as much for its abundant metal content as
for its location relative to the sun. As we will see in the next chapter, the
metal-rich core of our Earth is responsible for much of its hospitality to life.
Building
a Habitable
Earth
The Earth is the only world known, so far, to harbor life.
There is nowhere else, at least in the near future, [to which]
our species could migrate.
—Carl Sagan, Pale Blue Dot
Most of the Universe is too cold, too hot, too dense, too vacuous,
too dark, too bright, or not composed of the right elements to
support life. Only planets and moons with solid surface materials
provide plausible oases for life as we know it. And even among planets with
surfaces, most are highly undesirable. As we noted in the Introduction to
this book, of all yet known celestial bodies, Earth is unique in both its physical
properties and its proven ability to sustain life. The success of Earth in
supporting life for billions of years is the result of a remarkable sequence of
physical and biological processes; knowledge of these processes is our main
source of insight into the possibilities of life elsewhere. In this chapter we
will describe the formation and evolution of the planet Earth. Understanding
how Earth attained its life-giving properties will provide a framework for
35
3
R A R E E A R T H
36
understanding what is required for life and how likely it is to exist on other
bodies.
Using Earth to generalize about what life requires is, of course, fraught
with uncertainty. Lacking knowledge of any extraterrestrial life forms, we
cannot be confident that we understand the optimal or even the minimal conditions
necessary to support life beyond this planet. But our planet is an uncontested
success in terms of the abundance and variety of life it sports, even
though it was certainly sterile soon after its formation. How did that change
come about, and what were the physical attributes of Earth that allowed it to
become so rich with life?
Earth is the only location in the universe that is known to have life, but
it is only one of perhaps millions of habitats in our galaxy, and trillions in the
Universe, that might also harbor life. From the biased viewpoint of Earthlings,
however, it does appear that Earth is quite a charmed planet. It has the
right properties for the only type of life we know, it formed in the right place
in the solar system, and it underwent a most remarkable and unusual set of
evolutionary processes. Several of its neighbors in the solar system even
played highly fortuitous, supporting roles in making Earth a congenial habitat
for life. The near-ideal nature of Earth as a cradle of life can be seen in its
prehistory, its origin, its chemical composition, and its early evolution. What
are the most important factors that allowed Earth to support advanced life?
Earth has offered (1) at least trace amounts of carbon and other important
life-forming elements, (2) water on or near the surface, (3) an appropriate atmosphere,
(4) a very long period of stability during which the mean surface
temperature has allowed liquid water to exist on its surface, and (5) a rich
abundance of heavy elements in its core and sprinkled throughout its crust
and mantle regions.
Earth is actually the final product of an elaborate sequence of events
that occurred over a time span of some 15 billion years, three times the age
of Earth itself. Some of these events have predictable outcomes, whereas others
are more chaotic, with the final outcome controlled by chance. The evolutionary
path that led to life included element formation in the Big Bang and
Building a Habitable Earth
37
in stars, explosions of stars, formation of interstellar clouds, formation of the
solar system, assembly of Earth, and the complex evolution of the planet’s interior,
surface, oceans, and atmosphere. If some god-like being could be
given the opportunity to plan a sequence of events with the express goal of
duplicating our “Garden of Eden,” that power would face a formidable task.
With the best intentions, but limited by natural laws and materials, it is unlikely
that Earth could ever be truly replicated. Too many processes in its formation
involved sheer luck. Earth-like planets could certainly be made, but
each outcome would differ in critical ways. This is well illustrated by the fantastic
variety of planets and satellites that formed in the solar system. They all
started with similar building materials, but the final products are vastly different
from each other. Just as the more familiar evolution of animal life involved
many evolutionary pathways with complex and seemingly random
branch points, the physical events that led to the formation and evolution of
the physical Earth also required an intricate set of nearly irreproducible circumstances.
Any construction project requires that building materials be on site before
the actual construction begins. The formation of Earth was no different.
Hence the first step is assembling the raw materials.
CR E A T I O N O F T H E E L E M E N T S
Although we understandably date Earth’s history from the origin of the
planet, a considerable “prehistory” preceded Earth’s formation. One of the
most important aspects of this period was the origin of the chemical elements.
The elements are the building blocks of both planets and life. Consider
that in a sort of cosmic reincarnation, every atom in our bodies resided
inside several different stars before the formation of our sun and has been part
of perhaps millions of different organisms since Earth formed. Planets, stars,
and organisms come and go, but the chemical elements, recycled from body
to body, are essentially eternal.
R A R E E A R T H
38
All but a minute fraction of the atoms in the planet Earth and in its inhabitants
were produced, long before Earth formed, by an intricate set of astrophysical
processes. A most remarkable aspect of our prehistory is that the
processes of element formation were universal and that they provided fairly
similar starting materials for most planets’ building processes, wherever these
occurred. Planets and the life they harbor may develop great variations, but
their initial stores of building blocks were similar, largely because of the relative
abundance of the various chemical elements. By looking at this prehistory,
we can gain insight into the range of possible planets and life habitats that
might form in different places and at different times in the Universe.
The cosmic choreography that led to the formation of Earth, all other
bodies in the Universe, and (ultimately) life began with the Big Bang, the
very “beginning of time.” The Big Bang is what nearly all physicists and astronomers
believe is the actual origin of universe. Born in an instant, the entire
universe started out as an environment of incredible heat and density, but
subsequent expansion led to rapid cooling and more rarefied conditions. During
the first half-hour, conditions existed that produced most of the atoms
that are still the major building blocks of the stars—mainly hydrogen and helium,
atoms that make up over 99% of the normal (visible) matter in the universe.
In itself however, the Big Bang generated little chemical diversity. It
gave us little or nothing beyond hydrogen, helium, and lithium to fill the periodic
table. It did not produce oxygen, magnesium, silicon, iron, and sulfur,
the elements that constitute more than 96% of the mass of our planet. It did
not produce carbon, a chemically unique element whose versatile ability to
form complex molecules is the basis for all known life. But the Big Bang did
produce the raw material (hydrogen) from which all heavier and more interesting
elements would later form.
The temperature of the Universe, during its first half-hour, was above
50 million degrees Celsius. At this temperature, positively charged protons
(the nuclei of hydrogen) could occasionally collide with enough energy to
overwhelm the electrostatically repulsive effects of their like positive charges
and fuse together to form helium. This simple fusion process is the secret of
Building a Habitable Earth
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the stars. It is the reason why the night sky is not dark, the reason why Earth’s
surface is not frozen, the reason why planets can exist; it is the energy source
that powers life on Earth. This process commonly occurs inside stars, but it
was also the major nuclear reaction in the Big Bang. In stars the fusion of hydrogen
to yield helium provides a critical long-term energy source, but in the
Big Bang, helium production was a mere footnote to the grand events that
had just preceded it. In addition to being the first nuclear reaction to produce
new elements, the formation of helium from hydrogen (thermonuclear fusion)
has handed advanced life a double-edged sword. On the positive side,
fusion is the only known process that could be used in future reactors to provide
truly long-term energy sources for advanced civilizations. (Fossil fuel
and solar power could not possibly supply Earth’s human population, at its
present rate of energy consumption, for more than a few thousand years. Fusion
reactors using hydrogen from the ocean could, in principle, produce
nearly unending supplies of energy.) On the other hand, bombs based on the
fusion of hydrogen are one of the surest means of destroying advanced life
forms on a planet-wide scale.
The fusion of hydrogen to form helium was the end of the road for element
production during the Big Bang. The key process that would lead from
helium to the production of heavier elements could not occur under the conditions
that prevailed in the early Universe. When the temperature was high
enough to produce them, the spatial density of atoms was too low and the reaction
rates too small. Thus it was not possible for Earth-like planets to form
in the early Universe, because their formation depends on elements heavier
than helium. During the first 15% of the age of the Universe, a period of over
2 billion years, stars could form, but there was not enough dust and rocks for
them to have terrestrial planets. When modern telescopes are used to observe
more and more distant objects, we are actually seeing further and further back
into the early history of the Universe. If it were possible to detect life with a
telescope, we would observe a “dead zone” beyond a certain distance—
beyond a certain time, that is, when the Universe was without life or planets
or even the elements to produce them.
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The trick for getting from helium to the generation of planets, and ultimately
to life, was the formation of carbon, the key element for the success of
life and for the production of heavy elements in stars. Carbon could not form
in the early moments following the Big Bang, because the density of the expanding
mass was too low for the necessary collisions to occur. Carbon formation
had to await the creation of giant red stars, whose dense interiors are
massive enough to allow such collisions. Because stars become red giants only
in the last 10% of their lifetimes (when they have used up much of the hydrogen
in their cores), there was no carbon in the Universe for hundreds of
millions to several billion years after the Big Bang—and hence no life as we
know it for that interval of time.
Carbon formation requires three helium atoms (nuclei) to collide at essentially
the same time: a three-way collision. What actually happens is that
two helium atoms collide to form the beryllium-8 isotope, and then, within a
tenth of a femtosecond (1/10,000,000,000,000,000 second) before this highly
radioactive isotope decays, it must collide with and react with a third helium
nucleus to produce carbon. Carbon has a nucleus composed of six protons
and six neutrons, the cumulative contents of three helium atoms. Once carbon
had been made, however, heavier and heavier elements could be formed.
The production of heavier and more interesting elements occurred in the
fiery cores of stars where temperatures ranged from 10 million to over 100
million degrees Celsius. The sun is currently producing only helium, but in
the future, in the last 10% of its lifetime, it will produce all of the elements
from helium to bismuth, the heaviest nonradioactive element in nature. Elements
heavier than bismuth are all radioactive, and most are produced by the
decay of uranium and thorium. The elements heavier than bismuth were produced
in the cores of stars ten times more massive than the sun that underwent
supernova explosions, dramatic events in which a star brightens by a
factor of 100 billion over a period of a few days.
The sequence of element production in the Big Bang and in stars provided
not only the elements necessary for the formation of Earth and the
other terrestrial planets but also all of the elements critical for life—those actually
needed to form living organisms and their habitats. Among the most
Building a Habitable Earth
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Argon
Sodium
Aluminum
Helium
Hydrogen
Neon
Carbon
Nitrogen
Oxygen
Sulfur
Silicon
Iron
Magnesium
Figure 3.1 The relative proportions (by number) of the most abundant elements in the Sun. Hydrogen
and helium and the elements resting directly on top of the hydrogen cube dominate the composition
of stars and Jovian planets. The terrestrial planets could not efficiently incorporate these elements and
are composed largely of oxygen and the elements resting on the helium cube.
important of these elements were: iron, magnesium, silicon, and oxygen to
form the structure of Earth; uranium, thorium, and potassium to provide radioactive
heat in its interior; and carbon, nitrogen, oxygen, hydrogen, and
phosphorus, the major “biogenic” elements that provide the structure and
complex molecular chemistry of life. The production of elements inside stars,
along with continued recycling between stars and the interstellar medium,
produced a relative proportion of the different elements known as the “cosmic
abundance,” the approximate elemental composition of the sun and most
common stars. This composition is approximately 90% hydrogen and 10%
helium, leavened with carbon, nitrogen, and oxygen at around 0.1% each and
magnesium, iron, and silicon at roughly 0.01% each (see Figure 3.1). Earth itself
exhibits similar relative abundance of iron, magnesium, and silicon and
has some oxygen but can claim only trace amounts of the other cosmically
abundant elements. The elements carbon, oxygen, hydrogen, and nitrogen
dominate its biotic inhabitants, or life.
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The processes that occurred during the billions of years of Earth’s “prehistory”
when its elements were produced are generally well understood. Elements
are produced within stars; some are released back into space and are
recycled into and out of generations of new stars. When the sun and its planets
formed, they were just a random sampling of this generated and reprocessed
material. Nevertheless, it is believed that the “cosmic abundance”
mix of the chemical elements—the elemental composition of the sun—is representative
of the building material of most stars and planets, with the major
variation being the ratio of hydrogen to heavy elements.
The dominant atoms that formed Earth were silicon, magnesium, and
iron, with enough oxygen to oxidize fully (from compounds such as MgO,
magnesium oxide) most of the silicon and magnesium and part of the iron.
Earth’s oxygen content is 45% by weight but 85% by volume. Other elements
are rare, but some play very critical roles. Carbon is a trace element in Earth,
but as we have noted, it is the key element for terrestrial life, and its rich chemical
properties are probably the basis of any alien life as well. Hydrogen is also
a trace element in planet Earth; still its gifts include the oceans and all water, the
essential fluid of terrestrial life. Other important trace elements are uranium,
potassium, and thorium. The decay of these radioactive elements heats Earth’s
interior and fuels the internal furnace that drives volcanism, the vertical movement
of matter within its interior, and the drift of continents on its surface.
The “cosmic abundance” pattern is well known in the scientific literature,
but it actually isn’t as “cosmic” as its name implies. It is actually the “solar
abundance” pattern, because it is based on measurements of the composition
of the sun and solar system. Many stars are similar in composition, but there
is variation, mainly in the abundance of the heavier Earth-forming elements
relative to hydrogen and helium. The sun is in fact somewhat peculiar in that
it contains about 25% more heavy elements than typical nearby stars of similar
mass. In extremely old stars, the abundance of heavy elements, may be as
low as a thousandth of that in the sun. Abundance of heavy elements is
roughly correlated with age. As time passed, the heavy-element content of
the Universe as a whole increased, so newly formed stars are on the average
more “enriched” in heavy elements than older ones. There are also systematic
Building a Habitable Earth
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variations within the Milky Way galaxy. Stars in the center of the galaxy are
richer in metals (astronomical slang for elements heavier than helium) than
stars at the outer regions.
The abundance of heavy elements enters into Rare Earth considerations
because it influences the mass and size of planets. If Earth had formed around
a star with lower heavy-element abundance, it would have been smaller because
there would have been less solid matter in the annular ring of debris
from which it accumulated. Smaller size can adversely influence a planet’s
ability to retain an atmosphere, and it can also have long-term effects on volcanic
activity, plate tectonics, and the magnetic field. If the sun were older, if
it were further from the center of the galaxy, or even if it were a typical onesolar-
mass star (equal to the mass of the sun), then Earth would probably be
smaller. If Earth were just a little smaller, would it have been able to support
life for long periods of time?
Of all these properties of the solar system, perhaps the most curious—
and at the same time the least appreciated—is that it is so rich in metals. Recent
studies by Guillermo Gonzalez and others have shown that the sun is
quite rare in this respect. Metals are necessary attributes of planets: Without
them there would be neither magnetic fields nor internal heat sources. And
metals may also be a key to the development of animal life: They are necessary
to important organic constituents of animals (such as copper and iron
blood pigments). How did we get our surplus treasure trove of metals?
CO N S T R U C T I O N O F P L A N E T E A R T H
The matter produced in the Big Bang was enriched in heavier elements by cycling
in and out of stars. Like biological entities, stars form, evolve, and die.
In the process of their death, stars ultimately become compact objects such as
white dwarfs, neutron stars, or even black holes. On their evolutionary paths
to these ends, they eject matter back into space, where it is recycled and further
enriched in heavy elements. New stars rise from the ashes of the old.
This is why we say that each of the individual atoms in Earth and in all of its
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creatures—including us—has occupied the interior of at least a few different
stars. Just before the sun formed, the atoms that would form Earth and the
other planets existed in the form of interstellar dust and gas. Concentration
of this interstellar matter formed a nebular cloud, which itself then condensed
into the sun, its planets, and their moons.
Let’s take a closer look at what happened. The formation process began
when a mass of interstellar material became dense and cool enough to grow
unstable and gravitationally collapse into itself to form a flattened, rotating
cloud—the solar nebula. As the nebula evolved, it quickly assumed the form
of a disk-shaped distribution of gas, dust, and rocks orbiting the proto-sun, a
short-lived juvenile state of the sun when it was larger, cooler, and less massive
and was still gathering mass. The planets formed from this nebula, even
though the nebula itself existed for only about 10 million years before the
majority of its dust and gas either formed large bodies or was ejected from the
solar system.
It would be highly informative to examine similar nebulae around other
young stars, but their distance from us is so great, and their size so small, that
their details cannot yet be directly imaged with telescopes. Ground-based
and space-borne telescopes have, however, revealed several lines of evidence
suggesting that disks surround newly forming stars. Among this evidence is a
peculiar and spectacular phenomenon that has only recently begun to be understood.
Young stars show jets of material radiating away from them. These
“bipolar nebulae” are gaseous objects resembling two giant turnips, each with
its apex pointing toward the star. The jets appear to be gas ejected perpendicular
to disks that apparently exist around the central star. Thus as stars form,
they paradoxically also eject matter back into space. The presence of a disk
in the equatorial plane of the star forces the ejected material into jets along
the polar axes of the spinning system of star and disk.
In the solar nebula, 99% of the mass was gas (mostly hydrogen and helium),
and the heavier elements that could exist as solids made up the remaining
1%. Some of the solids were surviving interstellar dust grains; others
were formed in the nebula by condensation. This gas played a major role in
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forming the sun, Jupiter, and Saturn. All of the other planets, the asteroids,
and the comets formed primarily from the solids. Solids were only a trace
component of the nebula as a whole, but they could undergo a concentration
process that gas could not. As the nebula evolved, dust, rocks, and larger solid
bodies separated from the gas and became highly concentrated, forming a
disk-like sheet in the mid-plane of the solar nebula, in some ways resembling
the rings of Saturn.
One of the fundamental processes that led to the production of planets
was accretion, the collision of solids and their sticking to one another to form
larger and larger bodies. This complex process involved the formation, evolution,
destruction, and growth of vast numbers of bodies ranging in size
from sand grains to planets. Most of the mass of a planet was accreted from
materials in its “feeding zone”—a ring section of the solar nebula disk that extended
roughly halfway to the nearest neighboring planets. If viewed from
above, the concentric feeding zones could be imagined as a target, with one
planet forming in each radial band. The composition of solids varied with distance
from the sun, so the nature of each planet was critically influenced by
its feeding zone.
The accretion process was responsible for unique and very important
aspects of Earth. An enigma of Earth’s formation is its composition and particular
location in the solar system. As we saw in Chapter 2, Earth formed
within the habitable zone of the sun. A grand paradox of terrestrial planets is
that if they form close enough to the star to be in its habitable zone, they typically
end up with very little water and a dearth of primary life-forming elements
such as nitrogen and carbon, compared to bodies that formed in the
outer solar system. In other words, the planets that are in the right place, and
thus have warm surfaces, contain only minor amounts of the ingredients necessary
for life. The accretion process accumulated solids from the nebula, but
the composition of solid dust, rocks, and planetesimals in the nebula varied
with distance from the sun. At Earth’s distance from the center of the solar
nebula (see Figure 3.2), the temperature was too high for abundant carbon,
nitrogen, or water to be bound in solid materials that could accrete to form
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Jupiter Saturn
Mars
Earth
Venus
Mercury
asteroid belt
Uranus
Neptune
Pluto
Kuiper belt comets
Figure 3.2 The plan of the solar system. The rhythmic geometry of planetary spacings results from planet
formation from annular “feeding zones.” The asteroid belt and the Kuiper belt of comets are regions where planet
growth processes failed and original planetesimals are still preserved. The planet orbits are shown to scale, illustrating
how Earth and the other terrestrial planets occupy only the tiny central portion of the solar system.
(The sizes of the planets are magnified by a factor of 1000; otherwise, they could not be seen at the scale of
planetary orbits.)
planetesimals and planets. Ice and carbon/nitrogen-rich solids were too
volatile and had no means of efficiently forming solids in the warm inner regions
of the nebula. Thus Earth has only trace amounts of these volatile components,
compared to bodies that formed farther from the sun. An excellent
example is the case of the carbonaceous meteorites, thought to be samples of
typical asteroids formed between Mars and Jupiter. These bodies contain up
to 20% water (in hydrous minerals similar to talc) and up to 4% carbon. The
bulk of Earth, by comparison, is only 0.1% water and 0.05% carbon.
Building a Habitable Earth
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Had Earth formed from materials similar those in the asteroid belt, farther
from the Sun, its ocean could have been hundreds of kilometers deep,
and its carbon content would have been higher by many orders of magnitude.
Both of these aspects would have resulted in a planet totally covered by water
and with vast amounts of CO2 in its atmosphere. The resulting greenhouse
heating would have produced Venus-like surface temperatures of hundreds of
degrees Celsius, and the surface would have been too hot for the complex organic
molecules used by living organisms to survive. Such a planet could have
developed more Earth-like conditions only if cataclysmic changes had resulted
in the loss to space of most of its oceans and most of its carbon dioxide,
and this seems highly unlikely. With even twice as much water, Earth
would have ended up as an abyssal planet entirely covered with deep blue
water—a true “water world”—and very few nutrients would have been available
in the energy-rich surface waters of the ocean.
If natural processes in the nebula had acted in a different way, a radically
different Earth might have resulted. For example, the reason why Earth
is so carbon-poor is that most of the carbon in the inner parts of the nebula
was in the form of carbon monoxide gas. Like hydrogen and helium, gaseous
components could not be incorporated. If a way had existed to convert
gaseous carbon into solids, then enormous amounts of carbon could have
been accreted, and carbon would have been the dominant Earth element. In
the cosmic abundance distribution, carbon is half as abundant as oxygen and
ten times as abundant as iron, magnesium, and silicon. A genuinely carbonrich
planet would be entirely different from Earth. Imagine a planet with
graphite on its surface and diamond and silicon carbide in its interior. Neither
of these compounds would allow volcanism or even chemical weathering.
Carbon-rich planets are presumably rare, but they probably do occur in exotic
planetary systems where oxygen was less abundant than carbon in the
planet-forming nebula.
The arrival of the “biogenic elements” on Earth is a matter of considerable
speculation, but it is likely that most of them came from the outer regions.
In the coldest outer regions of the nebula, water and nitrogen and carbon
compounds could condense to form solids. Presolar interstellar solids
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carrying the light elements were also preserved in this region. Although most
of these materials stayed in the outer solar system, some would ultimately
have reached Earth by scattering. When they passed near an outer planet,
their orbits about the sun could have been significantly altered, sometimes
sending them toward the sun, where they might collide with terrestrial planets.
Such gravitational effects from encounters with planets can cause asteroidal
and cometary debris, rich in light elements, to assume earth-impacting
orbits. This “cross-talk” caused some degree of mixing between different
feeding zones and provided a means of bringing the building blocks of life to
what might otherwise have been a lifeless planet lacking in many biogenic elements
because it formed too close to the sun.
The formation of the giant outer planets is thought to have been particularly
effective in scattering volatile-rich planetesimals from the outer regions
of the solar system into the inner solar system, the realm of the terrestrial
planets. Even today, material from the outer solar system impacts Earth.
Most of the mass is in particles a quarter-millimeter in diameter that are derived
from comets and asteroids. These materials carry not only carbon, nitrogen,
and water but also relatively large amounts of organic material, as
was first proved when extraterrestrial amino acids were discovered in the
Murchison meteorite that fell in Australia in 1969. Life on Earth formed
from organic compounds, and it is possible that prebiotic compounds from
the outer solar system stimulated the first steps toward the origin of life on
Earth. Thus the outer solar system not only provided the essential elements
for life but also may have given the complex organization of the chemical
processes of life a critical head start. (In the context of Rare Earth, this “seeding”
would not have been unusual for a terrestrial planet. It is reasonable to
expect that inner planets in all planetary systems are exposed to organic-rich
“manna” from the distant comet cloud systems that invariably surround their
central star.)
The scattering process that bestowed on Earth life-giving material from
the outer solar system also has a dark side. We have noted that the accretion
process never really ended. The rate is many orders of magnitude less than it
Building a Habitable Earth
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was 4.5 billion years ago, but, as in any solar system where planets form by
accretion of solids, the process still goes on. The annual influx of outer solar
system material falling to Earth is 40,000 tons per year. This is mostly in the
form of small particles, but larger objects occasionally hit. The small-particle
flux is one 10-micron particle per square meter per day and one 100-micron
particle per square meter per year. The diameter of a typical human hair is
just under 100 microns. Larger objects are increasingly rare, but on the average,
an outer solar system object 1 kilometer in diameter randomly impacts
Earth every 300,000 years. Collision with a body this size, traveling at a
speed of well over 10 kilometers per second results in a very energetic impact
event. Every 100 million years, on average, a 10-kilometer object strikes
Earth. Such an impact can produce a transient crater tens of kilometers deep
and over 200 kilometers in diameter. It can eject enough fine debris into the
air to block sunlight from the entire Earth for months. Just such an impact
event killed all the dinosaurs on Earth 65 million years ago.
Early in the history of the solar system, the impact rate of very large objects
was much higher, and objects struck Earth that were as big as Mars
(about half the diameter of Earth). During the first 600 million years of Earth’s
history, there were impacts of bodies 100 kilometers in size that individually
delivered enough energy to heat and sterilize Earth’s surface down to depths
of several kilometers. The larger impacts would have vaporized the ocean and
parts of the crust. The occurrence of impacts that could cause global sterilization
raises an intriguing possibility: There may have been occasions when
all life on Earth was destroyed by a single impact. The intervals between devastating
impacts might have been long enough for life to form and again be
annihilated. If life forms easily and quickly when the conditions are right,
then life might have formed and been destroyed several times before the era
of sterilizing 100-kilometer and larger bodies finally ended. This effect has
been called “the impact frustration of the origin of life,” because life could not
permanently exist on Earth until major impacts had ceased. The giant impacts
essentially ended 3.9 billion years ago because most of the large impactors
had been swept up by planets, ejected from the solar system, or stored in
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50
distant orbits. Over the past 3.9 billion years, impacts have continued, but
not by bodies as large as 100 kilometers. Current impactors are comets and
asteroids perturbed, by gravitational effects of planets, from their reservoirs
in the asteroid and comet belts. The largest of these bodies can have calamitous
effects (the impact of a 10-kilometer body probably caused the extinction
of the dinosaurs), but they are too small to pose a threat of sterilizing the
entire Earth.
The final stages of Earth’s assembly process included the impact of several
very large objects. In Earth’s feeding zone, many celestial bodies were all
struggling to grow. During accretion, a given body in a feeding zone would
meet one of the following fates:
Growth by assimilation of others
Destruction by high-speed collision
Assimilation into a larger body
Ejection out of the feeding zone
The process resembled a brutal biological competition, and in the end,
only a single body survived to become Earth. In the final assembly stages,
however, many large bodies orbited within the feeding zone, some as large as
the planet Mars. The dramatic collision of these large bodies with the young
Earth played a role in determining the initial tilt values of Earth’s spin axis,
the length of the planet’s day, the direction of its spin, and the thermal state
of its interior. It is widely believed that the impact of a Mars-sized body was
responsible for formation of the Moon, an oddly large satellite relative to the
size of its mother planet.
The final composition of Earth had several crucial structural effects.
First, enough metal was present in the early Earth to allow formation of an
iron- and nickel-rich innermost region, or core, that is partially liquid. This
enables Earth to maintain a magnetic field, a valuable property for a planet
sustaining life. Second, there were enough radioactive metals such as uranium
to make for a long period of radioactive heating of the inner regions of the
planet. This endowed Earth with a long-lived inner furnace, which has made
Building a Habitable Earth
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possible a long history of mountain building and plate tectonics—also necessary,
we believe, to maintaining a suitable habitat for animals. Finally, the
early Earth was compositionally able to produce a very thin outer crust of
low-density material, a property that allows plate tectonics to operate. The
thicknesses and stability of Earth’s core, mantle, and crust, could have come
about only through the fortuitous assemblage of the correct elemental building
blocks.
There is no direct information about Earth’s early history because no
rocks older than 3.9 billion years have survived. We can say with confidence,
however, that the period included episodes of great violence due to the effect
of giant impacts. The largest high-velocity collisions would cause heating
and actually resurface the planet. Cratering events of the magnitude of those
that created the major basins on the Moon (the large circular regions seen
without a telescope, including the eye of the “Man in the Moon”) may have
blown parts of the atmosphere into space. These events may have produced
truly horrific environments. Impacts that vaporize large amounts of water and
liberate carbon dioxide from surface rocks can lead to phenomenal greenhouse
effects. After the direct heating effects due to the kinetic energy of impact
have dissipated, the greenhouse gasses linger in the atmosphere and retard
the escape of infrared radiation. With its main cooling process blocked,
the atmosphere heats up. The greenhouse effect in the dense carbon dioxide
atmosphere on modern Venus produces surface temperatures of 450°C; it has
been estimated that the vast amount of gas injected into Earth’s early atmosphere
by giant impacts may have produced surface temperatures hot enough
to melt surface rocks!
It is the heritage of terrestrial life that violent events and truly hostile
environments preceded it. The violent events of these times may have determined
the final abundance of water and carbon dioxide, two compounds that
play crucial roles in the ability of Earth to maintain an environment where
life can survive. It is interesting to speculate about what would have happened
if the final abundance of these had varied. If Earth had had just a little
more water, continents would not extend above sea level. Had there been
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more CO2, Earth would probably have remained too hot to host life, much
like Venus.
F I N I S H WO R K
A process that strongly influenced the ultimate evolution of life on Earth was
the creation of the atmosphere, oceans, and land. Events involved in the formation
of all three were highly intertwined.
Without an atmosphere there would be no life on Earth. Its composition
over Earth history is one of the reasons why our planet has remained a
life-supporting habitat for so long. Today the atmosphere is highly controlled
by biological processes, and it differs greatly from those of other terrestrial
planets, which range from essentially no atmosphere (Mercury) to a
CO2 atmosphere a hundred times denser (Venus) and a CO2 atmosphere a
hundred times less dense (Mars). Even viewed from a great distance, Earth’s
strange atmospheric composition would provide a strong clue that life is present.
Composed of nitrogen, oxygen, water vapor, and carbon dioxide (in descending
order of abundance), it is not an atmosphere that could be maintained
by chemistry alone. Without life, free oxygen would rapidly diminish
in the atmosphere. Some of the O2 molecules would oxidize surface materials,
and others would react with nitrogen, ultimately forming nitric acid. Without
life, the CO2 abundance would probably rise, resulting in a nitrogen and CO2
atmosphere. To an alien astronomer, Earth’s atmospheric composition would
be clearly out of “chemical equilibrium.” This situation would provide convincing
evidence of life and a vigorous ecosystem capable of controlling the
chemical composition of the atmosphere. Telescopic detection of such peculiar
atmospheres is the basis of a strategy for detection of life outside the solar
system by the “Terrestrial Planet Finder”; we will discuss it in Chapter 10.
The atmosphere was formed by outgassing from the interior, a process
that released volatiles originally carried to Earth in planetesimal bodies as
well as by delivery from impacting comets. The composition and density of
the atmosphere are influenced by the amount and nature of the original acBuilding
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53
creted materials, but in Earth’s case they are most strongly affected by processes
that recycle atmospheric components in and out of the atmosphere.
The oceans are a by-product of outgassing and the formation of the atmosphere.
When the atmosphere was very hot, a great deal of it was composed
of steam. Gradually, as the early Earth cooled, the steam condensed as
water and formed the vast oceans we still see today. Although they were originally
fresh, the oceans became salty through chemical interactions with
Earth’s crust.
Land provides a home for nonaquatic life, and the vast regions of shallow
water that surround land offer crucial and complex habitats where
oceanic life can flourish. Shallow water is also a setting where interactions
between ocean and atmosphere alter the composition of the atmosphere.
Earth’s topography and the total amount of water determine what fraction of
Earth’s surface is land. The oceans contain enough water to cover a spherical
Earth to a depth of about 4000 meters. If the surface of the planet varied
only a few kilometers in elevation, Earth would be devoid of land. It is easy
to imagine an Earth covered by water, but it is difficult to imagine that, with
its present water supply, it could ever be dominated by land. To make more
land or even produce an Earth dominated by land, the oceans would have to
be deeper to accommodate the same volume of water in spite of having less
total surface area. Thus the planet’s remarkable mixture of land and oceans is
a balancing act.
Land formation on Earth has throughout its history occurred by two
principal means: simple volcanism creating mountains and the more complex
processes related to plate tectonics. Simple volcanism leads to the formation
of small islands such as Hawaii and the Galapagos archipelagos. Volcanic islands
similar to Hawaii were probably the predominant landform on the early
Earth. These were lifeless islands with no plant roots to slow the ravages of
erosion. Low islands would have been bleak and desert-like, sterile surfaces
bombarded by intense ultraviolet radiation from the sun unfiltered by Earth’s
early atmosphere. If climatic conditions were anything like today, the higher
islands would have had copious rainfall leading to extensive erosion. Although
Earth evolved beyond the stage where its only land consisted of eroding and
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54
doomed islands, many of the water-covered planets elsewhere probably only
have transient basaltic islands, at best. At worst they have no land at all.
In the case of our planet, Earth managed to form continents that could
endure for billions of years. This required the formation of land masses made
of relatively low-density materials that could permanently “float” on the
denser underlying mantle while parts of them extended above the sea.
How did the first continents form? Early continental land masses may
have formed when the impact of large comets and asteroids melted the outer
region of Earth to form a “magma ocean,” a planet-smothering layer of molten
rock. The concept of a global magma ocean grew out of studies of the Moon.
The heat generated from the rapid accretion of many planetesimals into our
solid Earth appears have melted the upper 400 kilometers of the Moon’s surface.
In the lunar case, as the magma ocean cooled, myriad small crystals of a
mineral called plagioclase feldspar (a low-density mineral rich in calcium, aluminum,
and silicon) formed and floated upward to create a low-density crust
nearly 100 kilometers thick. This ancient crust is still preserved and can even
be seen with the naked eye as the bright, mountainous lunar “highlands.” In
like fashion, a magma ocean on Earth, may have led to formation of the first
continents. Alternatively, the processes leading to the formation of the first
continental land may have occurred beneath large volcanic structures. The
initial land mass was small and was not until half way through its history that
land covered more than 10% of the Earth’s surface. In any event, the outcome
was a planet with both land and sea. This fortuitous combination may be the
most important factor that ultimately made life possible.
By about 4.5 billion years ago Earth was built. The next step was to
populate it—the subject of the next chapter.
Life’s
First Appearance
on Earth
One amino acid does not a protein make—let alone a being.
—Preston Cloud, Oasis in Space
Once life evolves, it tends to cover its tracks.
—John Delaney
The discovery of extremophilic microbes has radically changed our conception
of where life might be able to exist in the Universe—it causes
us to reassess the concept of habitable zones. Scientists now realize
that habitats suitable for microbial life are far more widely distributed in our
solar system, and surely in the Universe as well, than was considered possible
even in the most optimistic views of the 1980s and before. On the other
hand, these same studies are showing that complex life—such as higher animals
and plants—may have fewer suitable habitats than was previously
thought. But just because life could exist in a place doesn’t mean it is actually
there. Life can be widely distributed in the Universe only if it can come into
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R A R E E A R T H
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being easily. In this chapter we will examine current knowledge and hypotheses
about how life may have first formed on Earth and in what type of
environment this may have taken place.
HOW DI D L I F E B E G I N ?
What really is life? And how do we recognize its formation? These questions
seem simple, but the answers are dauntingly complex. In its most commonsense
definition, life is able to grow, reproduce, and respond to changes in the
environment. By this definition, extremophiles are obviously alive, for example.
Yet many crystals can do as much, and they are clearly not life. The great
British biologist J.B.S. Haldane pointed out that there are about as many living
cells in a human being as there are atoms in a cell. Individual atoms themselves
are not alive, though. “The line between living and dead matter is
therefore somewhere between a cell and an atom,” Haldane concluded.
Somewhere in between atoms and the living cell there is the entity known
as a virus. Viruses are smaller than the smallest living cells and do not seem to be
alive when isolated (they cannot reproduce), yet they are capable of infecting
and then changing the internal chemistry of the cells they invade. Are they
alive? In isolation they do not seem to be, but in combination with the host they
very well may be. The boundary between living and nonliving is ambiguous at
these levels of organization. By the time we reach the level of organization
found in bacteria and archaea, however, we are sure that we have unambiguous
life. We are also sure that all life on Earth is based on the DNA molecule.
Deoxyribonucleic acid, or DNA, is predominantly composed of two
backbones that spiral around one another (the famous “double helix” described
by its discoverers, James Watson and Francis Crick). These two spirals
are bound together by a series of projections, much like steps on a ladder,
made up of the distinctive DNA bases adenine, cytosine, guanine, and
thymine. The term base pair comes from the fact that the bases always join up
in the same way: Cytosine always pairs with guanine, and thymine always
joins with adenine. The order of bases on each strand of DNA supplies the
Life’s First Appearance on Earth
57
language of life; these are the genes that code for all information about a particular
life form.
There might be many kinds of life elsewhere in the Universe, and there
is a great deal of speculation among scientists about whether DNA is the only
molecule on which life can be based or one of many. It is certainly the only
one capable of replication and evolution on Earth, and all life here contains
DNA. The fact is that all organisms on Earth share the same genetic code is
the strongest evidence that all life here derives from one common ancestor.
Was the rise of life inevitable on this planet? Let us perform a thought experiment:
If every environmental condition that ever existed on the Earth during
its 4.5-billion-year history were exactly reduplicated in the same order, would
life itself again evolve? And if it did, would it evolve with DNA as its crux?
The formation of this complex molecule is thus the starting point for
any discussion of life’s history on this planet—and perhaps on any other.
There may indeed be other ways to produce life; one would be a system
where ammonia, rather than water, is the solvent necessary for life. This route
may even have been followed, only to be erased later, probably because water
is a better solvent than ammonia. (Solvents are a rather humdrum yet essential
ingredient in life’s recipe. Many of the chemicals necessary for life can be
delivered into a cell only in solution, and for that a solvent is needed.) Thus
“DNA life” may be either the only type of life that formed or the only survivor.
Life seems to have appeared on this planet somewhere between 4.1 and
3.9 billion years ago, or some 0.5 to 0.7 billion years after Earth originated.
However, the fact that no fossils were preserved at this time in Earth’s history
clouds our understanding of life’s earliest incarnation. The oldest fossils that
we do find are from rocks about 3.6 billion years of age, and they look identical
to bacteria still on Earth today. There may have been earlier types of life
that are no longer represented on Earth, but our present knowledge suggests
that bacteria-like forms were the first to fossilize.
The Earth formed about 4.5 to 4.6 billion years ago from the accretion of
variously sized “planetesimals,” or small bodies of rock and frozen gases. For the
first several hundred million years of its existence, a heavy bombardment of
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58
meteors pelted the planet with lashing violence. Both the lava-like temperatures
of Earth’s forming surface and the energy released by the barrage of incoming
meteors during this heavy bombardment phase would surely have created
conditions inhospitable to life. As we recounted in the last chapter, this
constant rain of gigantic comets and asteroids would have driven temperatures
high enough to melt surface rock. No water would have formed as a liquid on
the surface. Clearly, there would have been no chance for life to form or survive
on the planet’s surface. It was hell on Earth.
As we showed earlier, the new planet began to change rapidly soon
after its initial coalescence. About 4.5 billion years ago, Earth began to differentiate
into different layers. The innermost region, a core composed
largely of iron and nickel, became surrounded by a lower-density region
called the mantle. A thin crust of still lesser density rapidly hardened over the
mantle, while a thick, roiling atmosphere of steam and carbon dioxide filled
the skies. In spite of its being waterless on the surface, great volumes of water
would have been locked up in Earth’s interior, and water would have been
present in the atmosphere as steam. As lighter elements bubbled upward and
heavier ones sank, water and other volatile compounds were expelled from
the interior and added to the atmosphere.
The heavy bombardment by comets and asteroids lasted more than half
a billion years and finally began to diminish around 3.8 billion years ago as
the majority of debris was incorporated into the planets and moons of our
solar system. During the period of heaviest impact, the steady bombardment
would have scarred our planet by craters in the same manner as the moon. Yet
the comets and asteroids raining in from space delivered an important cargo
with each blow. Some astronomers believe that much, or even most, of the
water now on our planet’s surface arrived with the incoming comets; others
think that only a minority of Earth’s water arrived in this fashion.
Comets are made up of dust and volatiles, such as water and frozen carbon
monoxide, and there is no doubt that a good many of them hit the early
Earth. These cargoes of water slamming into Earth would have turned instantly
to steam. The dense early atmosphere remained hot for hundreds of
millions of years. Perhaps 4.4 billion years ago, its surface temperatures might
Life’s First Appearance on Earth
59
have dropped sufficiently, and for the first time liquid water would have condensed
from steam onto our planet’s surface, successively forming ponds,
lakes, seas, and finally a planet-girdling ocean. The study of ancient sedimentation
suggests that by slightly less than 3.9 billion years ago, the amount of
oceanic water on Earth may have approached or attained its present-day
value. But these were not tranquil oceans or oceans even remotely similar to
those of today.
We have only to look at the Moon to be reminded of how peppered
Earth and its oceans were during the period of heavy impact, between 4.4 and
3.9 billion years ago. Each successive, large-impact event (caused by comets
larger than 100 kilometers in diameter) would have partially or even completely
vaporized the oceans. Imagine the scene if viewed from outer space:
the fall of the large comet or asteroid, the flash of energy, and the evaporation
of Earth’s planet-covering ocean, to be replaced by a planet-smothering
cloud of steam and vaporized rock heated (at least for some decades or centuries)
far above the boiling point of liquid water. It is difficult to conceive of
life—whatever its form—surviving anywhere on the planet during such
times, unless that survival occurred deep underground.
Scientists have made mathematical models of such ocean-evaporating impact
events. The collision with Earth of a body 500 kilometers in diameter results
in an almost unimaginable cataclysm. Huge regions of Earth’s rocky surface are
vaporized, creating a cloud of “rock-gas” several thousand degrees in temperature.
It is this superheated vapor, in the atmosphere, that causes the entire ocean
to evaporate into steam. Cooling by radiation into space would take place, but a
new ocean produced by condensing rain would not fully form for thousands of
years after the event. Much of the revolutionary detective work behind these
conclusions was described in 1989 by Stanford University scientist Norman
Sleep, who realized that the impact of such a large asteroid or comet could evaporate
an ocean 10,000 feet deep, sterilizing Earth’s surface in the process.
How ironic that the comets may have brought some of Earth’s life-giving,
liquid water—a prerequisite for life—and then snatched that gift away for a
time with each successive large-impact event. Yet it is not only water that these
comets may have brought. They could have played a role in determining the
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60
chemical evolution of Earth’s crust. And they may have contributed another ingredient
to the recipe for what we call life: They may have brought organic
molecules—or even life itself—onto our planet’s surface for the first time.
If some time machine made it possible to visit the Earth of about 3.8 billion
years ago, at the end of the period of heavy bombardment, our world
would surely still appear alien to us. Even though the worst barrage of meteor
impacts would have passed, there still would have been a much higher frequency
of these violent collisions than in more recent times. The length of
the day was shorter, because Earth was rotating far faster than it does now.
The sun was much dimmer, perhaps a red orb supplying little heat, for it not
only was burning with less energy than today but also had to penetrate a poisonous,
turbulent atmosphere composed of carbon dioxide, hydrogen sulfide,
steam, and methane. In such an environment, we would have had to wear
spacesuits of some sort, for only traces of oxygen were present. The sky itself
might have been orange to brick red in color, and the seas, which surely covered
all of the planet’s surface except for a few scattered, low islands, would
have been muddy brown and clogged with sediment. Yet perhaps the greatest
surprise to us would be the utter absence of life. No trees, no shrubs, no
seaweed or floating plankton in the sea; it would have seemed a sterile world.
Somehow, the fact that we have not yet detected life on Mars seems consistent
with its satellite images. A waterless world fits our picture of a lifeless
world. Even when the young Earth was covered with water, however, it was
still devoid of life. But not for long.

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A R E C I P E F O R L I F E
Most scientists are confident that life had already arisen 3.8 to 3.9 billion years
ago, at about the time when the heavy bombardment was coming to an end.
The evidence indicative of life’s appearance is not the presence of fossils but
the isotopic signatures of life extracted from rocks of that age in Greenland.
The oldest rocks on Earth that have been successfully dated via radiometric
dating techniques are mineral grains of zircon about 4.2 billion years
Life’s First Appearance on Earth
61
old. The Greenland rocks (from a locality called Isua) are thus only slightly
younger. The Isua rock assemblages, which include sedimentary (or layered)
rocks as well as volcanic rocks, have yielded a most striking discovery. They
contain ratios of the light and heavy isotopes of carbon, indicating formation
in the presence of life. The isotopic residue in the Isua rocks reveals an excess
of the isotope carbon-12 compared to carbon-13. A surplus of carbon-12 is
found today in the presence of photosynthesizing plants, because all living
organisms show an enzymatic preference for “light” carbon. The inference is
that if early life existed at Isua, it may have used photosynthesis for its energy
sources. But there is no fossil evidence that life existed so long ago—only this
enigmatic and provocative surplus of a carbon isotope that in our day is a sign
of life’s presence. If the excess of light-carbon isotope is indeed a reliable indication
that ancient life existed at Isua, and perhaps elsewhere on Earth, as
early as 3.8 billion years ago, it leads to a striking conclusion: Life seems to
have appeared simultaneously with the cessation of the heavy bombardment.
As soon as the rain of asteroids ceased and surface temperatures on Earth permanently
fell below the boiling point of water, life seems to have appeared.
But how?
There are still more questions than answers about life’s origin on Earth.
Yet the sophistication of the questions now being addressed by legions of scientists
tells us that we are well along in the investigation. Among the most
pressing of these questions: Did life originate in only a single setting or in
several? Did the key chemical components—the building blocks—come
from different environments to be assembled in one place? Was life’s origin
“deterministic”? That is, could different environmental conditions produce
the same molecule of life, the familiar DNA? Were the individual stages in
the origin of life (such as the formation of amino acids, then of nucleic acids,
and then of cells) dependent on long-term changes in the Earth environment?
Did the origin of life change the environment such that life could never originate
again? At what stage did evolution take over to influence the development
of life? And, perhaps most interesting of all, can we infer the nature of
the settings of life’s origin from the study of extant organisms—creatures living
on Earth today?
R A R E E A R T H
62
Determining how the first DNA molecules appeared on Earth has been a
very difficult scientific problem, and it is still far from solved. No one has yet
discovered how to combine various chemicals in a test tube and arrive at a
DNA molecule. Added to this is the fact that conditions on the early Earth
would have been in many ways horrific for natural “chemistry” experiments involving
reactions that now routinely take place in what we humans call “room
temperature.” Temperatures on the early Earth even 3.8 billion years ago, about
the time that the first life on Earth may have appeared, may have been far
higher than those of today (although some astrobiologists think that Earth was
colder then than it is now because the sun was fainter). Many other aspects of
early environmental conditions would clearly have been deleterious to much of
the life now on our planet. For example, with an oxygen-free atmosphere the
amount of ultraviolet radiation reaching Earth’s surface would have been far
higher than it is today, making delicate chemical reactions on the planet’s surface
very difficult. But we know that life did arise and that the most important
step in the process was the formation of DNA, life’s basic information center.
To build DNA—and, ultimately, life—requires the following ingredients
and conditions: energy, amino acids, factors that make chemical concentration
possible, catalysts, and protection from strong radiation or excess
heat. The chemical evolution of life entails four steps:
1. The synthesis and accumulation of small organic molecules, such as
amino acids and molecules called nucleotides. The accumulation of chemicals
called phosphates (one of the common ingredients in plant fertilizer)
would have been an important requirement, because these are the “backbone”
of DNA and RNA.
2. The joining of these small molecules into larger molecules such as
proteins and nucleic acids.
3. The aggregation of the proteins and nucleic acids into droplets that
took on chemical characteristics different from their surrounding environment.
4. The replicating of the larger complex molecules and the establishment
of heredity. The DNA molecule can accomplish both, but it needs help
from other molecules, such as RNA.
Life’s First Appearance on Earth
63
RNA molecules are similar to DNA in having a helix and bases. But they
differ in having but a single strand, or helix, rather than the double helix of
DNA. They also differ in the makeup of their base composition: Instead of
thymine, they contain a base called uracil. Most RNA is used as a messenger,
sent from DNA to the site of protein formation within a cell, where the specific
RNA provides the information necessary to synthesize a particular protein. To
do this, a DNA strand partially unwinds, and an RNA strand forms and keys
into the base-pair sequence on the now-exposed DNA molecule. This new
RNA strand matches with the base pairs of the DNA and, in so doing, encodes
information about the protein to be built. This process is called translation.
B U I L D I N G CO D E
Some of the steps leading to the synthesis of DNA and RNA can be duplicated
in the laboratory; others cannot. We have no problem creating amino acids,
life’s most basic building block. As was first demonstrated by University of
Chicago chemists Stanley Miller and Harold Urey in a famous experiment
conducted in 1952, researchers can even produce chains of amino acids under
laboratory conditions. In a scene reminiscent of some Frankenstein movie,
they created the building blocks of life for the first time—in a test tube. But it
has turned out that the challenge of making amino acids in the lab is trivial
compared to the far more difficult proposition of creating DNA artificially.
The problem is that complex molecules such as DNA (and RNA) cannot simply
be assembled in a glass jar by combining various chemicals. Such organic
molecules also tend to break down when heated, which suggests that their first
formation must have taken place in an environment with moderate, rather
than hot, temperatures. How then might these elusive but necessary components
of life have arisen on the young Earth?
One scenario that may have led to the formation of DNA was beautifully
described by Nobel laureate Christian de Duve in his 1995 book Vital
Dust. De Duve notes that amino acids either would have been brought down
R A R E E A R T H
64
to the surface of the young Earth by comets and asteroids from space or
would have been created on the planet’s surface by chemical reactions. De
Duve paints the following picture of our planet more than 4 billion years ago.
Brought down by rainfall and by comets and meteorites, the products
of these chemical re-shufflings progressively formed an organic
blanket around the lifeless surface of our newly condensed
planet. Everything became coated with a carbon-rich film, openly
exposed to the impacts of falling celestial bodies, the shocks of
earthquakes, the fumes and fires of volcanic eruptions, the vagaries
of climate, and daily baths of ultraviolet radiation. Rivers and
streams carried these materials down to the sea where the materials
accumulated until the primitive oceans reached the consistency
of hot dilute soup, to quote a famous line from the British
geneticist J.B.S. Haldane. In rapidly evaporating inland lakes and
lagoons, the soup thickened to a rich puree. In some areas, it
seeped into the inner depths of the Earth, violently gushing back
as steamy geysers and boiling underwater jets. All these exposures
and churning induced many chemical modifications and interactions
among the original components showered from the skies.
De Duve maintains a long-held belief that the progression from abiotic to
biotic was as follows: Amino acids formed in space and on Earth; these next
combined to form primitive proteins, which then somehow united to form
early life. The crucial step is the formation of proteins, themselves composed of
amino acids joined together by chemical bonding. Why? Because formation of
the critical building blocks, the nucleic acids, would require enzymes to catalyze
the necessary chemical reactions. Most chemical reactions are reversible;
sodium and chlorine, for example, combine to form salt under certain conditions
and tear apart (or dissolve) under others. Enzymes mediate chemical reactions,
which are necessary to join many complex protein pieces together into
larger units such as amino acids, and all biological enzymes are proteins.
The need to have proteins already present in order to assemble the molecules
whose job it is to assemble proteins in the first place has seemed an inLife’s
First Appearance on Earth
65
tractable “chicken and egg” problem. But recently an elegant solution to this
apparent paradox has been proposed. What if one of the nucleic acids—in
this case, RNA—could act both as the factory building proteins and as the
catalyst necessary to favor the important chemical reactions? According to
this new model, the early pathway to life may have seen the formation of
RNA prior to the formation of protein. In this view, RNA itself acted as the enzymatic
catalyst necessary for any further progression toward the ultimate
and quintessential component of life, DNA. Francis Crick first suggested this
in 1957. Information flows only from the nucleic acids to proteins, he noted,
never in the opposite direction, and thus the nucleic acids had to precede
protein formation. This point of view was confirmed by the Nobel Prizewinning
discovery of Thomas Cech and Sidney Altman that RNA can indeed
act as the enzyme necessary for catalytic activity. These RNA enzymes,
which were named ribozymes, led to the concept of the “RNA world,” where
RNA molecules on the early Earth carried out the steps necessary to produce
the building blocks of true life, preceding the formation of the first true DNA.
Once RNA has been synthesized, the path toward life is open because RNA
can eventually produce DNA. Thus, how the first RNA came into existence—
under what conditions, and in what environments—became the central problem
confronting chemists. As de Duve notes, “We must now face the chemical problems
raised by the abiotic synthesis of an RNA molecule. These problems are far
from trivial.” The abiotic synthesis of RNA remains the most enigmatic step in
the evolution of the first life, for no one has yet succeeded in creating RNA.
Once RNA was created, the leap from RNA to DNA would have been
more straightforward. RNA serves as a template for DNA. Yet many mysteries
remain: Did it happen once or many times? Was this most vital ingredient
of life created over and over and each time snuffed out by another gigantic
meteor impact? Or did this essential breakthrough happen just once on Earth
and then spread across the planet with its infectious, replicating behavior?
This model of life’s origin—from macromolecules to RNA to an “RNA
world” to DNA—has not gone unchallenged. Another possibility is that the cradle
of life was clay or pyrite crystals. The faces of these flat minerals and crystals
could have presented microscopic regions where early organic molecules
R A R E E A R T H
66
accumulated. This model suggests the following progression: from clay (mineral)
crystals to crystal growth, followed by an “organic takeover” (where
purely inorganic molecules are replaced by carbon-based molecules), allowing
the formation of organic macromolecules that in turn led to DNA and
cells. As envisioned by R. Cairnes, the earliest life would have had several
characteristics: It could evolve; it was “low-tech,” with few genes (sites on the
DNA molecule that code for the formation of specific proteins) and little specialization;
and it was made of geochemicals, arising from condensation reactions
on solid surfaces, from either pyrite or iron sulfide membranes.
Both of these ideas about the first development of life have at their crux
the need to bring various chemical components together somehow and then,
from these aggregates, assemble very complex molecules. In the RNA model,
the various chemicals assemble in liquid; in the second model, a mineral template
becomes an assembly site. There is as yet no consensus on which of
these alternatives is correct—or even on whether they are the only alternatives.
HOW LONG DI D I T T A K E ?
The fossil record tells us that abundant organisms capable of responding to
light and able to build mounds existed on Earth 3.5 billion years ago, as evidenced
in rocks from the Warrawoona region of Australia. Yet we know that
only 300 million years before that—somewhere around 3.8 billion years
ago—Earth was still being bombarded by giant asteroids and comets during
the “heavy bombardment” phase. This seems like an awfully short period of
time for the first life to evolve. Stanley Miller (the chemist who, with Harold
Urey, showed in the 1950s that amino acids could be made in a test tube) has
in the 1990s derived an estimate on how long it took to go from inorganic
chemicals to life. Miller thinks the transition from “prebiotic soup” to
cyanobacteria (the microbes we find today sliming swamps and ponds) may
have taken as little as 10 million years.
Life’s First Appearance on Earth
67
Miller based his conclusion on three lines of evidence: the rate of plausible
chemical reactions leading to the formation of the building blocks of
life; the relative stability of these building blocks, once made (the number of
years they remain intact before decomposition); and the rates of new gene
formation through “amplification” in modern bacteria.
The first of these, the rate of amino acid synthesis, is very fast—from
minutes to tens of years at the most. Once formed, most organic compounds
(such as sugars, fatty acids, peptides, and even RNA and DNA) can last from
tens of years to thousands of years. Thus these are not rate-limiting steps;
putting the pieces together was what took time. Miller sees three bottlenecks:
(1) the origin of replicating systems—essentially the formation of RNA and
then that of DNA, which could duplicate itself; (2) the emergence of protein
biosynthesis, or the ability of the RNA molecule to begin synthesizing proteins,
the actual material of cells; and (3) the evolutionary development of the
various, essential cell operations, such as DNA replication, production of
ATP (the energy source within cells), and other basic metabolic pathways. In
a 1996 article written with Antonio Lazcano, Miller argues that the time necessary
to go from soup to bugs may have been far less than 10 million years.
Making life may be a rapid operation—a key observation supporting our contention
that life may be very common in the Universe.
WH E R E DI D I T HA P P E N ?
Almost as controversial as the “how” and the “how long” of attaining life is the
“where.” In what physical environment did the first life on Earth originate?
Answering the question of where is also an important aspect of assessing the
possibility and frequency of life on other planets.
The first, most famous, and longest-accepted model was proposed by
Charles Darwin, who in a letter to a friend suggested that life began in some
sort of “shallow, sun-warmed pond.” This type of environment, be it of fresh
water or perhaps in a tide pool at the edge of the sea, still remains a viable
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candidate. Other scientists early in the twentieth century, such as J.B.S. Haldane
and A. Oparin, agreed with Darwin and expanded on this idea. They independently
hypothesized that the early Earth had a “reducing” atmosphere
(one that produces chemical reactions the opposite of oxidation; in such an
environment, iron would never rust). The atmosphere at that time may have
been filled with methane and ammonia, forming (because it was filled with
the chemicals necessary to create amino acids) an ideal “primordial soup”
from which the first life appeared in some shallow body of water. Until the
1950s and into the 1960s, it was thus believed that the early Earth’s atmosphere
would have allowed commonplace inorganic synthesis of the organic
building blocks called amino acids by the simple addition of water and energy,
as shown in the famous experiments of Miller and Urey in 1952. All that
was needed was a convenient place for all the various chemicals to accumulate.
The best place for this seemed to be a fetid pond or a wave-lapped tide
pool at the edge of a shallow, warm sea.
Yet as we learn more about the nature of our planet’s early environments,
tranquil ponds or tide pools seem less and less likely to be plausible
sites for the first life—or even to have existed at all on the surface of the
early Earth. What Darwin could not appreciate in his time (nor could Haldane
and Oparin, for that matter) was that the mechanisms leading to the
accretion of Earth (and of other terrestrial planets) produced a world that,
early in its history, was harsh and poisonous, a place very far removed from
the idyllic tide pool or pond envisioned in the nineteenth and early twentieth
centuries. In fact, we now have a very different view of the nature of the
early Earth’s atmosphere and chemistry. It is widely believed among planetary
scientists that carbon dioxide, not ammonia and methane, dominated
the earliest atmosphere and that the overall conditions may not have favored
the widespread synthesis of organic molecules on Earth’s surface. It seems
more reasonable that the rain of asteroids and comets delivered these compounds
essential for life.
But if not in a pond or tide pool, where could these components have
come together to produce life? Here is an alternative view from microbioloLife’s
First Appearance on Earth
69
gist Norman Pace, one of the great pioneering microbiologists interested in
life’s evolution:
We can now imagine, based on solid results, a fairly credible scenario
for the terrestrial events that set the stage for the origin of
life. It seems fairly clear, now, that the early earth was, in essence,
a molten ball with an atmosphere of high-pressure steam, carbon
dioxide, nitrogen, and other products of volcanic emissions from
the differentiating planet. It seems unlikely that any landmass
would have reached above the waves (of a global ocean) to form
the “tide pools” invoked by some theories for the origin of life.
Pace looks for an entirely different setting—one of heat and pressure, such as
in the deep-sea volcanic vents.
The “where” of life’s origination is obviously controversial, and as
pointed out by University of Washington astronomer Guillermo Gonzalez,
the favored habitats appear to depend on a given scientist’s discipline.
In his delightful 1998 essay “Extraterrestrials: A Modern View,” Gonzalez
noted,
The kind of origin of life theory a scientist holds to seems to depend
on his/her field of specialty: oceanographers like to think it
began in a deep sea thermal vent, biochemists like Stanley Miller
prefer a warm tidal pool on the Earth’s surface, astronomers insist
that comets played an essential role by delivering complex molecules,
and scientists who write science fiction part time imagine
that the Earth was “seeded” by interstellar microbes. The fact that
life appeared soon after the termination of the heavy bombardment
about 3.8 billion years ago tells little about the probability of
the origin of life—it could have been a unique event requiring extraordinary
conditions. However, there are a few very basic ingredients
that are required by any conceivable kind of life, overactive
imaginations notwithstanding.
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Our vision of the “cradle of life” has obviously changed since Darwin’s
time. How do scientists now envision planet Earth at the time of life’s first appearance?
Even around 4 billion years ago, about 500 million years after initial
accretions, Earth would have seemed a very foreign world to us. For instance,
there was little land area, because there were few or no continents.
Volcanism and the eruption of lava from the interior of the planet, however,
were far more common than today. The deep-sea ridges, places where new
oceanic crust is created on the sea floor, are estimated to have been three to
five times longer than they are today, and hydrothermal activity along these
ridges may have been as much as eight times greater than in the present-day
world. All of this suggests a very energy-rich, volcanic world, with huge
amounts of deep-earth chemicals and compounds spewing forth in the
oceanic environment. The chemistry of seawater would have been enormously
different than it is now. The ocean was what we would call “reducing”
(in contrast to the present-day oxidizing oceans) because there was no free
oxygen dissolved in the seawater. The temperatures of the oceans may have
been far higher than today, ranging from warm to hot—perhaps hot enough
to scald us if we were there. Finally, there may have been 100 to 1000 times
as much carbon dioxide in the atmosphere as there is today.
The extremophiles may thus yield the most important clue uncovered
to date. Darwin and de Duve imply that life originated on Earth’s surface (although
de Duve hedges a bit on this question with his comment that environments
within the planet may be involved as well). Yet most views of
Earth’s surface at the time of the first formation of life paint a very bleak picture.
Lethal levels of ultraviolet radiation polluted the surface, and the impacts
of giant comets with Earth periodically vaporized the planet’s oceans.
The boiling of the seas would have repeatedly sterilized Earth’s surface. But
what about beneath the surface, in the subterranean regions now inhabited by
the extremophilic archaeans and bacteria? These deep Hadean environments
may have served as bomb shelter-like refuges, protecting deep extremophiles
from the fury at the planet’s surface. Could the deep subsurface have served
not only as refuge but also as cradle of life early in Earth history? New analyses
of the “Tree of Life,” or phylogenetic history of life on our planet, support
Life’s First Appearance on Earth
71
this possibility. But before we examine the Tree of Life and what it tells us, we
need to consider one more possible origin of life on Earth.
P L A N E T A R Y CR O S S - T A L K
There is another reason why life—at least microbial life—may be widely distributed:
Planets may commonly be seeded by life from other, nearby planets.
This may have happened on Earth; perhaps life arose on Mars or Venus
and then seeded our Earth. If microorganisms, the primitive but nearly indestructible
creatures at the low end of the cosmic IQ scale, exist on a given
world, they must inevitably travel to its immediate neighbors. There is a natural
“interplanetary transportation system” that distributes rocks between
nearby planets. These rocks serve as natural spacecraft that are capable of carrying
unwitting microbial stowaways from the surface of one planet, across
hundreds of millions of miles of space, to neighboring planets. This process
has nothing to do with the inclinations or technology of the inhabitants. It is
an unavoidable act of nature. Each year, Earth is impacted by half a dozen
1-pound or larger rocks from Mars. These rocks were blasted off Mars by
large impacts and found their way to Earth-crossing orbits, where they eventually
collided with Earth. Nearly 10% of the rocks blasted into space by
Mars end up on Earth. All planets are impacted by interplanetary objects
large and small over their entire lifetimes, and the larger impacts actually
eject rocks into space and into orbit about the sun.
A glance at the full Moon with binoculars shows long streaks, or rays,
radiating from the crater Tycho, located near the bottom of the Moon as seen
by observers in the Northern hemisphere. The rays are produced by the fallback
of impact debris (rocks) ejected from the crater, which is 100 kilometers
in diameter. The rays can be traced nearly across the full observable side of
the Moon, and such long “airborne” flight is evidence that some ejecta were
accelerated to near-orbital speed. Debris ejected to speeds higher than the
escape speed (2.2 kilometers per second) did not fall back but flew into space.
It has long been appreciated that material could be ejected from the Moon by
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72
impacts, but only in the past decade have we realized that whole rocks
greater than 10 kilograms in mass could be ejected from terrestrial planets
and not be severely modified by the process. It was formerly believed that the
launch process would shock-melt or at least severely heat ejected material.
There was little expectation that rocks capable of carrying living microbes
from planet to planet would survive the great violence of the launch. The discovery
of lunar rocks in Antarctica showed that this is possible.
There is also a rare class of meteorites called SNCs, or “Martian meteorites,”
that are widely believed to be from Mars. The first suggestion that
these odd meteorites might be Martian was greeted with considerable skepticism.
The discovery of lunar meteorites changed this by proving that there
actually was an adequate natural launch mechanism. The lunar meteorites
could be positively identified, because rocks retrieved by the Apollo program
showed that lunar samples have distinctive properties that distinguish them
from terrestrial rocks and normal meteorites derived from asteroids. Positive
linking of the SNC meteorites with a Martian origin was a more complex process.
It included showing that noble gas trapped in glass in the meteorite
served as a telltale fingerprint that matched the composition of the Martian
atmosphere, as measured by the Viking spacecraft that landed on Mars in
1976. The general properties of the SNC meteorites revealed that they were
basalts formed on a large, geologically active body that was definitely neither
Earth nor the Moon. Because the atmosphere of Venus is too thick and its
surface too young, Venus was also ruled out as a source.
The astounding discovery that meteorites from the Moon and Mars
reach Earth has profound implications for the transport of life from one
planet to another. Over Earth’s lifetime, billions of football-size Martian
rocks have landed on its surface. Some were sterilized by the heat of launch
or by their long transit time in space, but some were not. Some Martian ejecta
are only gently heated and reach Earth in only a few months. This interplanetary
shuttle is capable of carrying microbial life from planet to planet. Like
plants releasing seeds into the wind, or palms dropping coconuts into the
ocean, planets with life could seed their neighbors. Perhaps, then, life on
nearby terrestrial planets might have common origins. The seeding process
Life’s First Appearance on Earth
73
would be most efficient for planets that have small velocities of escape and
thin atmospheres. In this regard, Mars is a better prospect than Earth or
Venus. That is why it has been suggested that terrestrial life may have been
seeded by Mars.
What about the transfer of microbes between stellar systems? Although
microbes are killed by radiation in space some bacteria or viruses embedded
in dust grains might be shielded sufficiently to survive. If so, they might possibly
“seed” regions of a galaxy through the process known as Panspermia, as
suggested by Fred Hoyle and his collaborators in the early 1980s.
Once any planet in a particular planetary system is “infected” with life,
natural processes may spread that life to other systems. Of course, this process
can work only on organisms that can withstand the raw vacuum of outer
space. Animal life cannot spread in this fashion.
T H E T R E E O F L I F E AND T H E OR I G I N
O F T H E E X T R E M O P H I L E S
Once originated (or infected from elsewhere), life on Earth evolved quickly.
Geneticists have proposed several possible scenarios for this first unfolding of
Earth’s biota.
The first great surprise delivered by the Archaea, the extremophilic microbes
on Earth, was that they could live in such extreme environments. The
second and equally dramatic discovery was that archaeans are among the
most ancient of extant organisms on Earth, and display some characters believed
to be primitive. Studies of the genes of bacteria and archaeans (using
powerful techniques of molecular biology) have shown that both appear to
be near the very base of the so-called Tree of Life (also known as the “Woese
rooted tree of life” after its discoverer, geneticist C.R. Woese; see Figure 4.1).
The Tree of Life is really a model of life’s evolution into the major categories
of organisms existing today, and as such it is built simply of a series of
hypotheses in which we have greater or lesser degrees of confidence. Studies
that compare gene sequences in various organisms give us a theoretical map
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74
Bacteria
Archaea Eukaryotes
Last common ancestor
Cells with primitive, unregulated ATP-synthetases
and protein synthesis
DNA genomes
Origin of protein synthesis
RNA world
?
Prebiotic broth
Figure 4.1 The origin and early evolution of cells beginning from an RNA world (see page 65).
The branching order depicted in the upper part of the tree is from Woese et al., 1990. The distances
separating the evolutionary events in the tree trunk are not drawn to scale. (Modified from Lazcano et
al., 1992.)
of evolutionary history. According to these new studies, there is little more
“primitive” still living on Earth than hyperthermophilic microbes (although
we should note that primitive is used here in the sense of being first—these are
still very sophisticated cells, superbly adapted for their mode of life). On the
basis of the various genetic studies conducted to date, the archaeans seem to
share more characteristics and genes with the supposed primordial organism
(the putative common ancestor of all life) than any other organism living on
Life’s First Appearance on Earth
75
Earth. But they have still undergone more than 3.8 billion years of evolution
and hence may be very different from that first strain of life.
Making sense (and understanding the order) of life’s diversity is the specialty
of systematic biology. Early systematists simply classified through similarities
and differences of body parts. Now we classify by evolutionary history,
not simple resemblance. Although the presence of shared traits is often
a powerful clue to an evolutionary pathway, it can be quite misleading. Insects,
bats, birds, and pterosaurs all fly (or flew), yet they are only distantly
related. A far more powerful method of classification is through finding the
presence not only of shared characters (which can be anatomical details, such
as the presence of a backbone) but also of shared derived characters—indications
that these characters have been shaped by evolutionary forces and then
passed on. This particular methodology, coupled with new advances in DNA
sequencing, has led to a breakthrough in understanding life’s categories and
evolutionary history. The analysis of molecular sequences from living organisms
has provided a rough “map” of life’s evolution. Portrayed in graphical
form, this map becomes the “tree” mentioned above. The greater the number
of differences between the genes, the more evolutionarily separated the
groups are. It was this technique that illuminated the existence of the three
“domains,” Archaea, Bacteria, and Eucarya, and showed that these three are
the most ancient and fundamental branches of the Tree of Life still present on
the planet. This analysis also showed that bacteria and archaea are distinct,
even though they have some similar attributes, such as a cell without an internal
nucleus.
At first it would seem unlikely that the gene sequences preserved in stillliving
organisms could yield any sort of accurate key to the past, especially a
past of such antiquity, for the sequencing is an attempt to unravel life’s first diversification,
which took place more than 3 billion years ago. And yet, at least
in some molecules, evolutionary change has been exceedingly slow. The most
convenient places to study rates of evolutionary change within cells are small
subunits of RNA extracted from ribosomes, tiny organelles found within all
cells; these have been the Rosetta Stone that has enabled us to construct a new
view of the ancient past using only the recent past as our evidence.
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Much of this work has been accomplished in the 1990s and contradicts
long-held beliefs about the phylogeny, or evolutionary pathway, of life. It
shows that the divisions between the domains are extremely ancient. But by far
the most intriguing result is evidence that the most ancient of extant archaeans
and bacteria are heat-loving extremophiles—just the types of microbes we find
in extreme environments on Earth today. They are also among the most slowly
evolving organisms. This discovery indicates either that the earliest life on
Earth was some sort of extremophile or that extremophiles have best survived
the numerous near sterilizations of the early Earth. The implications are of the
utmost importance to those trying to estimate how common life is on other
planets. It appears that life may have first arisen on Earth under conditions of
high temperature and pressure, either under water or deep in Earth’s crust. As
we noted before, it may be that life can originate in settings far harsher—and
thus far more common in the Universe—than we ever dreamed.
The view that extremophilic microbes offer clues to the environment
of life’s first formation on Earth is relatively recent. In a scientific paper published
in 1985, John Baross and S. Hoffman argued that life first arose in the
deep-sea hydrothermal vent systems. At that time the extremophilic microbes
in such settings had only recently been discovered. Yet it seemed to
Baross and Hoffman that the early hydrothermal sites, as well as Earth’s
deep crustal regions, offered both the chemicals and energy necessary to
form the first life and the refuges it would need to remain alive during the violent
early phases of Earth history. After all, compared to heavy asteroid
bombardment, the deep-ocean floor near hydrothermal vent systems, violent
as they are, would constitute a relatively stable environment—perhaps
the only environment on Earth suitable for life’s first formation and first
flowering. The scientific community largely dismissed this new hypothesis
when it was first advanced, for the ubiquity and variety of extremophile microbes
in such settings were not yet known. But as the hydrothermal vent
hypothesis garnered support from evolutionary Tree of Life studies, many
came to regard the deep-vent setting as the strongest candidate for the site
of life’s origin.
Life’s First Appearance on Earth
77
Several key properties of hydrothermal vents make this hypothesis attractive.
First, hydrothermal vents contain regions where temperature, acidity,
and chemical content are favorable for life. They also contain a suite of
ingredients that make up the recipe for life, such as organic compounds, hydrogen,
oxygen, and abundant energy in appropriate energy gradients. They
offer reactive surfaces—places on rock substrates that might act as templates
for early protein formation. And most important, perhaps, they exist today
and allow us to test the plausibility of this hypothesis.
The most convincing interpretation linking the origin of life on Earth
with hydrothermal systems has come from astrobiologist Everett Shock and
colleagues at Washington University. Shock notes that unlike the oceans, the
early atmosphere was probably not a reducing environment. (This assumption is
contrary to that of others, who believe that the atmosphere may have remained
reducing for an extended period of time, thus providing environments
where organic compounds may have formed in a manner after the famous
Miller–Urey synthesis experiments of the early 1950s.) Shock argues
that in the absence of a reducing atmosphere, the synthesis of organic
compounds such as methane and ammonia—necessary building blocks for
life—would have been impossible on Earth’s surface. Instead, the first reactions
to build organic compounds would have been conversion of the common
gas carbon dioxide and perhaps carbon monoxide to organic compounds.
This is a radically different scenario from the idea that simply
zapping the early ocean with lightning (as envisioned by Miller and Urey)
would create organic compounds, which would then somehow fuse together
to form the first life.
Shock also argues that the surface of the early Earth would have been a
most inhospitable place for life’s origin, because it would have been bombarded
by ultraviolet radiation and cosmic debris. Like John Baross, Jody
Deming, and others, Shock comes down strongly on the side of submarine
hydrothermal systems as the cradle of life. These systems would have provided
the combination of high temperatures and chemical environment (reducing
conditions) necessary for converting carbon dioxide into organic
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78
material. The chemical energy for this synthesis would have come from the
mixing of highly reduced fluids rich in the noxious gas hydrogen sulfide with
less-reduced seawater in the very gullets of the hydrothermal vent systems.
Mixing of these two different solutions would provide energy—chemical energy.
This same energy source is the foundation of modern deep-sea vent
communities of organisms. In such a world, the earliest metabolic systems of
life would have been “chemoautotrophic”—existing not by carrying on photosynthesis
or by eating other creatures but, rather, deriving energy from
chemical reactions in seawater.
Much of the more recent debate about the origin of life has centered on
whether it occurred in an environment that was truly “hot” (above the boiling
point of water), such as is found well within the volcanic hydrothermal
vents, or in an environment merely “warm.” If the first life used RNA rather
than DNA for genetic information, it seems unlikely that the “hot” environment
could have been life’s cradle, because RNA is much less stable than
DNA under conditions of heating. RNA would probably be unable to develop
or evolve above 100°C, and such temperatures are routinely found
within the hydrothermal vent systems. It may be that, contrary to the interpretation
of those who use the Tree of Life as primary evidence, the earliest
life originated as mesophilic (warm-loving) rather than thermophilic (heatloving)
microbes. Under this scenario, the true heat-loving forms evolved
from the warm-loving forms and may have been the only survivors of the
cometary holocaust, all “mesophiles” of the time having been overheated into
extinction.
This debate will not soon be over. There is no way to know to what
extent the ancient ancestors of the living extremophiles resembled those
microbes still on our planet. John Baross has pointed out that the period between
4.0 and 3.5 billion years ago may have been a time of extensive evolutionary
“experimentation,” with only one evolutionary lineage becoming
the source of extant organisms. The tree accepted until 1997 may record
the lone survivors of that long ago time, rather than the true first ancestor
of all life on this planet. In such a case, the basal “trunk” of the tree is no
more than a branch extending from a much more deeply rooted tree whose
Life’s First Appearance on Earth
79
other, more ancient branches have been stripped from Earth through extinction.
By 1998 the “Tree of Life” had again changed in appearance (see Figure
4.3). The details of its upper branches remained about the same as in the
1997 tree, but the shape of its base began to look different. This reorganization
was based on new DNA-sequencing results from a microbe called
Aquifex, a thermophile that lives in hot springs in Yellowstone Park. Aquifex
had its entire assemblage of genes decoded. To the surprise of many (who
hoped that it was very similar to the most primitive of all life), Aquifex turned
out to have a gene assemblage not so different from that of many other,
nonextremophilic microbes. In fact, this thermophile differed in only a single
gene sequence from microbes that can live at normal temperatures. The implication
is that microbes that belong to widely divergent biological
groups—(including, perhaps, different domains) seem to have been able to exchange
entire blocks of genes—a process called gene swapping—very early
in their history. Gene swapping, or lateral gene transfer, must have been a
radical and common form of genetic exchange.
If gene swapping was so easily managed by the first groups of life on
Earth, it might help explain why all life (at least all life on Earth) uses the same
genetic code. Carl Woese supposes that all three domains—Archaea, Bacteria,
and Eucarya—emerged from the shared pool of genes that commonly were
transferred from organism to organism by the process of lateral gene transfer.
Innovations cropping up in any individual were quickly shared and assimilated
by others in the gene pool. Eventually, as more and more complex proteins
came into existence, and as the combinations of genes coding for protein formation
became more and more complex, the three domains emerged.
The standard view, that Bacteria and Archaea are the two oldest groups,
and that the eucaryans descended from one of them, now has two alternatives:
that all three groups emerged from a common gene “pool” or that there
once was a fourth, even more primitive domain that gave rise to the rest but
is now extinct (see Figure 4.2).
Whatever and wherever its source, life was rooted and probably pervasive
on the planet Earth by 3.5 billion years ago. Evolution was at work, and
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80
Archaea
Eucarya
(A)
Bacteria
Eucarya
Bacteria Archaea
(B)
Bacteria Archaea
Eucarya
(C)
Figure 4.2 Three alternatives for the evolution of life on Earth and its “Tree of Life.” In (A), the three domains
of life are seen to originate from a single common ancestor. This is the widely accepted “Tree” found in
most texts today. In (B), the tree seen in (A) sits atop an older and currently unrecognized series of branches.
In this interpretation, DNA life as we know it had a long prehistory with no preserved record. In (C), life is
composed of several distinct types that independently evolved on the early Earth, with only one (DNA life) surviving.
a host of new species proliferated as life began to exploit new food, new habitat,
and new opportunities. The possible ways in which life may have first
formed and the speed of its formation suggest that life may not be a unique
property of this planet. Perhaps it can be found on any planet or moon with
heat, hydrogen, and a little water in a rocky crust. Such environments are
common in our solar system and probably in other parts of the galaxy and
Universe, so life itself may indeed be widespread. The lesson of Earth is that
Life’s First Appearance on Earth
81
Figure 4.3 A reticulated tree representing Life’s history. Adapted from Doolittle 1999.
not only can it live in extreme environments, it can probably form in such
places as well. Life—but not animal life. How that further step to animal life occurred
on Earth—and whether we can use this essential step in Earth’s history
as a means of modeling the evolution and formation of analogs to animal life
on other planets—is the subject of the next chapter.
How to
Build Animals
Surely, the mitochondrion that first entered another cell
was not thinking about the future benefits of cooperation
and integration; it was merely trying to make its own living
in a tough Darwinian world.
—Stephen Jay Gould
On a perfect planet such as might be acceptable to a
physicist, one might predict that from its origin the
diversity of life would grow exponentially until the carrying
capacity, however defined, was reached. The fossil record
of the Earth, however, tells a very different story.
—Simon Conway Morris
In earlier chapters we’ve seen that life can exist in environments previously
thought too rigorous or too extreme to support living cells. We have also
seen that not only can life exist in these extreme environments, but on
Earth, at least, it may have originated in them as well. The implication of
these recent findings is that because microbial life can survive and perhaps
originate in extreme environments, it may be widespread in the Universe—
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and even on other planets in our solar system. Yet what of higher life forms?
Will multicellular animals and plants be as common as bacteria on other
planets? In this chapter we will examine these questions by looking at how
higher life forms came to be on planet Earth and asking, as we did in the case
of the extremophiles, whether this particular history can lead to generalizations
or insights concerning the frequency of animal life beyond Earth.
A N A N C I E N T DI C H O T O M Y
The gulf between the complexity of a bacterium and the complexity of even
the simplest multicellular animal, such as a flatworm like Planaria, is immense.
The number of genes in a bacterium can be measured in the thousands,
whereas the genes in a large animal number in the tens of thousands. To illustrate
this, we can liken a bacterium to a simple toy wooden sailboat. With
only three or four very tough parts, the toy boat is virtually indestructible,
just as a bacterium is impervious to most environmental stress. The flatworm,
by contrast, is like an ocean liner: immensely larger, more complex, and the
product of countless technological achievements. The sailboat does not need
complex fuel; it uses wind as its energy source, just as an autotrophic bacterium
(one that does not require organic nutrients) can take the simplest
sources, such as hydrogen and carbon dioxide, and manufacture its own organic
material. A planarian must find and ingest complex food, and it needs a
wide range of nutrients and inorganic materials to live, just as an ocean liner
must be supplied with complex fuel and devotes much of its internal machinery
to converting fuel to motion and energy. Let us pursue this simple analogy
further and bring in the time component. Because their technology is so
simple, toy sailboats have been built by humans for thousand of years. Ocean
liners, on the other hand, are a product of this century. They had to await the
development of complex smelted metals, steam or internal combustion engines,
electronics, and all the rest. They cannot be built simply, nor could
they be built until each of their various components was first invented and
How to Build Animals
85
perfected. Sailboats (toy or otherwise) have been on Earth a long time. Not
so ocean liners—or even the simplest of animals.
There is a final parallel we can draw. Like all objects built by the hand
of humans, our toy sailboat will eventually be destroyed: It will perhaps lose
first its cloth sail and then its mast; eventually the wood of the hull will rot.
But until then it is virtually unsinkable, just as the microbes of this planet not
only can withstand a much larger range of conditions than any animal but
seem to resist extinction much longer as well. Our ocean liner, on the other
hand, is a very different “animal.” One of the first of this century, of course,
was named Titanic.
The animals now on our planet are distinct from the domain Bacteria
and from the other bacterium-like domain, Archaea. We animals belong to a
third branch, the domain Eucarya (all three domains, however, share a common
ancestor).
As we noted in an earlier chapter, living organisms were long classified
into two great “kingdoms” composed of animals and plants. Eventually that
number was increased to five, made up of the animals, plants, bacteria, fungi,
and protists as noted in the last chapter. Modern classifications now break life
into three more basic groupings termed domains: Eubacteria (or simply Bacteria),
Archaea (whose members are united by exhibiting a cell type known as
prokaryotic), and Eucarya (composed of everything else, including the former
standard-bearers, animals and plants). The major subdivision is thus no
longer along classical lines (which, itself, was based on the well-known differences
between animals and plants) but is based instead on major differences
in cell architecture and genetic content between these groups.
The archaeans and the bacteria (which we can hereafter refer to as
prokaryotes) have no internal nucleus and no membrane-bounded organelles.
Their genetic information is contained in a single strand of DNA that is embedded
in the cell’s interior cytoplasm and thus separated from the external
environment only by the outer cell wall. The prokaryotes reproduce largely
by asexual means. They grow rapidly and divide frequently. The eucaryans
are so genetically distinct from the bacteria and the archaeans that they are
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86
easily differentiated as a third separate domain. Eucaryans have a very different
internal anatomy and organization as well. They possess an internal nucleus
and other internal cell compartments (known as organelles), such as the
mitochondria that produce energy.
Let’s clarify a few terms before we continue. The term clade refers to a
group of organisms that share a common ancestor more recently than some
other group of organisms. The archaeans, bacteria, and eucaryans make up
separate clades. The term grade, on the other hand, refers to a level of organization.
For instance, mammals and birds are both warm-blooded and thus
share the “warm-blooded” grade, even though the two groups are members of
different clades. We use the terms prokaryote (and prokaryotic) and eukaryote
(and eukaryotic) to denote two different grades of evolution. All bacteria and
archaeans belong to the prokaryotic grade, even though they represent separate
clades. Eucaryans belong to the eukaryotic grade.
Yet there is a far more fundamental distinction between these groups
than simple architecture or differences in their genetic code. These three
groups have evolved very different strategies for coping with environmental
challenges. Archaeans and bacteria tend to solve their problems by using
chemistry: They have evolved innumerable metabolic solutions to Earth’s
environmental challenges over time, but they have changed their morphology
very little in so doing. Perhaps because of this, the archaeans and bacteria
have attained very limited morphological diversification compared to
the immense number of species that have evolved in the domain Eucarya.
Most of them have retained the single-cell body plan. What they have done,
with sweeping success, is evolve a wide variety of metabolic specializations
and thus find biochemical and metabolic solutions to environmental challenges.
When archaeans and bacteria encounter an environment not to
their liking, they literally try to change the chemical nature of their surroundings.
In contrast to the mainly single-celled archaeans and bacteria, most eucaryans
have taken the opposite tack: They respond to challenges by changing
or creating new body parts. Theirs has been a morphological, rather than
How to Build Animals
87
a metabolic, approach. One consequence of this mode of life has been an increase
in size. The eucaryans evolved forms with an internal nucleus and
other internal cell organelles; this led to larger bodies. And they also mastered
the art of incorporating many cells per individual.
The earliest known fossil record of life, from rocks dated to about 3.5
billion years ago, appears to be of either archaeans or bacteria, which suggests
that one of these two groups may include the earliest truly living organisms
to have evolved on Earth. These first fossils are filamentous, and they
closely resemble the extant filamentous bacteria known as cyanobacteria.
The continued existence of these forms suggests that these ancient prokaryotes
achieved early a level of success that has not required major subsequent
morphological fine-tuning. But couldn’t the interiors of these cells, now separated
by 3.5 or more billions of years, be radically different? Possibly, but
not likely. Given a time machine capable of transporting us to Earth’s first cradles
of life, we would in all probability bring back microbes morphologically,
chemically, and perhaps even genetically indistinguishable (or nearly so)
from extant forms. Scientists have come to this conclusion through their efforts
at decoding the sequence and function of genes in modern bacteria.
Each gene has a function or series of functions, and because many living bacteria
are found in environments similar to those of the ancient Earth, it can be
assumed that to survive, the ancient bacteria had to have very similar genes.
The genetic code of many microbes is still very basic—and probably not
much different from that of types living over 3 billion years ago. The bacteria
and archaeans appear to be highly conserved; that is, they are true living
fossils. And in addition to being very old, they have been very successful.
They remain the most abundant living forms on Earth. There can easily be as
many bacteria in a drop of water as there are humans on all of Earth. We inhabit,
and always have, the “Age of Bacteria.”
The evolutionary history of the bacteria and archaeans is thus one of little
morphological change over the past 4 billion years. The evolutionary history
of the third great domain, Eucarya, was decidedly different (see Figure
5.1). A few of the eucaryans retained their primitive, almost bacterium-like
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88
ARCHAEA
Hyperthermophiles
Methanogens
Extreme
halophiles
Aquifex
Thermotoga
Flavobacteria
Cyanobacteria
Purple Grampositive
Animals
Green
nonsulfur
Ciliates Fungi
Plants
Flagellates
Microsporidia
BACTERIA EUCARYA
Figure 5.1 An ”unrooted“ Tree of Life. The three major domains of life (Archaea, Bacteria, and Eucarya)
all extend out from a central point. The principal taxonomic categories of each domain are shown as branches.
ways, and some of these still exist on Earth today. The remainder, however,
achieved one of life’s most remarkable transformations by creating a new cell
type, the eukaryotic cell, whose greatest innovation is the presence of an internal
nucleus. It was from this group that animal life eventually evolved. Let
us now examine the differences between the prokaryotic and eukaryotic
grades. This distinction has great relevance to our story, for it appears that attaining
the eukaryotic grade was the single most important step in the evolutionary
process that culminated in animals on planet Earth.
In prokaryotic cells, the most important barrier between the cell and the
external world is the cell wall. In eukaryotic cells, many barriers exist, including
the wall to the nucleus, the cell wall, and, among the multicellular varieties,
the epithelium (the outer skin). The eukaryotes have followed the path
of compartmentalizing cell functions in membrane-bounded organelles, such
as the nucleus, the mitochondria, chloroplasts, and others. Because of this,
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89
the morphological differences between prokaryotes and eukaryotes are profound.
Yet other, nonmorphological distinctions exist as well, and these too
have affected the evolutionary histories of these groups.
The most obvious difference is related to the varying degrees of multicellular
organization achieved by prokaryotes and eukaryotes. Prokaryotes
have only rarely attained either larger size or “metazoan” levels of organization
(many cells in a single organism). Nevertheless, the multicellular forms
that have evolved have played a starring role in Earth’s history. The most important
of these are stromatolites (the term means “stone mattress”) composed
of bedded masses of photosynthetic bacteria. Even when multicellularity
has been achieved by prokaryotes, intercellular coordination of tasks has
been minimal. Eukaryotes, on the other hand, have repeatedly evolved multicellular
forms.
These two strategies have had a marked effect on the evolutionary histories
of the two groups. As we have said, some species of bacteria on Earth
today seem indistinguishable from fossil forms found in rocks more than 3 billion
years old. In contrast, the majority of eukaryotic species with a fossil
record (and therefore hard parts) seem to persist for periods of only 5 million
years or less. Sexual reproduction and many episodes of evolutionary radiation
and extinction resulting in morphological change characterize the majority of
metazoan (multicellular) eukaryotes. Prokaryotes, on the other hand, have
seemingly adapted a strategy that protects them from extinction but at the
same time stifles morphological innovation. These are profoundly different
paths. How did this major differentiation of life on Earth come about?
The discovery of the ancient evolutionary divergence between the
great prokaryotic sister groups, Bacteria and Archaea, destroyed the longheld
belief that these so-called “primitive groups” are closely allied, one being
the ancestor of the other. Now many microbiologists believe that both arose
from some older, common ancestor as yet unknown. An even more surprising
discovery concerned the ancestry of the domain Eucarya. The lineage from
which all modern-day animals and plants arose might be as ancient as the two
prokaryotic groups. This is not to say that present-day eukaryotic cells are as
R A R E E A R T H
90
old as the prokaryotes. Most (but not all) scientists studying this problem believe
that the eukaryotic grade of cell, with its clearly defined internal nucleus
and many advances over the prokaryotic grade, did not appear on Earth until
well over a billion and a half years after the first bacteria and archaeans. What
this analysis does suggest is that the eukaryotic cell, the basic prerequisite for
the formation of complex metazoan life, arose but once—from a group of
bacterium-like organisms. The rest was evolutionary history. From that first,
complex cell with an internal nucleus arose all subsequent forms that people
this diverse domain: plants, fungi, various protist groups (including the flagellates
and ciliates, single-celled creatures that inhabit ponds and lakes and
are readily observed with a simple microscope), a group of microorganisms
called microsporidia—and, ultimately, animals.
T H E “NU C L E A R ” F A M I L Y
In summary, we can characterize eukaryotic cells as having seven major characteristics
that distinguish them from prokaryotes.
1. In eukaryotes, DNA is contained within a membrane-bounded organelle,
the nucleus.
2. Eukaryotes have other enclosed bodies within the cell—the organelles
such as mitochondria (which produce energy) and chloroplasts (tiny
inclusions that allow photosynthesis).
3. Eukaryotes can perform sexual reproduction.
4. Eukaryotes have flexible cell walls that enable them to engulf other
cells through a process known as phagocytosis.
5. Eukaryotes have an internal scaffolding system composed of tiny
protein threads that allow them to control the location of their internal organelles.
This cytoskeleton also helps eukaryotes replicate their DNA into
two identical copies during cell division. This system is both more complicated
and more precise than the simple splitting of DNA that occurs in
prokaryotic cells.
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91
6. Eukaryotic cells are nearly always much larger than prokaryotes; they
usually have cell volumes at least 10,000 times greater than that of the average
prokaryotic cell. An internal architecture and salt balance systems far more advanced
than those found in prokaryotes that make this larger size possible.
7. Eukaryotes have much more DNA than prokaryotes—usually 1000
times as much. The DNA in the eukaryotic cell is stored in strands, or chromosomes,
and is usually present in multiple copies.
Between the first evolution of life and the first cell to sport a eukaryotic
grade of organization, perhaps more than 1.5 billion years would pass. Why
did it take so long?
The answer partly seems to be that a host of new cell parts and cellular
organization had to evolve, and each took time. Perhaps the most important
development was a far higher degree of organization within the cell itself
than is found in bacteria or archaeans. Much of this organization is a result of
the cytoskeletal structures. The gathering of the cell’s DNA into an enclosed
region, the nucleus, and the compartmentalization of other cell systems into
enclosed organelles were radical departures from the prokaryotic design.
Some scientists believe that this compartmentalization of the cell interior
may also be one of the prerequisites for the development of “complex metazoans”—
animals and higher plants.
How did this evolutionary transformation come about? Evolutionary
biologist Lynn Margulis and others have argued that the eucaryans evolved
their various internal organelles through a process that began with endosymbiosis,
wherein one organism lives within another. This discovery, now
largely accepted, represents one of the great triumphs of twentieth-century
biology. There are many examples of endosymbiosis today; for example, termites
and cattle are able to digest the tough cellulose of plant material or
wood because they harbor, within their digestive systems, bacteria that contain
enzymes capable of breaking down the woody material. These bacteria,
however, are unaffected by the host creature’s digestive enzymes. Endosymbiosis
may have been the first step in the acquisition of the all-important eukaryotic
cell organelles, through the following scenario.

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